Interpreting Archaeology: Finding Meaning in the Past
Routledge, 1995
Ian Hodder
Gavin Lucas
Victor Buchli
Alexandra Alexandri
Jonathan Last
Ian Hodder
Gavin Lucas
Victor Buchli
Alexandra Alexandri
Jonathan Last
A curated collection of papers, statements, editorial from a conference held at Peterhouse, Cambridge in 1992 and offering an overview of the contemporary state of anthropological archaeology and its agendas.
Includes Hodder and Shanks on Processual, Postprocessual and Interpretive Archaeologies.
Publication Date: 1995
Publication Name: Routledge
+ 2 More
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Abstract:
A curated collection of papers, statements, editorial from a conference held at Peterhouse, Cambridge in 1992 and offering an overview of the contemporary state of anthropological archaeology and its agendas.
Includes Hodder and Shanks on Processual, Postprocessual and Interpretive Archaeologies.
Publication Date: 1995
Publication Name: Routledge
Research Interests:
Interpreting Archaeology
2
Interpreting Archaeology
Finding meaning in the past
Ian Hodder, Michael Shanks, Alexandra Alexandri, Victor Buchli, John
Carman, Jonathan Last and Gavin Lucas
3
First published 1995
by Routledge
2 Park Square, Milton Park, Abingdon, Oxon, OX14 4RN
Simultaneously published in the USA and Canada
by Routledge
270 Madison Ave, New York NY 10016
First published in paperback 1997
Transferred to Digital Printing 2008
© 1995 Ian Hodder, Michael Shanks, Alexandra Alexandri, Victor Buchli, John Carman, Jonathan Last and
Gavin Lucas
All rights reserved. No part of this book may be reprinted or reproduced or utilised in any form or by any
electronic, mechanical, or other means, now known or hereafter invented, including photocopying and
recording, or in any information storage or retrieval system, without permission in writing from the publishers.
British Library Cataloguing in Publication Data
A catalogue record for this book is available from the British Library
Library of Congress Cataloguing in Publication Data
Interpreting Archaeology / [edited by] Ian Hodder… [et al.].
p. cm.
Includes bibliographical references and index.
1. Archaeology–Philosophy.
2. Interpretation (Philosophy).
I. Hodder, Ian.
CC72.I57 1995
930.1’01–dc20 94–8756
ISBN 0–415–07330–8 (hbk)
ISBN 0–415–15744–7 (pbk)
Publisher’s Note
The publisher has gone to great lengths to ensure the quality of this reprint but points out that some
imperfections in the original may be apparent
4
Contents
List of tables and figures
Contributors
Introduction
1 Processual, postprocessual and interpretive archaeologies
Michael Shanks and Ian Hodder
2 Interpretive archaeologies: some themes and questions
Michael Shanks and Ian Hodder
Part 1 Philosophical issues of interpretation
3 Interpretation in contemporary archaeology: some philosophical issues
Gavin Lucas
4 Past realities
Mary Hesse
5 Interpretive anthropology
Ernest Gellner
6 The problems of origins: poststructuralism and beyond
Henrietta Moore
Part 2 The origins of meaning
7 The origins of meaning
Alexandra Alexandri
8 Cognitive and behavioural complexity in non-human primates
Phyllis C. Lee
9 Language and thought in evolutionary perspective
Robert A. Foley
5
10 Talking to each other: why hominids bothered
James Steele
11 Interpretation in the Palaeolithic
Clive Gamble
Part 3 Interpretation, writing and presenting the past
12 Interpretation, writing and presenting the past
John Carman
13 Writing on the countryside
Peter J. Fowler
14 Can an African-American historical archaeology be an alternative voice?
Mark P. Leone et al.
15 ‘Trojan forebears’, ‘peerless relics’: the rhetoric of heritage claims
David Lowenthal
16 A sense of place: a role for cognitive mapping in the ‘postmodern’ world?
Kevin Walsh
Part 4 Archaeology and history
17 The nature of history
Jonathan Last
18 The French historical revolution: the Annales school
Aron Gurevich
The relations between human and natural history in the construction of
19
archaeology
Alain Schnapp
20 Material culture in time
Ian Hodder
21 Archaeology and the forms of history
Michael Shanks
22 Railroading epistemology: Palaeoindians and women
Joan Gero
Part 5 Material culture
23 Interpreting material culture: the trouble with text
6
Victor A. Buchli
24 The visibility of the archaeological record and the interpretation of social reality
Felipe Criado
25 Tombs and territories: material culture and multiple interpretation
Michael Parker Pearson
26 Reconciling symbolic significance with being-in-the-world
Julian Thomas
27 Questions not to ask of Malagasy carvings
Maurice Bloch
28 Knowing about the past
Colin Richards
Appendix: further comment on interpretive archaeologies
Glossary
Bibliography
Index
7
Tables and figures
Tables
1 Ape tool technology
Figures
1 The ‘research cone’
2 Alliance structure and kinship in primates
3 Hominid encephalisation quotients through time
4 Genetic diversity and linguistic diversity
5 The relationship between archaeology and evolutionary biology
6 Steel comb excavated at Gott’s Court
7–10 The Banneker-Douglass Museum exhibit
11 Hayden White’s metahistorical tropes
12 The tropes applied to the south Scandinavian Neolithic
13 An aryballos (perfume jar) produced in Korinth in the seventh century BC
14 Malagasy carvings
8
Contributors
Alexandra Alexandri, Victor A. Buchli, John Carman, Jonathan Last and Gavin Lucas,
Department of Archaeology, University of Cambridge.
Maurice Bloch, Department of Anthropology, London School of Economics and
Political Science.
Felipe Criado, Facultad Geographia e Historia, Santiago de Compostela, Spain.
Robert A. Foley, Department of Biological Anthropology, University of Cambridge.
Peter J. Fowler, Department of Archaeology, University of Newcastle-upon-Tyne.
Clive Gamble, Department of Archaeology, University of Southampton.
Ernest Gellner, Department of Social Anthropology, University of Cambridge.
Joan Gero, Department of Anthropology, University of South Carolina.
Aron Gurevich, Institute of History, Moscow Academy of Sciences.
Mary Hesse, Department of History and Philosophy of Science, University of
Cambridge.
Phyllis C. Lee, Department of Biological Anthropology, University of Cambridge,
Cambridge.
Mark Leone, Paul R. Mullins, Marian C. Creveling, Laurence Hurst, Barbara
Jackson-Nash, Lynn D. Jones, Hannah Jopling Kaiser, George C. Logan, Mark S.
Warner, College Park Department of Anthropology, University of Maryland.
David Lowenthal, Department of Geography, University College London.
Henrietta Moore, London School of Economics and Political Science.
Michael Parker Pearson, Department of Archaeology, University of Sheffield.
Colin Richards, Department of Archaeology, University of Glasgow.
Alain Schnapp, Centre d’Archéologie Classique, Université de Paris 1 (Sorbonne).
James Steele, Department of Archaeology, University of Southampton.
Kevin Walsh, Department of Archaeology, University of Leicester.
9
Introduction
Archaeology is increasingly important in contemporary society. Some archaeologies
provide a narrative of prehistory and a complement to documentary history. But
archaeological materials are also being referenced more and more in relation to local
and national identities. They are being used by commercial interests in entertainment
and leisure industries. The archaeological past is being quoted and interpreted in many
diverse cultural fields. Archaeologists are also continuing to ask questions of
themselves – the procedures, questions and interests appropriate to a discipline which
focuses often on the past but which is concerned with its role in the present. This book
is about the state of the discipline in the 1990s. It is a perspective of Anglo-American
archaeology, but one which has an eye also on other parts of the world, and one which
is prepared to shift with new outlooks and learn new ways of thinking the material past
in the present.
Archaeology and the Interpretation of Material Culture: A Report on the
State of the Discipline
This book arises from a gathering of 140 archaeologists for three days, late in the
summer of 1991 at Peterhouse of the University of Cambridge. The college has long
been associated with radical and reflective thought on the nature of the discipline
archaeology, and this was the purpose: to explore the latest thinking on the issues
associated with interpreting the material remains of the past – and, indeed,
understanding material culture generally, past and present. The meeting was not
composed of people gathered to hear the opinion of a few designated ‘experts’, but of
professional academic and archaeological fieldworkers, students, amateurs, and those
in associated fields, whose experience and opinions were canvassed widely. Most time
was given in the conference to short papers to raise issues (rather than to communicate
definitive statements) and small-group discussions. An ‘agenda’ was precirculated to
all, proposing some questions and themes which an organising committee of over
fifteen members of the Department of Archaeology, Cambridge, considered significant
and worthy of debate; comment and suggested amendments were sought and received.
The conference attracted people from the United States, many parts of Europe, Africa,
India, Japan and Australasia, as well as Britain – an international gathering.
The specialised and narrow atmosphere of many academic meetings was
sidestepped both by the exchange of many opinions and also by the emphasis on issues
common to most of the human and social sciences – questions of how to explain and
10
understand the material culture dimension of society and its development. These
questions run through archaeology, history, anthropology, sociology, ethology and
behaviour studies, philosophy and social theory, design studies, archaeological
heritage management and interpretation, and museology.
The international and interdisciplinary scope and the multivocal discussions are
reported and developed in this book, which can consequently lay claim to representing
a cross-section of thinking, a poll of opinion about the present state and future of an
archaeology or archaeologies (to retain the pluralism) actively concerned with
interpreting and explaining, rather than simply discovering and codifying, the material
past for the present.
The main body of this book consists of five sections, each taking a distinct theme
and containing editorial statements and short papers. The editorials set the scene,
provide a context for the points raised in the short papers and also, importantly,
assimilate the conference discussions (based on tapes and notes made by organising
committee members and conference participants themselves). The papers vary in their
style and format. Some are many-referenced and carefully worded, even guarded,
statements. Others are lighter pieces intended to raise issues and provoke thought. To
retain a sense of multivocality, editorial control was not exercised heavily in an
attempt to achieve uniformity. Informality was encouraged. The book begins with an
essay on the character of interpretation and some of the areas of contention (from an
Anglo-American perspective) in contemporary archaeology. There follows an outline
of some of the questions and issues tackled by the book and which form its intellectual
context. This outline is a development of the conference agenda – modified, of
necessity, after the event. At the end there is a report of other comment which was less
easily assimilated into the main body of the book. A glossary of some key terms
provides further orientation.
The opinions and ideas of over fifty people are here reported directly; those of over
ninety more lie immediately in the background. This book depends on all of these.
Their meeting would not have been possible without the facilities of the Department of
Archaeology, Cambridge, the generous assistance of the British Council, the British
Academy, the Macdonald Institute of Archaeology, Cambridge, Routledge Publishing,
and particularly the Master and Fellows of Peterhouse.
11
Chapter 1
Processual, postprocessual and interpretive archaeologies
Michael Shanks and Ian Hodder
The theme of this book is the character and scope of archaeologies which may be
termed interpretive. However, in spite of the use of the word ‘interpretive’ in this way
as a label, the authors are not proposing and outlining another ‘new’ archaeology.
There have been many such gestures over the last three decades with programmatic
statements of panaceas for archaeology’s perceived methodological maladies. We do
not wish to add to the host of methods and approaches, but present here a general
examination of current states of thinking in archaeology via the topic of interpretation.
Our interest is interpretation in archaeology.
More particularly, it is proposed that ‘interpretation’ is a term which helps clarify
current debates in Anglo-American archaeology between processual and
postprocessual approaches (see, for example, Preucel (ed.) 1991, Norwegian
Archaeological Review 22, 1989, Yoffee and Sherratt (eds) 1993).
Processual archaeology1 is the orthodoxy which emerged after the reaction,
beginning in the 1960s and calling itself ‘new archaeology’, against traditional culture-
historical and descriptive approaches to the material past. Its characteristics are as
follows:
Archaeology conceived as anthropological science rather than allied with history.
Explanation of the past valued over description.
Explanation via the incorporation of particular observations of the material past
into cross-cultural generalisations pertaining to (natural and social) process
(hence the term ‘processual’).
Explanation via explicit methodologies modelled on the hard sciences.
An earlier interest in laws of human behaviour has shifted to an interest in
formation processes of the archaeological record – regularities which will allow
inferences about processes to be made from material remains.
For many, and although it may not explicitly be described as such, processual
archaeology is a good means, if not the best, of acquiring positive knowledge of the
archaeological past. Positive archaeological knowledge is of the past, which means
that it aspires to objectivity in the sense of being neutral and, indeed, timeless (the past
happened in the way it did; that much at least will not change). Under a programme of
positive knowledge, archaeologists aim to accumulate more knowledge of the past.
The timeless and objective quality of knowledge is important if the aim is to
accumulate and build on what is already known; it would be no good building on facts
which cannot be relied upon, because they might change. The aspiration to timeless
12
and value-free knowledge also enables high degrees of specialisation, knowledges
isolated in their own field and disconnected from the present. The cultural politics of
the 1990s does not affect what happened in prehistory, it is held. The archaeologist can
live with one while quite separately gaining knowledge of the other.
To secure this timeless objectivity is the task of method(ology), and in processual
archaeology this may be described as coming down to reason or rationality working
objectively upon data or the facts. Reason is that cognitive processing which is
divorced from superstition, ideology, emotion, subjectivity – indeed, anything which
compromises the purity or neutrality of logical calculation. To attain objectivity means
carefully relying on those faculties which allow access to the past – particularly
observation, controlled perception of those empirical traces remaining of what
happened. Theory-building may be involved in moving from the static archaeological
record of the present to past social dynamics (Binford 1977), but to move beyond
controlled observation is to speculate and to invite bias and subjectivity, contamination
of the past by the present.
These aspirations to positive scientific knowledge, neutrality, and reliance on
controlled observation of facts have led to processual archaeology being described as
positivist and empiricist (see, among others, Shanks and Tilley 1987a).
Processual archaeology is anthropological in the sense of being informed by an
interest in social reconstruction of the past. The following form the main outlines of
processual conceptions of the social as they developed from the late 1960s.
Society is essentially composed of patterned sets of behaviours.
Material culture and material residues, the products of processes which form the
archaeological record, reflect the patterned behaviours which are society, or they
are the result of natural processes which can be defined scientifically (the decay
of organic materials; the corrosion of metals).
Society is a mode of human adaptation to the social and natural environment.
Accordingly, explaining social process means focusing on those features of the
society which most relate to adaptation to environments: resources, subsistence
and economic strategies, trade and exchange, technology. Attention has, however
and more recently, turned to symbolism and ritual.
The interest in cross-cultural generalisation and patterning is expressed in
societal typing (identifying a particular society as band, lineage-based, chiefdom,
state, etc.) and schemes of cultural evolution.
Postprocessual archaeology, as the label implies, is something of a reaction and
supercession of this processual framework (especially after Hodder, ed., 1982; see also
Hodder 1985, 1986). Since the late 1970s issue has been taken with most of these
tenets of processual archaeology: the character of science and aims of objective
explanation; the character of society; and the place of values in archaeology, the
sociopolitics of the discipline, its contemporary location as a mode of cultural
production of knowledges.2
Doubt, from theoretical and empirical argument, has been thrown on the possibility
of an anthropological science, based upon observation of residues of patterned
13
behaviours, detached from the present and aspiring to value-freedom (as positive
knowledge). So the processual-postprocessual debate has centred upon the forms of
knowledge appropriate to a social science, how society may be conceived (reconciling
both patterning or structure and individual action, intention and agency), and upon the
workings of the discipline of archaeology, its ideologies and cultural politics, its place
in the (post)modern present.
The debate has tended towards a polarisation of positions, and it is this which has
led to an obscuring of the issues. Postprocessual has come to be seen by some as anti-
science, celebrating subjectivity, the historical particular in place of generalisation: the
cultural politics of the present displacing positive knowledge of the past. Above all,
the authority of a scientific and professional knowledge of the past is posited against
particular and subjective constructions, a pluralism of pasts appropriate each to their
own contemporary constituency: science is pitted against relativism (Yoffee and
Sherratt (eds) 1993, Trigger 1989b, Watson 1990).
We refer to an obscuring of the issues because this polarisation is unnecessary
indeed, damaging. We are proposing that a consideration of the character and scope of
interpretation may help overcome the polarisations. And, to begin, a renaming may be
appropriate. The label ‘postprocessual’ says nothing about what it stands for, other
than a relative position in respect of processual archaeology. If we are to use
interpretation as an epithet, interpretive archaeologies may be used as a more positive
label, perhaps, for many of those approaches which have been called postprocessual.
These are archaeologies (the plural is important, as will become clear) which work
through interpretation. And we hope it will become clear that a careful consideration
of interpretation entails abandoning the caricatures of science versus relativism,
generalisation versus the historical particular, and the objective past versus the
subjective present.
The main aspects of archaeologies termed interpretive might be summarised as
follows.
Foregrounded is the person and work of the interpreter. Interpretation is practice
which requires that the interpreter does not so much hide behind rules and
procedures predefined elsewhere, but takes responsibility for their actions, their
interpretations.
Archaeology is hereby conceived as a material practice in the present, making
things (knowledges, narratives, books, reports, etc.) from the material traces of
the past – constructions which are no less real, truthful or authentic for being
constructed.
Social practices, archaeology included, are to do with meanings, making sense of
things. Working, doing, acting, making are interpretive.
The interpretive practice that is archaeology is an ongoing process: there is no
final and definitive account of the past as it was.
Interpretations of the social are less concerned with causal explanation (accounts
such as ‘this is the way it was’ and ‘it happened because of this’) than with
understanding or making sense of things which never were certain or sure.
Interpretation is consequently multivocal: different interpretations of the same
field are quite possible.
14
We can therefore expect a plurality of archaeological interpretations suited to
different purposes, needs, desires.
Interpretation is thereby a creative but none the less critical attention and
response to the interests, needs and desires of different constituencies (those
people, groups or communities who have or express such interests in the material
past).
To Interpret, the Act of Interpretation: What Do the Words Mean and
Imply?
We particularly stress the active character of interpretation: one is an interpreter by
virtue of performing the act or practice of interpreting. An interpreter is a translator, an
interlocutor, guide or go-between.3
Meaning
To interpret something is to figure out what it means. A translator conveys the sense or
meaning of something which is in a different language or medium. In this way
interpretation is fundamentally about meaning. Note, however, that translation is not a
simple and mechanical act but involves careful judgement as to appropriate shades of
meaning, often taking account of context, idiom and gesture which can seriously affect
the meaning of words taken on their own.
Dialogue
A translator may be an interlocutor or go-between. Interpretation contains the idea of
mediation, of conveying meaning from one party to another. An interpreter aims to
provide a reciprocity of understanding, overcoming the lack of understanding or
semantic distance between two parties who speak different languages or belong to
different cultures. Interpretation is concerned with dialogue, facilitating and making
easier.
In a good dialogue or conversation one listens to what the other says and tries to
work out what they mean, tries to understand, to make sense. Translation may be
essential to this, performed either by a separate interpreter or by the parties of the
dialogue themselves. Further questions might be asked and points put forward based
on what has already been heard and understood. The idea is that dialogue moves
forward to a consensus (of sorts) which is more than the sum of the initial positions.
This fusion of horizons (a term taken from hermeneutics, the philosophy of
interpretation, discussed below) is potentially a learning experience in which one takes
account of the other, their objections and views, even if neither is won over.
It is not a good and open dialogue if one party simply imposes its previous ideas,
categories and understandings upon the other. Preconceptions are simply confirmed. It
is not good if the interpreter does not recognise the independence of the interpreted,
their resistance to control and definition. A good conversation is one perhaps which
never ends: there is always more to discover.
What might be a dialogue with the past? One where the outcome resides wholly in
15
neither side but is a product of both the past and the present. Archaeological
interpretation here resides in the gap between past and present. Such a dialogue is also
ongoing. We will take up these points again below.
Uncertainty
Interpretation involves a perceived gap between the known and the unknown, desire
and a result, which is to be bridged somehow. There is thus uncertainty, both at the
outset of interpretation (what does this mean?) and at the end of the act of
interpretation. It could always have been construed in a different way, with perhaps a
different aspect stressed or disregarded. Although we might be quite convinced by an
understanding we have managed to achieve, it is good to accept fallibility and not to
become complacent. Is this not indeed the character of reason? Rationality is not an
abstract absolute for which we can formulate rules and procedures, but is better
conceived as the willingness to recognise our partiality, that our knowledge and
reasoning are open to challenge and modification. Final and definitive interpretation is
a closure which is to be avoided, suspected at the least.
Exploration and making connections
Interpretation implies an extension or building from what there is here to something
beyond. We have already mentioned that interpretation should aspire to being open to
change, exploring possibility. Exploration of meanings is often about making different
connections.
Here can be mentioned the structuralist argument that meaning, if it is to be found
at all, resides in the gaps between things, in their interrelationships. A lone signifier
seems empty. But once connected through relations of similarity and difference with
other signifiers it makes sense. In deciphering a code different permutations of
connections between the particles of the code are explored until meaning is unlocked.
Judgement
A sculptor or woodcarver might examine their chosen material, interpret its form and
substance, taking note of grain and knots of wood, flaws and patterning in stone, and
then judge and choose how to work with or against the material. An archaeologist may
examine a potsherd, pick out certain diagnostic traits and judge that these warrant an
identification of the sherd as of a particular type: they choose an identification from
various possibilities. Interpretation involves judgement and choice: drawing sense,
meaning and possibility from what began as uncertainty.
Performance
In this way interpretation may refer to something like dramatic performance, where a
particular interpretation of a dramatic text is offered according to the judgement of
performers and director. The text is worked with and upon. Focus is drawn to certain
connections within the characters and plot which are judged to be significant.
Interpretation is here again reading for significance, where significance is literally
16
making something a sign.4
Dramatic interpretation has further dimensions. A text is read for significance and
courses of action inferred. A past work (the text of a play) is acted out and in so doing
it is given intelligible life. Now, there is no need here to take a literal line and think
that archaeological interpretation involves those experimental reconstructions of past
ways of life that are familiar from television programmes and heritage parks (though
there is here a serious argument for experimental archaeology). We would rather stress
that interpretation is in performance an active apprehension.5 Something produced in
the past is made a presence to us now. It is worked upon actively. If it were not, it
would have no life. An unread and unperformed play is dead and gone. Analogously
an archaeological site which is not actively apprehended, worked on, incorporated into
archaeological projects, simply lies under the ground and decays. The questions facing
the actor-interpreters are: How are the characters to be portrayed? What settings are to
be used? What form of stage design? What lighting, sound and ambience? Simply,
what is to be made of the play? (Pearson 1994).
Courses of action inferred, projects designed: these are conditions of interpretation.
Critique
Judgement here involves taking a position, choosing how to perform, what to do,
which meanings to enact or incorporate. Involved is a commitment to one performance
rather than another. Any interpretation is always thus immediately critical of other
interpretations. Performance is both analytic commentary on its source, the written
play, but also critical in its choice of some meanings and modes and not others.
The ubiquity of interpretation forgotten in black boxes
Interpretation is insidiously ubiquitous. There are always choices and judgements
being made even in the most mundane and apparently empirical activities. Describing
and measuring an artefact, for example, always involves acts of interpretation and
judgement. Which parts of a stone axe-blade are to be measured, for example, and
from where to where?
But some interpretation is often overlooked when people accept certain
interpretive conventions. So, for example, plants are most often described according to
scientific specie lists. But these species lists are not ‘natural’: they are the result of
scientific interpretation concerning the definition and classification of plants and
creatures. Such interpretation may have occurred a while ago now, and be more of
interest to historians of science, but it should be recognised that the choice or
judgement is made to accept that interpretation. Interpretations such as this concerning
the classification of plants are often worth following simply because so much work
would be required, starting almost from first principles, to redesign natural history.
The idea of a species is tied in to so many other things: evolutionary theory and
ecology, botany and zoology, etc.
When an interpretation or set of interpretations is accepted, treated as un-
controversial and no longer even seen for what it is, the term black-boxed can be used.
Interpretation is made, accepted and then put away, out of sight and often out of mind,
in a black box. It allows us to live with the world more easily; we would otherwise be
17
as infants, asking whether this thing in front of us really could be interpreted as a table
with a box upon it which is most difficult to interpret, a computer.
Indeed, all archaeology is hereby interpretive, concerned intimately with the
interpretation of things. However, some archaeologists refuse to accept this, or choose
to overlook or black-box acts of interpretation. Excavation, for example, is so
thoroughly interpretive. Many students on their first dig find the uncertainty very
disturbing. Where does one layer end and another begin? How can you tell? How can
it be ascertained that this scatter of traces of holes in the ground was once a wooden
house? Yet this pervasive interpretive uncertainty is the construction of ‘hard’ facts
about the past.
Hermeneutics6
‘The theoretical and philosophical field of interpretation, the clarification of meaning
and achievement of sense and understanding, is covered by hermeneutics.7
Hermeneutics addresses the relationship between interpreter and interpreted when that
which is to be interpreted is not just raw material to be defined and brought under
technical control, but means something. The term traditionally applied to the reading
of texts and the understanding of historical sources – Is the source authentic? What
does it mean? What were the author’s intentions? We do not propose a simple import
of hermeneutic principles into archaeology, but will be noting their relevance to the
topics and issues of this book.
Having unpacked the idea of interpretation, we will now develop some of the
observations.
Uncertainty
Interpretation is rooted in a world which cannot be tied down to definitive categories
and processes. Consider classification. Articles are grouped or a group divided
according to their similarities. Each class or taxon contains those articles judged the
same. There are two fields of remaindering or possible foci of uncertainty where
judgement is required. First, it may not be absolutely clear where a particular article
belongs, particularly if the criteria for inclusion in a class are not specific, if an article
is approaching the edges, the margins of a taxon, or if it is somehow incomplete.
Second, there is always a remainder after classification. Classification never
completely summarises. There are always aspects or attributes of an article which are
disregarded and which remain outside taxa, embarrassing classification.
Classification operates under a ‘rule of the same’. Taxa are characterised by
relative homogeneity. This is a legitimate strategy for coping with the immense
empirical variety and particularity that archaeologists have to deal with. However, we
should be clear that classification does not give the general picture; it gives the
average. It is not a general picture because there is no provision in classification for
assessing the norm, the taxa (where do they come from; they are supplemental or
external to the classification), nor the variations within a class, nor the variability of
variability. Classification is less interested in coping with particularity: Why are the
members of a class of pots all in fact slightly different?
18
Things are equivocal. A pot can be classified according to its shape and decoration
as of a particular type. But thin-sectioned under a polarising microscope it explodes
into another world of micro-particles and mineral inclusions. The pot is not just one
thing which can be captured in a single all-encompassing definition. There is always
more that can be said or done with the pot. A single pot is also multiple. It depends on
the trials we make of it, what we do with it, how we experience it – whether we attend
to surface and shape or slice it and magnify it.
Instead of smoothing over, we can also attend to that which does not fit, to the
rough and irregular, to the texture of things. Everyday life is not neat and tidy. History
is a mess. We can attend to the equivocal, to the absences in our understanding, focus
on the gaps in neat orders of explanation. Conspicuously in archaeology there can be
no final account of the past – because it is now an equivocal and ruined mess, but also
because even when the past was its present it was to a considerable extent
incomprehensible. So much has been lost and forgotten of what never was particularly
clear. Social living is immersion in equivocality, everyday uncertainty. What really is
happening now? There are no possible final answers.
Uncertainty and equivocality refer to the difference of things: they can be
understood according to a rule of the same, but difference escapes this rule, escapes
homogeneity. Because an attention to texture which escapes classification is outside of
qualities of sameness (the homogeneity of what is contained within the class), the term
heterogeneity may be used. To attend to difference is to attend to heterogeneity – the
way things escape formalisation, always holding something back.
Nietzsche’s and Foucault’s projects of genealogy involves revealing the difference
and discontinuity, the heterogeneity in what was taken to be homogeneous and
continuous. Nietzsche reveals the ‘uncertain’ origins of morality (1967). Sexuality is
shown to be far from a biological constant by Foucault (1979, 1984a, 1984b).
The social world is thoroughly polysemous. This is another concept which can be
related to uncertainty. That a social act or product is polysemous means that it can
always be interpreted in various ways. Meanings are usually negotiated: that is, related
to the interpersonal practices, aspirations, strategies of people. We repeat the classic
example of the safety pin, the meaning of which was radically renegotiated by punk
subculture in the 1970s (Hebdige 1979).
The forms of social life are constituted as meaningful by the human subjects who
live those forms. People try to make sense of their lives. This ranges from interpreting
the possible meanings of a politician’s speeches and actions to trying to make sense of
the fact that you have been made redundant and may never work again even though
you are highly skilled.
Giddens (1982, 1984, p. 374) has related this characteristic of the social world
(that it is to do with interpretation and meaning) to the hermeneutic task of the
sociologist. He describes the difficult double hermeneutic of sociology. First, it aims to
understand a world of meanings and interpretations (society). Second, sociologists
themselves form a social community with its own practices, procedures, assumptions,
skills, institutions, all of which in turn need to be understood.
Shanks and Tilley (1987a, ch. 5 especially pp. 107–8) have described a fourfold
hermeneutic in archaeology, four levels of interpretation and the need to develop
understanding: understanding the relation between past and present; understanding
19
other societies and cultures; understanding contemporary society, the site of
archaeological interpretations; and understanding the communities of archaeologists
who are performing interpretations. Thus, not only do archaeologists translate between
‘their’ and ‘our’ world, but they also have to deal with worlds separated in space and
time. But it is difficult to argue that sociologists deal with a double hermeneutic,
anthropologists with a threefold hermeneutic and archaeologists with a fourfold.
Certainly the societies with which prehistoric archaeologists deal are often remote, and
there are many social and cultural layers that have to be bridged. But a palaeolithic
archaeologist is not dealing with more hermeneutic layers than a historical
archaeologist, and it is inadequate to assume that some cultures in space and time are
more ‘like us’ than others. It is better to assert with Giddens that all the social sciences
can be contrasted with the natural sciences in that they face a double rather than a
single hermeneutic. Certainly at the methodological level the problem is always one of
fusing two horizons, the scientific and the past society. Other information from
Western and other ethnographic contexts may be brought into the argument, but
always through the scientific community. The archaeologist faces the distant past in
the same way that any social scientist faces ‘the other’, even if the scanty nature of the
evidence and the great spans of time involved greatly increase the uncertainty of
interpretation.
When the uncertainty of an interpretation declines it is black-boxed and need no
longer be subject to suspicion and negotiation. The controversy over an interpretation
is settled and closed. What allows one interpretation to prevail over another?
Archaeological cultures, for example, are no longer interpreted by many as racial
groups; it is not something now usually entertained as a possible interpretation. What
allows or brought about the closure? A common answer might be reason and the facts.
Close examination of empirical examples shows that ethnicity is not reflected in what
archaeologists call cultures. But the history and philosophy of science indicate that
such an explanation for the closure of scientific controversy is not enough. The central
principle is that of underdetermination. This is the Duhem-Quine principle which
holds that no single factor is enough to explain the closure of a controversy or the
certainty acquired by scientists. It is the philosophical basis of most contemporary
history and sociology of science.8 Theory is never fully determined by the facts or by
logic. There is always something which sets off doubts about the certainty, always
something missing to close the black box for ever.9 David Clarke (1968) was very
willing to relate material culture patterning to ethnicity after his ethnographic
investigations. Cultural and, by extension, racial identity are clearly established with
reference to material culture, though perhaps not in the precise terms of the
archaeological culture concept (Conkey and Hastorf, eds, 1990).
Creativity and the Technology That is Archaeology
The equivocality, heterogeneity or multiplicity of the material world means that
choices must be made in perception and to what we attend. The archaeological record
is an infinity in terms of the things that may be done with it and in terms of how it may
be perceived. Which measurements are to be made? Are some aspects of an artefact to
be disregarded in coming to an understanding? How is justice to be done to the
20
empirical richness of the past? How is an archaeological monument such as a castle to
be represented? Measured plans may be prepared and descriptions made of masonry
and sequence of construction from observations of structural additions and alterations.
Here attention is focused upon certain aspects of the architecture deemed worthy by
conventional archaeology. But what of other experiences and perceptions of such a
monument? This is hardly an exhaustive treatment of architecture. A technical line
drawing may direct attention essentially and almost wholly to the edges of masonry –
a subjective choice. Turner, in his sequence of picturesque renderings of castles in the
early nineteenth century, focuses upon situation in landscape and attempts to convey
the passage of light across monumental features. Both approaches are selective; but
both also, we suggest, attend accurately to the empirical, albeit in different ways.10
Archaeological interpretation requires that some things be connected with others in
order to make sense of what remains of the past. Circular features in earth of
contrasting colour are associated with removed wooden stakes, and then in turn
associated with other post-holes to trace the structural members of a building. To
interpret is in this way a creative act. Putting things together and so creating sense,
meaning or knowledge.
We are concerned to emphasise that the person of the archaeologist is essential in
coming to understand the past. The past is not simply under the ground waiting to be
discovered. It will not simply appear, of course, but requires work. Consider discovery.
Discovery is invention. The archaeologist uncovers or discovers something, coming
upon it. An inventor may be conceived to have come upon a discovery. Discovery and
invention are united in their etymology: invenire in Latin means to come upon, to find
or invent. Invention is both finding and creative power. The logic of invention, poetry
and the imaginary is one of conjunction, making connections. It is both/and, between
self and other; not either/or. The pot found by the archaeologist is both this and that
(surface decoration and mineral inclusions). A castle is both technical drawing and
romantic painting. It is there in the landscape and here in a painting. It is both of the
past and of the present. Archaeology’s poetry is to negotiate these equivocations and
make connections. It is the work of imagination.
This is to deny the radical distinction of subjectivity and objectivity in that the
subjective is simply the form that the objective takes.
Foregrounding the creativity of the interpreting archaeologist is to hold that
archaeology is a mode of production of the past (Shanks and McGuire 1991, Shanks
1992a). This would seem to be recognised by those many archaeologists and textbooks
which talk at length of archaeological techniques – archaeology seen as technology.
The past has left remains, and they decay in the ground. According to their interest an
archaeologist works on the material remains to make something of them. So
excavation is invention/discovery or sculpture11 where archaeologists craft remains of
the past into forms which are meaningful. The archaeological ‘record’ is,
concomitantly, not a record at all, not given, ‘data’, but made. ‘The past’ is gone and
lost, and a fortiori, through the equivocality of things and the character of society as
constituted through meaning, never existed as a definitive entity ‘the present’ anyway.
An archaeologist has a raw material, the remains of the past, and turns it into
something – data, a report, set of drawings, a museum exhibition, an archive, a
television programme, evidence in an academic controversy, and perhaps that which is
21
termed ‘knowledge of the past’. This is a mode of production.
To hold that archaeology is a mode of production of the past does not mean that
anything can be made. A potter cannot make anything out of clay. Clay has properties,
weight, plasticity, viscosity, tensile strength after firing, etc., which will not allow
certain constructions. The technical skill of the potter involves working with these
properties while designing and making. So there is no idealism here which would have
archaeologists inventing whatever pasts they might wish.
To realise archaeology as cultural production does introduce a series of important
illuminations. Technical interest in the empirical properties of raw material, the
viability of a project, is but one aspect of production. Other essential considerations
include purpose, interest, expression and taste.
Purpose and interest: products always attend needs and interests, serving purpose.
Here is an argument for engaging with and answering a community’s interests in the
archaeological past, because a discipline which simply responds to its own perceived
needs and interests, as in an academic archaeology existing for its own sake
(‘disinterested knowledge’), can be criticised as a decadent indulgence. Different
archaeologies, different interpretations of the material past, can be produced. We
suggest that a valuable and edifying archaeology attends to the needs and interests of a
community, interpreting these in a way which answers purpose while giving
something more, enhancing knowledges and experiences of the past and of the
material world. Some issues and questions, a basis perhaps for discussion and
establishing such interests, form the substructure to this book and are presented in the
next chapter. Reference to publics and communities can be found particularly in Part
3. A strong political argument is that archaeology should attend to the interests of the
diversity of communities and groups that it studies, works and lives among, and draws
funding from (Potter 1990).
Expression and taste
The expressive, aesthetic and emotive qualities of archaeological projects have been
largely down-played or even denigrated over the last three decades as archaeologists
have sought an objective scientific practice. In popular imagination the archaeological
is far more than a neutral acquisition of knowledge; the material presence of the past is
an emotive field of cultural interest and political dispute. The practice of archaeology
also is an emotive, aesthetic and expressive experience. This affective component of
archaeological labour is social as well as personal, relating to the social experiences of
archaeological practice, of belonging to the archaeological community and a discipline
or academic discourse. Of course such experiences are immediately political (Shanks
1992a, Archaeological Review from Cambridge, 9:2).
The essentially creative character of production is also one of expression: taking
purpose, assessing viability, working with material, and expressing interpretation to
create the product that retains traces of all these stages. This expressive dimension is
also about pleasure (or displeasure) and is certainly not restricted to the intellectual or
the cognitive. Pleasure is perhaps not a very common word in academic archaeology,
but an interpretive archaeology should recognise the role of pleasure and embody it in
the product made. This means addressing seriously and with imagination the questions
22
of how we write the past, our activities as archaeologists and how we communicate
with others.
In archaeological interpretation the past is designed, yet is no less real or objective.
(We can expect some to dispute the reality of a past produced by such an interpretive
archaeology which realises the subjective and creative component of the present: such
a product cannot be the ‘real’ past, it might be said, because it has been tainted by the
present and by the person of the archaeologist. This is precisely like disputing the
‘reality’ of a television set. Here is a technological product which looks like a
television set. To ask whether it is real is a silly question. A far better question, and
one that applies to the product of archaeological interpretation, is: Does it do what is
required of it – does it work?) The question of archaeological design is: What kind of
archaeology do we want?
A product of technology is both critique and affirmation; it embodies its creation,
speaks of style, gives pleasure (or displeasure) in its use, solves a problem perhaps,
performs a function, provides experiences, signifies and resonates. It may also be
pretentious, ugly or kitsch, useless, or untrue to its materials and creation. In the same
way each archaeology has a style; the set of decisions made in producing an
archaeological product involves conformity with some interests, percepts or norms,
and not with others. As with an artefact, the judgement of an archaeological style
involves multiple considerations, many summarised by the term ‘taste’. We need to
consider its eloquence: that is, how effective and productive it is. We should also make
an ethical appraisal of its aims and purposes and possible functions. Technical matters
are implicated, of course, including how true it has been to the material past, the
reality and techniques of observation that it uses to construct facts. Judgement refers to
all these aspects of archaeological production: purpose, viability and expression.
Projects and Networks
The ‘objective past’ will not present itself. The remains of a prehistoric hut circle will
not excavate themselves. A pot will not thin-section itself and appear upon a
microscope slide beneath the gaze of a cataplectic archaeologist. Work has to be done
in the sense that the remains of the past have to be incorporated into projects. An
archaeological project has a temporality of presencing (Heidegger 1972, p. 14): the
past is taken up in the work of the present which is projecting forward into the future,
planning investigation, publications, knowledge, whatever. There is here no hard and
fast line between the past as it was and the present. This temporality also refers us
back to the character of dialogue. On the basis of what one already knows, and on the
basis of prejudgement, questions are put, answers received which draw the interpreter
into further prejudged questions. This is an ongoing hermeneutic circle (see note 6 for
references) better termed, perhaps, a spiral as it draws forward the partners in
dialogue.
Archaeological projects are about connecting past, present and future, but what
empirical or concrete form do they take? An archaeological project involves the
mobilisation of many different things or resources. Landowners are approached,
funding needs to be found, labour hired, tools and materials convened, skills operated
to dig, draw and photograph, computers programmed and fed with data, finds washed
23
and bagged, workforce kept happy, wandering cows chased off site. This is a great and
rich assemblage of people, things and energies which achieve what are conventionally
termed data. An archaeological project is a heterogeneous network.12 A network
because different elements are mobilised and connected, but unlike a bounded system
there are no necessary or given limits to the network; it is quite possible to follow
chains of connection far beyond what are conceived as the conventional limits of
archaeology (in pragmatic terms think of the ramifications of funding; in institutional
terms the relations with the education system; in affective terms all the associations of
‘working in the field’ (Shanks 1992a)). These networks are heterogeneous because
connected are entities, actors and resources of different kinds: interests, moneys,
academics, career trajectories, volunteers, landowners, wheelbarrows, JCB mechanical
diggers, cornfields, decayed subsurface ‘features’, laboratories. . . .
All these are brought together in an archaeological project which constitutes the
reality of the past, makes it what it is. It is within such contingent (there is nothing
necessary about them) assemblages that the past comes to be perceived and known. If
we were to report objectively the detail of an excavation, all the resonances and
associations, all the thoughts, materials and events, the result would be very confusing
and of perhaps infinite length. This is again the paradox that specificity of detail brings
into doubt the validity of sensory evidence, and points to the necessity of creative
choice.13
That data are constructed or crafted in (social) practices is the central contention of
‘constructivist’ philosophy of science (see note 8). Anthropological attention has been
focused on communities of scientists and how they work with the physical world. In
archaeology Joan Gero has recently considered the role of recording forms (basic now
to excavation practice) in constructing archaeological facts.
Context and Dialogue
A pot without provenance is of limited value to archaeological interpretation. It has
long been recognised that placing things in context is fundamental to understanding
the past. Much of conventional archaeological technique is about establishing
empirically rich contexts of things.
A ‘contextual archaeology’ makes much of the associations of things from the past
(Hodder (ed.) 1987b, Hodder 1986). Meanings of things can only be approached if
contexts of use are considered, if similarities and differences between things are taken
into account. It is often argued that, since the meanings of things are arbitrary,
archaeologists cannot reconstruct past symbolism. There are two ways in which
archaeologists avoid this impasse. First, artefacts are not like words in that they have
to work in a material way and are subject to universal material processes. Thus, an axe
used to cut down a tree must be made of rock of a certain hardness and the cutting
action will leave wear-traces. An axe made of soft chalk and without wear-traces can
thus be identified, on universal criteria, to be of no use for tree-cutting – an aspect of
its meaning has been inferred. Archaeologists routinely think through why prehistoric
actors built this wall, dug this trench, using common-sense arguments based on
universal criteria. In all such work universal characteristics of materials are linked to
specific contexts to see if they are relevant. Interpretation and uncertainty are involved
24
in deciding which aspects of the materials are useful in determining meaning. Hence,
and second, the archaeologist turns not to universal characteristics of materials but to
internal similarities and differences. Thus, perhaps the chalk axes are found in burials
with female skeletons, while the hard stone axes are found in male burials. Such
internal patterning not only supports the idea that stone hardness is relevant to
meaning in this case, but it also adds another level of meaning – gender. The task of
the archaeologist is to go round and round the data in a hermeneutic spiral, looking for
relationships, fitting pieces of the jigsaw together. Does the patterning of faunal
remains correlate with the two axe types or with male and female burials? Is there any
difference in axe-type deposition in different parts of the settlement system? And so
on. The more of the evidence that can be brought together in this way, the more likely
is one able to make statements about meaning – for example, that chalk axes were of
high value and were associated with women in ritual contexts.
It is important to recognise that a contextual emphasis does not mean that
archaeologists can interpret without generalisation. It is impossible to approach the
data without prejudice and without some general theory. But the interpretive challenge
is to evaluate such generality in relation to the contextual data. So much of what
archaeologists assume in a general way is ‘black-boxed’. But even terms like ‘pit’, or
‘ditch’ or ‘wall’ or ‘post-hole’ should be open to scrutiny to see if they are relevant in
each specific context. Archaeologists always have to evaluate relevance – are there
aspects of this context which make this general theory relevant? However well defined
the theory, some contextual judgement has to be made.
The same or similar things have different meanings in different contexts. It is
context which allows a sensitivity to diversity and to local challenges to social
meanings. But, if context is so important, is not each context, each pit different with
different meanings? Certainly, at a precise level this is probably true. But most
contexts are grouped together in larger contexts – a group or type of pit, a site, a region
and so on. The problem then becomes one of defining the context relevant for each
question. Context itself is a matter of interpretation, based on defining similarities and
differences. Thus a group of pits might be described as a context because of their
spatial clustering, or because they are a distinctive type, or because they have similar
contents. By searching for similarities and differences some contextual variation can
be identified as more relevant than others, but context and content are always
intertwined in a complex hermeneutic spiral. The meaning of an artefact can change
the context, but the context can change the meaning.
Thus, archaeologists, working in their own contexts, are likely to pick out certain
types of context in the past and look for patterning in relation to them. There can be no
context-free definitions of context. A pit, ditch or post-hole is not a ‘natural’ context.
As already stated, archaeologists have to evaluate such general assumptions in relation
to specific similarities and differences in the data.
Interpretation, in its concern with context, can also be described as being to do
with relationality – exploring connections in the way we have been describing.14
However, an important point to re-emphasise is that context cannot only refer to the
things of the past. They are inevitably bound up in archaeological projects. We will
clarify with some points from hermeneutics.
Involved here is the context (historical, social, ethical, disciplinary, whatever) of
25
interpretation itself. In coming to understand we always begin with presuppositions.
There can be no pure reception of a raw object of interpretation. We begin an
interrogation of an historical source with an awareness of its historical context – we
view it with hindsight; the flows and commixtures of earths, silts and rubbles in the
archaeological site are understood as layers. As interpreters we have to start from
somewhere; what we wish to interpret is always already understood as something.
This is prejudgement or prejudice. And it is essential to understanding. Prejudgement
and prejudice are legitimate in that they furnish the conditions for any real
understanding.
Another aspect of this is that the acts of looking, sensing and posing questions of
things always involve intentional acts of giving meanings. These meanings (rubble as
layers, for example) derive from the situation of the interpreter. So the archaeological
past is always for something. At the least an archaeological site under excavation is
part of an archaeological project, and, as we have just argued, would not exist for us if
it were not. It is understood in terms of its possible applications and relevances in the
present. So the ‘prejudice’ of the interpreting archaeologist’s position (ranging from
social and cultural location to disciplinary organisation to personal disposition) is not a
barrier to understanding, contaminating factors to be screened out; predjudice is the
very medium of understanding – indeed, objective understanding.
Prejudgement and prejudiced assumptions regarding what it is we seek to
understand bring us again to the hermeneutic circle introduced above. Realising that
interpretation is about establishing connections and contexts involves realising
interpretation as dialogic in character.
This is partly recognised by the idea of problem orientation, strongly supported by
processual methodology. This maintains that research projects, archaeological
observation and study should be designed around meaningful questions to be posed of
the past. The correct methodological context is one of question and answer. Questions
are considered meaningful if they fit into an acceptable (research) context. So, rather
than digging a site simply to find out what was there, archaeological projects should
be organised around questions which fit into a disciplinary context of progressive
question-and-answer. Theory: complex society can be observed in settlement
hierarchy. Hypothesis: region R has a settlement hierarchy at time T. Question: Does
site S display features correspondent with a level of the supposed hierarchy?
Investigate. Do the data require modification of the hypothesis? This is indeed a
dialogue of sorts with the archaeological past: the archaeologist questions the past in
relation to their accompanying ‘assumptions’ of theory and hypothesis; the response of
the past may demand the archaeologist thinks and questions again.
But we hope that the notion of interpretation as dialogue suggests a more sensitive
treatment and awareness of the relationship between interpreter and interpreted. There
is much more to interpretive context. First, the interpreted past is more than something
which exists to supply responses to questions deemed meaningful by male and middle-
class academics of twentieth-century Western nation states (as most processual
archaeologists are). The past has an independence of research design, procedures of
question-and-answer (this independence is accommodated in the notion of
heterogeneity). It overflows the questions put to it by archaeologists. It may be
recognised (Charles Redman, in discussion) that strict problem orientation may miss a
26
great deal, and that simply being open to what may happen to turn up in an excavation
is a quite legitimate research strategy. There is nothing wrong with sensitive
exploration, being open to finding out.
Second, the past is constituted by meanings. By this is meant that the past is not
just a set of data. Some archaeologists have responded to the Native American request
for respect for the spiritual meanings of their material pasts with a cry ‘They are taking
away our database.’15
This relates closely to our third and most important point: a dialogue with the
material past is situated in far more than methodological context. The means of
archaeological understanding include everything that the interpreting archaeologist
brings to the encounter with the past. The context includes method, yes; but also the
interests which brought the archaeologist to the past, the organisation of the discipline,
cultural dispositions and meanings which make it reasonable to carry out the
investigations, institutional structures and ideologies. We repeat that the archaeological
past simply could not exist without all this, the heterogeneous networking of
archaeological projects.
Meaning and Making Sense
Interpretation may suggest meanings for things from the past. A sociological argument
is that social practice is to do with interpreting the meanings of things and actions;
society is constituted through meanings ascribed and negotiated by social agents
(Giddens 1984). So an understanding of the past presupposes that interpretation is
given of past meanings of things.
Meaning is a term which requires examination. For example, archaeologists have
tried to distinguish functional from symbolic meanings, primary from secondary,
denotative from connotative (Shanks and Tilley 1987a, ch. 7, Conkey 1990). In
practice, however, it is difficult to separate functional, technological meanings from
the symbolic realm, and conversely symbols clearly have pragmatic social functions.
In the material world function contributes to abstract symbolic meaning. Much
symbolism is entirely ingrained in the practices of daily life, in the rhythms of the
body and the seasons, and in the punctuated experience of time. The notion of abstract
symbolic code, arbitrarily divorced from practice, has little role to play in current
understanding of meaning and its interpretation. There has been a gradual shift in
archaeology from a consideration of material culture as language, to a concern with
material culture as text and then to an emphasis on practice (see the discussions in Part
5).
It thus often becomes difficult to ask ‘What does this pot mean?’, since it may not
‘mean’ in a language-type way (a point well illustrated by Maurice Bloch in this
volume). There may be no signifieds tied to the signifier in a code. Rather it may be
the case that, even if people cannot answer what the pot means, they can use the pot
very effectively in social life. This practical knowledge of ‘how to go on’ may be
entirely ingrained in practices so that the meanings cannot be discussed verbally with
any readiness – the meanings are non-discursive. This does not, of course, preclude
verbal meanings being construed by an outside interpreter. And at other times – for
example, in conflicts over uses and meanings – non-discursive meanings may be
27
brought into ‘discursive consciousness’, although in doing so actors often embellish
and transform.
The meanings that archaeologists reconstruct must on the whole be assumed to be
general social and public meanings. Archaeologists have sufficient data to identify
repeated patterning within large contexts (sites over many decades, regions over
centuries or even millennia). The meanings reconstructed must be public and social in
nature. Individual variation may be expressed in variability in the archaeological
record, but it is rare that the data allow repeated patterning in an individual’s action to
be identified. Nevertheless it is important at the theoretical level to include the
dialectic between individual and social meanings since it is in such terms that the
negotiation of change is conducted (Barrett 1988, Johnson 1989).
There is also the question: Whose meanings? We have argued for a fusion of
horizons as being characteristic of effective interpretation. A fourfold hermeneutic
places great distance and interpretive problems between past and present. There are
problems with defining the concept of meaning, and some of these are elaborated in
Part 2 which deals with (cultural) meaning in relation to early hominids and primates.
Archaeological interpretation deals with the meanings of the past for the present,
so it is perhaps better to think of making sense. Emphasis is again placed on the
practice of interpretation. As a go-between, guide or interlocutor, the archaeologist
makes sense of the past, providing orientations, significances, knowledges and, yes,
meanings, relevant to understanding the past. The question of whose meanings is
superseded.
Pluralism and Authority
A guide interpreting a map and the land can follow equally feasible paths which may
offer different returns or benefits, different vistas. There are different ways of
achieving the same ends. Interpretations may vary according to context, purpose,
interest or project. Interpretation, we have argued, implies a sensitivity to context.
With the equivocality and heterogeneity of things and the underdetermination of
interpretation, there are many arguments for pluralism.
But pluralism introduces the problem of authority. On what grounds are different
interpretations of the same field to be judged? The problem arises because finality and
objectivity (residing in and with the past itself) have been abandoned for an attention
to the practice of interpretation (making sense of the past as it presents itself to us
now). Charges of relativism have been made (Trigger 1980). Relativism is usually held
not to be a good thing. If interpretations of the past depend on present interests and not
on objectivity, then there is no way of distinguishing a professional archaeological
explanation from the crazed views of cranks who may interpret archaeological remains
as traces of alien visitors (Renfrew 1989).
The issue of relativism crops up in Part 3. Part 1 deals with this issue of truth,
objectivity and knowledge, and argues that the real issue in the debate over pluralism
and relativism is that of absolutes. Truth and objectivity are not abstract principles
inherent in the past, but have to be worked for. That Anglo-Saxon cemetery in the
countryside will not excavate itself. It needs the archaeologist’s interest, efforts,
management skills, excavation teams, finds-laboratories and publisher to be made into
28
what we come to call the objective past.
There are very important issues here to do with the value of interpretation in
relation to what science is commonly taken to be. Relativism has not been adequately
dealt with, so we present some possible lines which can be taken regarding judgement,
authority, objectivity and science.16
Objectivity
It is argued that objectivity is not an absolute or abstract quality towards which we
strive. Objectivity is constructed. This is not to deny objectivity, but rather, ironically,
to make it more concrete. So let it be agreed that an objective statement is one which
is, at the least, strong; and that, indeed, we would wish our interpretations to be full of
such strong statements. What makes a statement strong? The conventional answers are
that strength comes from logical coherence, or because the statement corresponds with
something out there, external to the statement, or because of some inherent quality
called objectivity. But who decides on how coherent a statement must be? How exact
must correspondence be? And in historical and sociological studies of scientific
controversies there appear many other sources of strength such as government or
religious support, good rhetoric in convincing others, even financial backing.
We have been arguing that the archaeological past will not excavate itself but
needs to be worked for. If objectivity is an abstract quality or principle held by reality,
how does it argue for itself, how does it display its strength? No, people are needed,
their projects. Gravity does not appear to all and everyone on its own. Microbes
needed the likes of Pasteur (Latour 1988). So a statement about the archaeological past
is not strong because it is true or objective. But because it holds together when
interrogated it is described as objective. What, then, does a statement hold on to,
whence does it derive strength, if not from objectivity? There is no necessary answer.
It can be many things. An objective statement is one that is connected to anything
more solid than itself, so that, if it is challenged, all that it is connected to threatens
also to fall.
An archaeological report usually aims to present data as objectively as possible – a
strong basis for subsequent inference. Its strength comes from all those diagrams and
photographs, the many words of detailed description, the references to comparative
sites and materials which give further context to the findings. These all attest to the
actual happening of the excavation and to the trustworthiness of the excavation team.
Where otherwise is the quality of objectivity? Because the report is coherent and reads
well (no contradictions betraying lies and artifice), and the photographs witness things
actually being found, because its style and rhetoric are found acceptable, because it
delivers what is required (from format to types of information), it is described as
sound. Objectivity is what is held together. If a report holds together, it is considered
objective.
Challenge a fact in the report and you have to argue with all of this, with the
happening of the excavation, that great heterogeneous assemblage of people, things
and energies. Ultimately the only way to shake its strength is to excavate another
similar site, mobilising another army of resources and people. The skill of crafting
objectivity is heterogeneous networking – tying as many things together as possible.
29
Relativism
If the abstract and independent principle of objectivity is denied, relativism is held to
result. Here an important distinction is between epistemic and judgemental relativism
(Bhaskar 1979).17 Epistemic relativism, which we follow, holds that knowledge is
rooted in a particular time and culture. Knowledge does not just mimic things. Facts
and objectivity are constructed. Judgemental relativism makes the additional claim
that all forms of knowledge are equally valid. But judgemental relativism does not
follow from epistemic relativism. To hold that objectivity is constructed does not entail
that all forms of supposed knowledge will be equally successful in solving particular
problems. Epistemic relativism simply directs attention to the reasons why a statement
is held to be objective or strong; it directs attention to the heterogeneous assemblages
of people and things and interests and feelings, etc., mobilised in particular projects.
To argue a relativism which maintains objectivity is socially constructed is to argue
simply for relationality.
But on what grounds is judgement to be made? If objectivity is constructed, are
different interpretations of the past to be judged according to their place in the present?
Constructed objectivity would seem to imply that there is no real past. Common sense
says that it is silly to think that the distance between survey transects is something to
do with society or politics (Bintliff 1992). Is an archaeological interpretation to be
explained not by the past but by the politics of the Council for British Archaeology or
the Smithsonian?
The reality of the past
But what is the real past? Reality is what resists, and trials test its resistance. Kick a
megalith and it hurts – it is very real. But you cannot conclude that if you used a
bulldozer it would have the same result. This is not to deny reality at all, but it has to
be specified which trial has been used to define a resistance and hence a specific
reality. Look at a ceramic thin section down a microscope and there is a reality
different from that of its surface decoration. Reality is plural; the artefact is a
multiplicity. It depends on what ‘work’ is done upon and with it.
So what are the conditions of trials of resistance which define reality? Interpretive
encounters. They are those heterogeneous networks or projects described above –
mobilised mixtures of people and things.
But there is still the problem of the authority of academic science. What is to be
done about those cranks who purvey what are clearly mystical untruths about the
archaeological past?18 It has been argued that objectivity is to be sought when the term
refers to a strong statement which is held together. Relativism of the sort described
here does, indeed, cherish a sense of reality when the real past is conceived as that
which resists specific trials of resistance.
Introducing an abstract and absolute objectivity into this comparison of academic
and fringe archaeology confuses things because thereby trials of resistance are made
incommensurable.
Consider the opinion that scientific archaeology is objective and people who
believe in ley-lines are cranks. Archaeologists have objectivity on their side; they are
clever and professional. What do ley-liners have? Stupidity? Science and pseudo-
30
science are here incommensurable; they cannot be compared. This takes us nowhere
and, most important, it makes impossible an understanding of scientific controversy.
Does the truth always win? What force does it have? How is it that ideas which are
now totally discredited, such as the presence of phlogiston in combustible materials,
were once held to be objective truths? Were people stupid then, or at least not as
critical as later?
Maintaining an absolute objectivity makes it impossible to understand the reasons
for there being different versions of the past. So it seems reasonable to abandon
abstract objectivity and make trials of resistance commensurable. This means treating,
at the outset, objectivity and ‘falsity’, science and ‘pseudo-science’ as equal (many
scientific ideas began as cranky ideas). Trials of resistance are perfectly in order. Talk
to people, understand them, persuade if necessary; instead of patronising them by
playing the expert.19 Maintain an open and reasoned dialogue. Test what holds the
respective objectivities together.20
But can fringe archaeologies ever be treated in such a way? Surely there is no
controversy? The general point is that it is not possible to argue with the independent
reality of the past. It happened. It is not possible to argue with the laws of nature. The
environment, for example, sets immovable constraints on what people can do. How
can a relativist argue with this?
What were constraints in the past are often not constraints now – nature has a
historical relationship with people. Indeed, it is not possible to negotiate with gravity
while falling out of a tenth-storey window. But neither is it easy to negotiate with an
IRA bomber. These circumstances do not often occur, however. ‘Hard’ reality does not
often suddenly impose itself. It is usually more gradual, during which time ‘society’
may negotiate and change its practices: consider environmental change. Gravity is not
so much a constraint upon an engineer as a resource used, for example, in the building
of a bridge. Clay is a very real resource used by potters, but of course many things
cannot be made with it. Why be obsessed with the things that cannot be done? Why
not try to understand the creativity?
There still remains the issue that the past happened when it did. If it is argued that
archaeology is a mode of cultural production of the past, does this mean that things did
not exist before they were so constructed? Was the Bronze Age hut circle not there
before being excavated? And, conversely, were prehistoric stone tools once
thunderbolts?
Here it is important not to confuse existence and essence. Existence is when you
specify times and settings; it is local and historical. Essence makes no reference to
time and space. If something exists at time 1 (the excavated cemetery), can we
conclude that it always existed, even at time 2 (i.e., in essence)? Conversely, can we
conclude from the fact that something existed between time 1 and time 2 (a stone
thunderbolt) that it never existed (i.e., never had an essential quality)? The same
questions can be set with regard to space.
The dualism between existence and essence corresponds with the following:
existence essence
history nature
31
society objectivity
Why should the object world be credited with essence while people only have
subjectivity and historical existence? Deny the dualisms. Society then becomes more
than just people, receiving objective materiality, and is no longer opposed to the
natural world of objects, and nature becomes truly natural history with things having a
history which is often tied to that of people. The specific realities of the past are now
historically connected with those of archaeologists in particular projects –
heterogeneous and historical mixtures of real people and things. If timeless essences
and abstract qualities such as objectivity are put to one side as products of theology,
we do not lose the solidity of archaeological facts. They are still real and important;
but so, too, are archaeologists, volunteers, publishers, television companies,
photographers, feelings, interests, tools, instruments and laboratories which gather and
bring to historical reality those facts. There is no necessary monopoly of one particular
archaeological mobilisation of people and things which is tied to objectivity. We are
hereby more attuned to different archaeological projects. Reburial issues, treasure
hunting, landscape art and fringe archaeology become commensurable with
professional archaeology: they are but different assemblages of resources (things,
practices, people, aspirations, projects, etc.).
It may be objected that this leads to the apparent nonsense that Thomsen
‘happened’ to stone and metal tools. But this is indeed the case, because the object
world is now credited with a history. Grahame Clark did happen to the settlement at
Star Carr.
How could Star Carr be defined and pictured before Clark? Perhaps we should
apply Clark’s excavation retrospectively and suppose that the site was there all along.
It is quite legitimate to believe this, but how could it be proved? There is no time
machine to take archaeologists back to 1182 or 431 to check that Star Carr was there
then, albeit perhaps less decayed.21 Rather than jumping to conclusions about total
existence or non-existence – essences – why not stick with reality defined as that
which resists particular trials made of it? The confusion of existence and essence is a
damaging one.
A site such as Star Carr does not have an abstract essence or timeless objectivity.
We argue that its objective existence has a history. Clark is part of the reality of Star
Carr, just as the excavations at Star Carr are part of the biography of Grahame Clark.
The reality of Star Carr includes the excavation team, the tools, the whole project.
Are we otherwise to project Clark’s and our present back into the past? It is good
to remember that Nazi archaeologists find their political realities in the past, projecting
back from their present, tinkering with real history.
If objectivity is accepted as constructed, a criticism may be voiced that thereby is
subjectivity unleashed. This may be countered with the argument that if objectivity is
denied as an essence, so, too, must be subjectivity. The opposition between objectivity
sticking to the facts and subjectivity giving way to mystical and personal feelings is a
false one. Why deny that it is people who do archaeology, and that people are indeed
constituted as subjectivities in historical dealings with others and with things? If
objectivity is denied as an essence, subjectivity becomes the form that the object world
takes – through the looking, digging, thinking, feeling, the projects, those
32
heterogeneous mobilisations of people.
If it is accepted that archaeology is a technology, a mode of cultural construction of
the past, reality, objectivity and the past are not lost. Troublesome essences and
dichotomies are, however, discarded. The solidity, beauty, originality of archaeological
facts are still there and may be described with terms of ‘fact’, ‘reality’ and
‘objectivity’. But present also are archaeologists, volunteers, publishers, film makers,
television companies, photographers, feelings and desires, instruments and
laboratories which make these facts live and hold together.
Critique
Another aspect of judging the relative value and worth of different interpretations of
the same field is critique.22
Awareness of the dialogues at the heart of interpretation requires self-reflexivity
regarding the situated and contextualised interpreters and interpretands. Vital here is
the project of ideology critique, now well established in archaeology. Ideology may
hinder or make impossible the project of making good sense of the past.
Another dimension of critique is rooted in the heterogeneity, otherness and
consequent independence of the material past. The past may become grounds for a
critique of the present in that its forms and meanings may defamiliarise and throw into
contingency what is taken in the present to be natural or unchanging.
The terms ‘equivocality’ and ‘heterogeneity’ were introduced above to describe
how something always escapes its classification, there always being more to say and
consider. The old pot found by an archaeologist is equivocal also because it belongs
both to the past and to the present. This is its history; it has survived. And the
equivocality confers upon the pot an autonomy because it is not limited to the moment
of its making or use, or to the intentions of the potter. It goes beyond. The
archaeologist can look back with hindsight and see the pot in its context, so time
reveals meanings which are accessible without a knowledge of the time and conditions
of its making. The pot transcends. In this it has qualities which may be called timeless.
Here also historicism (understanding in historical context) must be denied,
otherwise we would only be able to understand a Greek pot by reliving the reality of
the potter, a reality which anyway was indeterminate and equivocal. We would be
fooling ourselves in thinking that we were appreciating and understanding the art and
works of other cultures.
Pots are often used as a means to an end by archaeologists. They are used for
dating a context; they may be conceived as telling of the past in different ways.
Historicist interpretation reduces the significance of a cultural work to voluntary or
involuntary expression: the pot expresses the society, or the potter, or the date. This is
quite legitimate. But there is also the pot itself, its equivocal materiality, its mystery
and uncertainty, which open it to interpretation.
The pot does indeed preserve aspects of its time and it can be interpreted to reveal
things about the past. So the integrity and independence of the pot does not mean that
it does not refer outside of itself. It means that no interpretation or explanation of a pot
can ever be attached to the pot for ever, claiming to be integral or a necessary
condition of experiencing that pot. The autonomy of the pot is the basis of opposition
33
to totalising systematics: systems of explanation or understanding which would claim
closure, completeness, a validity for all time. We must always turn back to the pot and
its particularity. This autonomy brings a source of authority to interpretation, if it is
respected.
The autonomy of the past is also the reason why archaeological method has no
monopoly on the creation of knowledges and truths about the material past. Does a
painting of a castle by Turner reveal no truths of its object in comparison with
archaeological treatment? Were there no truths about the material past before the
formalisations of archaeological method from the late nineteenth century onwards?
There is a gap between the autonomy and dependency of the pot. If we were back
in the workshop where the pot was made, we might have a good awareness of its
meaning. If we were the one who actually made the pot, then it would very much be
dependent upon us. But its materiality, equivocality, heterogeneity always withhold a
complete understanding: the clay is always other than its maker; the pot is always
more than its classification. People may interpret it in all sorts of different ways. The
material world provides food for thought, for negotiation of meaning, as we have
already indicated.
So the tension within the pot between dependency and autonomy is a tension
between its expressive (or significative) character and its materiality. It is a gap
between, for example, an image (which has an autonomous existence) and its
meanings. Or between the sound of a word and its meaning to which it cannot be
reduced. To bridge these gaps requires effort, work, the time of interpretation. This
work is one of reconstruction and connection, putting back together the pieces which
have been separated.
When a pot becomes part of the ruin of time, when a site decays into ruin, revealed
is the essential character of a material artefact – its duality of autonomy and
dependency. The ruined fragment invites us to reconstruct, to exercise the work of
imagination, making connections within and beyond the remnants. In this way the
post-history of a pot is as indispensable as its pre-history. And the task is not to revive
the dead (they are rotten and gone) or the original conditions from whose decay the
pot remained, but to understand the pot as ruined fragment. This is the fascination of
archaeological interpretation.
Commentary and critique
The tension within the (temporality of an) artefact between past and present, between
autonomy and dependence upon its conditions of making, corresponds to the
complementarity of critique and commentary. Commentary is interpretation which
teases out the remnants of the time of the artefact, places it in historical context.
Critique is interpretation which works on the autonomy of the artefact, building
references that shift far beyond its time of making. It may be compared artistically
with artefacts from other times and cultures in critical art history. Critique may
consider different understandings of the artefact in our present. Critique may use the
integrity of the artefact as a lever against totalising systems, undermining their claims
to universality.
Both are necessary. Commentary without critique is empty and trivial information
34
with no necessary relation to the present. Critique without commentary may be a
baseless and self-indulgent appreciation of the aesthetic achievements of the past, or a
dogmatic ideology, an unedifying emanation of present interests.
Commentary is made on the dependency of things upon their time of making,
fleshing out information of times past. But the flesh needs to be brought to life, and
this is the task of critique: revealing heterogeneity, yoking incongruity, showing the
gaps in the neat orders of explanation, revealing the impossibility of any final account
of things. This is a living reality because it is one of process rather than of arrest. It is
the ongoing dialogue that is reasoned interpretation.
Designed Pasts: Discourse and Writing
The archaeological past is written or told. It is translated into other forms. This is the
focus of Part 3, but some general points can be appended here.
Archaeology is a practice in which language plays a dominant part. The
archaeologist comes literally to the site with a coding sheet, labelled with words, to be
filled in. In addition there is a large implicit ‘black-box’ coding sheet, never discussed,
which defines walls, pits, sections, layers and so on. If the excavation process starts
with language, so, too, it finishes with language. The events which take place in
practice on an archaeological excavation are contingent and they are experienced
differently by different participants. Interpretations are continually changed and
contested. But in the end a report has to be written, the diversity and contingency
subsumed within an ordered text. A story has to be told which not only describes what
happened on the site (usually a minor part of the report) but also describes how the
layers built up, when and perhaps why the walls were constructed, and so on. The
story has to be coherent, with a beginning, a middle and an end. The site has to be
moulded into a narrative using rhetoric which makes the story persuasive. A practice
has been translated into words and narrative.
Archaeology, like any other discipline, constructs its object past through the
workings of discourse.23 This is a key concept in directing attention not so much to the
content, but to the way something is written or told, and the social and historical
conditions surrounding writing and telling. Discourse can be treated as heterogeneous
networkings, technologies of cultural production (of a particular kind) which enable
and are the conditions within which statements may be made, texts constituted,
interpretations made, knowledges developed, even people constituted as subjectivities.
Discourse may consist of people, buildings, institutions, rules, values, desires,
concepts, machines and instruments. These are arranged according to systems and
criteria of inclusion and exclusion, whereby some people are admitted, others
excluded, some statements qualified as legitimate candidates for assessment, others
judged as not worthy of comment. There are patterns of authority (committees and
hierarchies, for example) and systems of sanctioning, accreditation and legitimation
(degrees, procedures of reference and refereeing, personal experiences, career paths).
Discourses include media of dissemination and involve forms of rhetoric. Archives
(physical or memory-based) are built up providing reference and precedents.
Metanarratives, grand systems of narrative, theory or explanation, often approaching
myth, lie in the background and provide general orientation, framework and
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legitimation.
Discourses may vary and clash in close proximity. In a factory the discourse of the
workforce may differ considerably from that of the management. Academic
archaeology probably includes several discourses: Near Eastern and classical
archaeology being distinct from Anglo-American processual archaeology. The
discourse of commercial excavation is different again. Fowler (in this volume)
considers aspects of discourses on the countryside, though he focuses as much on the
content of the writing. The notion of the English countryside and landscape, its
development and relation to national identity could be termed part of a metanarrative.
J. Thomas (1991a) has challenged the metanarrative of earlier British prehistory, that it
was then just as it always has been – hearty peasants in the English countryside. Other
metanarratives include the stories of cultural diffusion from centres of excellence
accompanied by conquest and population movement: an explanatory scheme based on
nineteenth-century experiences of imperialism. Larsen (1989) has related Near Eastern
archaeology to an ideology of orientalism (Said 1978). Evolutionary theories, when
treated uncritically, often also form neat formulae for bringing the past to order
(Shanks and Tilley 1987b, ch. 6), which is a function of metanarrative.
Archaeological poetics
An awareness of discourse implies an attention to technique, to style, to the way
archaeology designs and produces its pasts. This is the project of an archaeological
poetics (Shanks and Tilley 1989, Shanks 1992a, Tilley 1993) and involves a shift from
validation to signification, from anchoring our accounts in the past itself (divorced
somehow from our efforts in the present to make sense of it) to the ways we make
sense of the past by working through artefacts.
In Part 1, Lucas discusses clarity and density of styles of writing about the
archaeological past, arguing not for obscurity, but for contingency: a dependency of
writing on its conditions of production. Some other papers in this volume explicitly
consider issues of writing the past. Fowler, as already mentioned, discusses writings
on the countryside and their styles. Lowenthal introduces the central theme of rhetoric
in his discussion of appeals to the past in contemporary self-definition. Shanks
considers archaeological historiography and the place of individual agency. Hodder
takes a different line and uses rhetorical tropes or features of style to suggest structures
in prehistory.
Some concerns of an archaeological poetics include narrative; rhetoric;
rhizomatics; quotation; illustration.
Narrative, telling stories, is a basic human way of making sense of the world as
particular details are given sense by incorporating them into story forms. The
following are components of narrative.24
story: a temporal sequence
plot: the causation and reasoning behind the story
allegory: metaphor, the story and plot may stand for something else
arrangement of parts: this need not necessarily be a linear sequence of events
(there may be temporal slips and changes of pace, condensation and focus on key
36
points)
agency: the medium through which the story is told
point of view: given to the reader
Archaeological narrative is often very predictable. Arrangement is usually linear or
analytical, the agency is anonymous or impersonal powers, and the point of view is
academic, white, Anglo-American, middle-class (but cf. Leone et al. in this volume).
Little experiment is encouraged even though it might considerably improve
archaeological writing and attend more to the interests of different audiences (an
essential component of narrative after all).
Archaeology almost of necessity has to quote because so much of the past is
destroyed in excavation. Quotation here refers to bits of ‘reality’ brought into the
picture in the form of photographs or lists of actual objects lodged in a museum
(quotation is thus distinct from referencing or citation of other texts). In archaeology
this is usually to witness and legitimate the writing. Quotation is to do with collage
and montage – direct quotation, literal repetition of something taken out of its context
and placed in another. But there is no archaeological discussion of the theory and
poetics of collage that we know of (other than Shanks 1992a, pp. 188–90 and passim).
Collage is of essential importance to museum display, and there are many effective
exhibitions (on art and anthropology, see Schneider’s review 1993). Walsh (in this
volume) touches on some issues with reference to the concept of ecomuseum and
multimedia display, but again the literature in the archaeological field seems weak.
Objects need not only credit a statement with concrete validity, but also be used for
their heterogeneity, treated in terms of their autonomy from what is written about
them, overflowing the words. This aesthetic principle is familiar from art museums
and books but can be greatly extended (see, for example, Greenaway 1991 and 1993).
The field of rhetoric is coextensive with all communicative and expressive acts.25
Classically it comprises the following.
Inventio: the discovery of ideas and arguments. Here are included modes of
creative generation covering the history of ideas, historiography, the sociology of
knowledge, and also interdisciplinary connections.
Dispositio: the arrangement of ideas into sequences and narratives. Logical and
aesthetic links may be considered.
Elocutio: forms of expression and figures of speech, stylistic treatment. This may
be divided into aptum – appropriateness to subject-matter and context (for
example, is a line drawing appropriate?); puritas – correctness of expression
(according, or not, to rules of discourse and the discipline); perspicuitas – the
comprehensibility of expression (clarity and density); ornatus – the adornment of
expression.
Tropes or figures of speech provide a great insight into varieties of text
structure within elocutio. Here are included strategies such as antithesis and
irony (figures of contrast), metaphor (identity in difference), metonymy. These
particularly would seem to be very relevant to archaeology in its translation of
material pasts into a different medium, text and image (on metaphor, see Shanks
1992a and Tilley 1990b). Another issue is that of humour (so successfully used
37
by Gamble in his conference presentation); mention has already been made of
the importance of pleasure as a constitutive principle in interpretation.
Memoria: the techniques of storage and the retrieval of speech or text.
Pronunciatio : delivery, gestures and setting. Included here are the design and
delivery of lectures and television programmes, books and publishing projects,
museum displays.
Illustration may be treated simply as a visual appendage to a written text, not intended
to add anything to verbal description, for example – simply exemplifying. It may
approximate to quotation, a photograph witnessing what is written. But illustration can
also perform a summarising function, particularly in the form of diagrams. This,
arguably, is one of the great strengths of systems thinking in archaeology: diagrams of
neat boxes and arrows brought the complexity of the empirical to order. Renfrew’s
classic conception of the social system (1972) provided a synoptic structure of chapter
topics for over half of his book on the prehistoric Aegean. Illustration or graphic
representation can draw together things, establishing and mobilising connections
which are made all the more effective by being visible at a glance in one place.
Thought is hereby guided, possibly even conditioned (Lynch and Woolgar, eds, 1990).
Latour (1990) has argued that graphic representation can perform a key role in
scientific controversy by performing this function.
Illustration involves working with the relation between words and pictures. It
refers to multimedia production, a topic which has long been around in the form of the
illustrated book or lecture, but which is now receiving attention through the
development of computer-based hypermedia (see Miller 1992). Illustration can be
related to breaking the linear flow of text, having a disruptive power: ‘a picture,
labelled or not, is a permanent parabasis, an eternal moment suspending, for the
moment at least, any attempt to tell a story through time’ (Miller 1992, p. 66).
Illustration, grafted upon text, can be an alien addition which produces more than the
sum of text and image.
Rhizomatics is a term borrowed from the philosophy of relations of Deleuze and
Guattari (1988). A contrasting pair is formed with tree-thinking. Both refer to the way
connections can be made, the way things can be thought and interpreted, so the way
texts may be construed and constructed. The two are complementary, but rhizomes
thinking is often forgotten or overlooked.
Tree-thinking is unified and hierarchical (trunk and dendritic structure), concerned
with the place of things, their meanings and identities (by virtue of position). It is
conceived that there are roots and bases to what is known. The purpose is to reproduce
the object of thought (either by means of an image or in terms of structure).
Rhizomes belong with plants which spread insidiously. Rather than fixed and
centred structure, there is shifting, motive connection. Connections spread, shifting
through analogies and associations. Rhizomes thinking does not aim to reproduce an
object in thought, image or words, but to connect with it, construct with it. Final and
definitive identities are denied as the object world is forever reconstructed.
Through our discussion of the general field of interpretation we hope to have
shown openings for such relational work.26 J. Hillis Miller has drawn upon similar
distinctions in his essay on cultural studies (1992). He discusses how binary
38
oppositions or dualisms (such as those above) permeate cultural studies (the academic
(inter)discipline): high versus popular culture, theory versus practice, hegemonic
versus marginal culture, artefact as reflecting culture versus artefact as creating
culture, for example. They are difficult to avoid. As a resolution he puts forward
Abdul JanMohamed’s distinction between binary negation (twinned oppositional pairs
subject to hierarchical ordering) and negation by analogue. The latter treats each
element of the dualism as part of a differential series without hierarchical priority or
fixed origin or end. He comments: ‘I see this distinction as a crucial theoretical point.
It is crucial because cultural studies must hold on to it firmly if they are to resist being
recuperated by the thinking of the dominant culture they would contest’ (1992, p.
16).27
Interpretation, if followed through and as implied by this discussion of
archaeological poetics, implies a blurring of the absolute distinction between factual
and fictional writing. The archaeological text becomes a literary form. Fact and the
fictive form a continuous field. They share the same techniques of production. As
Tilley (1993) has pointed out, the real purpose of a radical and absolute distinction
would seem to be an interest in the validation of some interpretive practices over
others. It should carefully be noted that fictional writing and ‘creative imagery’ can be
a tremendous resource in working with and learning about reality.
Tilley (1993) has remarked upon the paradox that what we now term interpretive
archaeology hardly exists, yet all archaeology is interpretive. The number of empirical
studies which are self-consciously postprocessual or interpretive (in the senses
outlined here) is growing, and the range of issues discussed in this volume attests to
the wide applicability of the concept of interpretation, but it is less important that
archaeologists adopt the label. We are simply proposing that archaeologists, whatever
their claims, always have done and can do no other than interpret the past. This places
archaeology in symmetry with those in the past who are studied, and with those who
are not archaeologists but who try to make sense of the material past. They, too,
interpreted and interpret their world, engaging in cultural production. Foregrounding
the interpretive character of archaeology deprives archaeologists of an authority which
would lie in their restricted access to scientific method, abstract truth and the
objectivity of the past. But they can potentially offer to others their skill in crafting and
interpreting material pasts, cherishing their creative responsibilities.
Notes
1 For definitions and literature, see Trigger 1989a, Willey and Sabloff 1980; a recent textbook expression is
Renfrew and Bahn 1991.
2 For general introductions to the issues see Hodder 1984, Gero, Lacy and Blakey (eds) 1983, Gero and
Conkey (eds) 1991, Shanks and Tilley 1987a, 1987b, 1989, Miller, Rowlands and Tilley (eds) 1989, Layton
(ed.) 1989a and 1989b, Gather-cole and Lowenthal (eds) 1989, Leone 1986, Leone, Potter and Shackel
1987, Leone and Preucel 1992, Shanks 1992a.
3 Etymology is of relevance in supporting this choice of epithet for archaeology which stresses an ongoing
practice of mediation and translation. ‘Interpret’ and ‘interpretation’ are derived from inter-pres, Latin. The
prefix inter- refers, of course, to mediation or reciprocity. -Pres is of uncertain root, but perhaps relating to
the Greek verbs φῤαξєɩν (phrazein), to speak, or Πραττєɩν (prattein) to act or do; the Sanskrit root may be
prath, to spread abroad, celebrate, disclose or unfold, reveal or show. And should we speak of
‘interpretative’ or ‘interpretive’? Both have long histories of English usage; ‘interpretive’ is not a recent and
39
by implication unorthodox elision or American usage. We prefer ‘interpretive’ because it is an adjective
derived not from the noun ‘interpretation’, but from the verb ‘interpret’ – attention is drawn to the practice.
4 Signification: composed of the Latin signum facere, to make a sign.
5 Mike Pearson, director of Brith Gof performance theatre company, Cardiff, has been exploring the
connections between performance (theatre without conventional text) and archaeology: see his paper
‘Theatre/archaeology’ (1993).
6 We draw on Gadamer 1975. See also Warnke 1987 and Bleicher 1980, 1982. Ricoeur has great potential for
archaeology: 1981a-d, 1989: see Moore 1990. For archaeology: Shanks and Tilley 1987a, ch. 5, Shanks
1992a, Johnsen and Olsen 1992.
7 Etymology again reveals a rich range of deep and relevant cultural references. The Greek is έρμηνєύω
(hermeneuo) related to the actions of the god ‘Eρμής, Hermes. Messenger and herald, thief and inventor of
the lyre, guide to the souls of the dead; the rhetorician Hermes presided over commerce and exchange,
markets and traffic, science and weights and measures. He dealt in stratagems and secret dealings, was a
god, like craftsman god Hephaistos, of practical intelligence or knowhow. Termed (μήτɩς, the field of
application of this ingenuity or worldly knowledge is ambiguity and equivocality – finding a way out of
sticky situations (Detienne and Vernant 1978, especially pp. 122–3, 281–3, 301–3). Hermes takes us from
the philosophical circuit of hermeneutics into a semantic and interdisciplinary field of translation,
communication, movement and equivocality, messages and interference, transference and exchange,
connections, hermeticism and mystery. The five-volume interdisciplinary epic of Michel Serres on such
themes in language, literature, philosophy and science takes the name of Hermès (1968–80; selected
translations 1982).
8 The collections Knorr-Cetina and Mulkay (eds) 1983 and Pickering (ed.) 1992 provide introductions and
bibliographies to the work of people such as Latour, Knorr-Cetina, Woolgar, Collins and many others.
9 Gavin Lucas has pointed out (in discussion) that not only is theory underdeter-mined, but it is also
overdetermined by the facts – there is always a surplus or excess of data which any theory cannot cover.
This also contributes to uncertainty.
10 Shanks 1992a and 1993; more generally on phenomenologies of landscape see J. Thomas 1993a and 1993b,
Tilley forthcoming. For a background in humanistic geography, see Seamon and Mugerauer (eds) 1989 and
Seamon (ed.) 1993.
11 The analogy is owed to David Austin, Lampeter.
12 For this important concept in the sociology of production and technology, see Law 1987, Law and Callon
1992, Callon 1986 and 1991.
13 On the idea of ethnographies of archaeological excavation and project see Shanks 1992a, pp. 192–3.
14 For philosophies of relationality, see Oilman 1971, Sayer 1987, Deleuze and Guattari 1988; in archaeology:
Shanks and Tilley 1987a, Shanks 1992a, McGuire 1992.
15 This was repeated, in various ways, at a conference held at Hunter College, Manhattan, April 1990; cf.
Leone and Preucel 1992.
16 The following arguments can all be found thoroughly rehearsed in much recent history, sociology and
philosophy of science, particularly that which is sometimes called ‘constructivism’: above, note 8.
17 The terms are unfortunately ambiguous. Judgemental relativism maintains that judgement cannot be made
of different interpretations which arise authentically from their social context, though interpretations are
judged to be equal. Epistemic relativism allows judgement of different interpretations. We have used the
terms because Bhaskar is well cited and himself continues their use.
18 A question posed forcibly by Renfrew in his critique of postprocessualism (1989) and by Renfrew and Bahn
(1991, p. 430).
19 An important point is, however, that professional archaeologists deal with the material past on a day-to-day
basis, amateurs when and if they can. Archaeologists should have achieved an authority through developing
the skills involved in interpreting material remains of the past; though, of course, they may not have. This is
based on the premiss that archaeology is a mode of cultural production of the past – skills which involve
practical reasoning as well as propositional knowledge (Shanks and McGuire 1991). A key set of issues, and
relevant to epistemo-logy, here concerns the regulation of the profession and monitoring of the acquisition
of interpretive skills.
20 This is a possible answer to the dilemma posed by Rhys Jones and reported in Part 1 concerning possible
conflicts between accounts of human origins presented by academic scientists and Australian Aborigines.
Reference may also be made to the issue of professionalism raised in note 19. The skill of interpreting the
material remains of the past should, if characterised as in the present paper, carry with it a persuasive
authority.
40
21 But, it may be argued, scientific observation shows that materiality has duration. Excavate Star Carr and its
materiality (and any C-14 dates) signifies its duration. This is precisely the point. A house does not stop
being real when it is abandoned and collapses, when it ceases to be tied to the history of the people who
once lived in it. That house has its own history.
22 See Connerton (ed.) 1976, Held 1980, Kellner 1989; for archaeology, Leone, Potter and Shackel 1987,
Olsen 1986, Shanks and Tilley 1987a and 1987b.
23 See Foucault 1972 and 1981, together with secondary literatures, for example Macdonell 1986. Tilley has
presented a programme for what he calls a discourse analysis of archaeology: 1989b, 1990a and 1990b,
1993.
24 See Cohan and Shires 1988, Ricoeur 1989, Rimmon-Kenan 1983, H. White 1973 and 1987.
25 On archaeology and rhetoric, see Shanks 1994.
26 Further examples can be found in Shanks 1992a, 1992b and 1992c, and Tilley (ed. 1993). A Thousand
Plateaus by Deleuze and Guattari (1988) is full of historical references.
27 This point cannot be overstressed. Consider the distinction within representation between repetition as copy
and repetition as simulacrum (Derrida 1972, Foucault 1973, Deleuze 1969). Bruno Latour (1987 and
elsewhere) adopts a similar relational strategy in dealing with the connections between science, technology
and society. It should, however, be pointed out that relational thinking encompasses that described as tree
thinking. A radical dichotomy which simply denies the validity of one pole of the opposition is to be
avoided. In describing features of rhizomatics the intention is to open space for experiment rather than to
deny the usefulness, in specific circumstances, of dendritic organisation.
41
Chapter 2
Interpretive archaeologies
Some themes, and questions
Michael Shanks and Ian Hodder
Some may see the ‘big issues’ of archaeology to be concerned with substantive
questions of, for example, the origins of agriculture, or the emergence of civilisation.
As has been explained, this volume takes another perspective on the discipline. To
provide further orientation, here is presented a series of questions and issues which
seem to be at the heart of discussion about the character of the discipline archaeology,
and which we expect will be the foci for future developments.
1 Some General, Philosophical and Political Questions of How to Go
about Archaeology
The long-standing debate about the fundamental character of archaeological method,
whether it should be more or less modelled on the natural sciences, has deepened and
widened with awareness of the subtlety of the social practices that are commonly
termed science. Philosophical alternatives and complements to positivism and
objectivist analysis of the past have been proposed for archaeology. These include
traditional hermeneutics and modern revisions (particularly those of Ricoeur and
Gadamer), critical and dialectical approaches to cultural interpretation and criticism
(through Western Marxists to Habermas and beyond), and post-structuralist positions
(derived especially from Derrida and Foucault’s archaeology and genealogy). The
following questions seem now pertinent for philosophies of archaeological
interpretation.
On what grounds are different approaches to the archaeological past to be judged
– epistemological? ethical? political?
Can scientific archaeologies which aim at objectivist explanation of the past
accommodate the criticisms made of them from hermeneutic and critical
standpoints – particularly that they ignore that archaeology is of necessity acts of
contemporary cultural production?
Are there different forms of science, some of which are more or less appropriate
as models for archaeology?
Is the notion of (hermeneutic) dialogue (between archaeological finds and
researcher, past and present, subject and object of knowledge) appropriate or
workable in archaeology?
What is the politics of hermeneutic and poststructuralist interpretation in
42
archaeology?
Is it necessary or possible to get to the original meaning of the past?
If it is not, and there is or was no original comprehensible meaning, does the past
have an indeterminate and shifting meaning, subject perhaps to the desires and
interests of the present?
What authorities may be invoked to distinguish good from bad archaeological
explanation or interpretation?
If empirical ‘fact’ and the objective are not the only sources of authority for
different archaeological explanations and interpretations of the past, what others
are there?
Further discussion of these and other relevant issues can be found in the following
books and papers: Tilley (ed.) 1990, Shanks 1992a, Shanks and Tilley 1987a, Warnke
1987, Eagleton 1983, Renfrew 1989, Hollis and Lukes (eds) 1982, Lawson and
Appignanesi (eds) 1989.
2 Animals and Human Meaning; Evolution and the Emergence of the
Human ‘Mind’
Interpretive approaches, as outlined particularly by Shanks and Hodder in this volume,
may be concerned with understanding the meaning of things and practices. To the
extent that such frames of meaning may be cultural, rooted in self-reflection and
complex modes of communication, questions are raised about the human species as an
animal species and its evolutionary development.
To what extent were humans more ‘animal’ in the remote past?
To what extent are contemporary studies of non-human animals relevant the
further back in time one inquires?
Are there radical differences between the conceptual abilities of humans and
animals?
What is the nature of these differences?
To what extent are interpretation, understanding and intentionality present in
animal behaviour?
If they are, what are the implications for early hominid development, the
development of language, tool-use and symbolic behaviour (for example, style
and mortuary practices)?
What generally is the evolutionary significance of the development of
symbolising abilities and linguistic communication?
Is the interpretation of the earliest phases of prehistory going to be different from
that of later phases?
If so, how?
Cheney and Seyfarth 1990, Parker and Gibson (eds) 1990, Haraway 1989, Hinde
1987, Wynn 1989, Mellars and Stringer (eds) 1989, Midgley 1979, Foley (ed.) 1990,
Lutz 1990.
43
3 Interpreting, Writing and Presenting the Past: Interfaces between Past
and Present
Archaeologists work on the past to produce specialist papers, excavation reports,
works of synthesis, popular books, museum displays, television programmes and other
‘texts’. Different rhetorical strategies are employed which have implications regarding
power, authority and relationships with audiences. Audiences, for example, may be
conceived as subjects or objects of marketing, education, administration, or as partners
in a constructive dialogue. There have been recent exhortations to shift from the
singular voice of the expert to multivocal and participatory dialogues. This has been
related to the contemporary cultural (and postmodern) scene with its tension between a
comercialised and fragmented past of ‘heritage’ and desires for meaning and ‘genuine’
(historical) points of cultural reference. Here are issues of the cultural value of the
past. In the terms of archaeology there is a potential tension between the
archaeological find treated as an object of analytical treatment or as a subject of
affective responses.
What is the place of archaeological work in (post)modern society?
What is the place of something such as ‘English heritage’ in a multicultural
society?
What are the boundaries of the discipline of archaeology, particularly in relation
to popular writing, novels, art, travel-writing, etc.?
How should archaeologists create and attend to audiences?
Are there distinct ‘genres’ within archaeology?
Is there a place for experimental writing in archaeology?
What can archaeologists learn from the experiences of ‘interpretive
anthropology’ and the attempts there to revaluate the anthropological encounter
in terms of writing?
How should museums present the past?
Are they the best medium and forum?
The literature on these matters falls into three distinct groups: that concerned with
museums and museology; works on and about writing the material past; and those
concerned with cultural values and the past. On museums and presentation, some
critical perspectives include Hudson 1987, Hooper-Greenhill 1992, Vergo (ed.) 1990,
Lumley (ed.) 1988, Pearce (ed.) 1989, Pearce 1992, Walsh 1992. Writing the material
past: Bapty and Yates (eds) 1990, Barrett et al. 1991, Hodder 1990, Shanks 1992a,
Tilley 1991, Spector 1991. Values and the past: Chippindale et al. 1990, Hewison
1987, Lowenthal 1985, Lowenthal and Binney (eds) 1981.
4 The Nature of History and its Relations with Archaeology
There have been moves in both anthropology and archaeology to encompass aspects of
the discipline history. Some anthropologists are coming to recognise the importance of
historical studies. Archaeologists have been reflecting on the relations between the
disciplines particularly through encounter with the Annales school. An issue is that of
44
timescale and forms of appropriate interpretation. Social and cultural structures and
other forces (such as environmental) may affect scales of historical change in different
ways. Contingency and unintended consequences of action may play different roles.
Intentionality and agency in social practice are crucial points of debate here – can they
ever be ignored? Further relevant notions include the totality of history, periodisation,
and the character of historical and archaeological narratives.
Do different timescales require different kinds of history?
Is archaeology only suited to long-term historical perspectives, and, if so, what
form of interpretation is implied?
Can history be without periods?
Do historical periods reflect or affect change?
Could history have been otherwise?
Are general structures always reinterpreted locally?
Are the large-scale trends sometimes identified by archaeologists the product of
small-scale and varied practices?
What holds ‘history’ together?
What is the relation of narrative to history and scale?
Are there inappropriate archaeological timescales and narratives?
Sahlins 1985, Hodder (ed.) 1987a, H. White 1973, Bintliff (ed.) 1991, Knapp (ed.)
1992, Veyne 1971, Deleuze and Guattari 1988, Duby 1980, Ricoeur 1989.
5 The Interpretation of Material Culture
The category of material culture unites all the different interests and concerns of
archaeology addressed in the other sections. Issues concern the relation of material
artefacts and material dimensions of practice to social structures and to social change.
Architecture and environmental space or place form one theme. There is the matter of
the design and use of things, their relationships to propositional and practical
knowledges. Some archaeologists – after a (post)structuralist model – have come to
see material culture as a text; the emphasis in its interpretation is upon reading,
meaning and context. Others, particularly drawing upon a French tradition, are
developing sophisticated accounts of the organisation of practical knowledges or
skills. A challenge to be considered is the relationship between these two views: the
relationship between or independence of language and ‘higher’ symbolic functions and
practical skills or knowhow.
What are these ‘things’ that archaeologists talk about?
What are the main dimensions of the design and making of things?
How is practical knowledge organised?
Are practices always socially and symbolically mediated?
Is meaning always socially and symbolically practised?
What is the distinction between meaning and being?
What are the dimensions of the experience of materiality?
How can information from psychology and ethology contribute to understanding
45
material practices?
How does the organisation of space engender particular social understanding and
practices?
Bourdieu 1977, Tilley (ed.) 1990, Hodder (ed.) 1989, Miller 1987, Patrik 1985,
Archaeological Review from Cambridge, 9:1, Tilley (ed.) 1993.
46
Part 1
Philosophical issues of interpretation
47
Chapter 3
Interpretation in contemporary archaeology
Some philosophical issues
Gavin Lucas
Introduction
A tale of two narratives
Apparently, before the 1960s we were all sleeping virgins. Somewhere in those heady
days, we lost our innocence, and awoke to a new state of consciousness (D. Clark
1973, Renfrew 1982). This Romantic narrative of the experience of archaeology in
Britain at this time was matched by a rather more religious experience in the United
States. Binford describes it in his own words: ‘I had a message, and I wanted them to
hear it. . . . The first that I knew there was applause, and people began rising to their
feet clapping their hands. It continued until I was back in my seat. I was choked up
and wondered if Huxley had ever cried’ (Binford 1972, pp. 12–13).
Apart from differences in rhetoric, English and American archaeology share a
similar Origin myth for contemporary philosophical and theoretical debate. A kind of
enlightenment, as the story goes, occurred in which archaeology became for the first
time truly self-conscious, and began to look back, both on its own past and its present
presuppositions. It was a New Archaeology. And the characteristic feature of the New
Archaeology was its explicitly scientific foundation. Papers were (and many still are)
packed with formulae, mathematical or quasi-mathematical symbols, phrases which
evoked the classical language of science, such as Schiffer’s C and N transforms
(Schiffer 1976), though surely the most audacious has to be the pre-revolutionary
Leslie White’s (White 1943) equation for Culture as C = E × T (where C = cultural
development, E = energy, and T = technology). But behind all this rhetoric of science
(for I do not think that archaeologists – at least, in Britain – thought any less that they
were doing science in the earlier part of this century) lay one dominant urge – to
extend the limits of what you could say about the past. They wanted to scale the
heights of Hawkes’s famous ladder (Hawkes 1954). And invoking a scientific
foundation for archaeology provided a means of legitimating extended inferences, but
more than that, of legitimating the claim for extended inferences. The popularity of
science reached a peak in the 1960s, with the ‘wonders’ of technology and the
ostensible rise in the standard of living which accompanied the new technology, and
this played a large part in legitimating the New Archaeology (Patterson 1986, Redman
1991).
48
Those who still live this narrative today, including the original authors of it, have
not by any means remained loyal to all their proclamations – or, indeed, agree between
themselves on all issues. Most particularly, many have now rejected, if they ever
accepted, the ideal of producing firm laws of human behaviour; and second, they have
continually expanded, in accordance with their original programme, the limits of
inference, most clearly in the extension of a social to a cognitive archaeology (Watson,
LeBlanc and Redman 1984, Renfrew 1983). The new strands of various social
theories, such as Structuralism and Marxism, were cautiously accepted as adding to
the base on which to expand our understanding of the past (Renfrew 1982); and so
today processual archaeology is still moving, and opening horizons. It is a narrative of
continued but measured progress and optimism.
Yet there is another story which has been growing in Anglo-American archaeology
since the early 1980s, of an archaeology which needs to break itself away from the
Origin myth, away from the scientific foundation which controls and constricts it. This
other, ‘Oedipal’ archaeology defies the authoritarian structure of processualism, yet is
still tied to it like son to father; the term postprocessualism encapsulates this
ambiguity. Renfrew’s indignation at the arrogance of the ‘post’ in postprocessualism
(Renfrew 1989) is not surprising when the developments in the 1980s are considered
in terms of the narrative described above; the continuity with the original programme
is what he no doubt sees. But this ‘post’ is far less arrogant than the ‘New’ in New
Archaeology.
As processual archaeology has invested its authority in the Scientific Method, the
processual-postprocessual debate is inevitably focused on this issue. For the
processualists, the matter is simple: you attack the Scientific Method and you therefore
threaten the possibility of any authority in archaeology; without a scientific basis of
empirical and objective means of evaluating views of the past, you renounce any
possibility of such an evaluation. Intellectual castration. Authority is absolute or it is
nothing. In general discussion, this manifests itself as charging their opponents with
relativism, while with reference to particular studies, it is a familiar cry of
overextended inference. Postprocessualists either step too close or overstep the razor’s
edge of acceptable interpretation (Watson 1990). And this threat of relativism, of
emasculation, is exactly what ties postprocessualism to its father. Processualism, in
fact the processual-postprocessual debate, is patriarchal, both authoritarian and
masculine. Only through the dissolution of the relativist issue, and more generally of
the question of Method, can postprocessual archaeology develop a viable philosophy,
and even perhaps drop its patronymic.
Archaeological neuroses
A strong theme of contemporary thought is the breaking down of disciplinary
boundaries; as philosophy and social theory merge, the significance of philosophical
issues in archaeology is perhaps more acute now than ever before. Yet ironically the
chasm between theoretical and practical archaeologists widens, though this is by no
means translatable into armchair and field archaeologists. Nor is it synonymous with
critical and uncritical thinking. Such stereotypes are untrue and harmful. The key
difference lies in those archaeologists who generally think archaeology is a self-
49
contained discipline with fixed boundaries and those who do not. This is why, for the
latter, philosophical issues take on increasing importance, often to the bewilderment of
the former.
Furthermore, within the theoretical debate in Britain, there is still a gap between
processualists and postprocessualists, albeit rather subdued. Although it has been
shown how perhaps the divide is exaggerated – for example, through a common
acceptance of the theory-data interdependency and pluralistic perspectives (Wylie,
conference paper) – a fundamental philosophical difference still resides in the
opposing positions. Again, the positions can be stereotyped, but the crux lies in a
notion of the purity of Method. Processualists maintain that any work can be evaluated
by a fixed and absolute standard, the basis of which is empirical, while
postprocessualists have no such faith. While the question of Method remains central to
processualists, postprocessualists tend to be more concerned with the situated nature of
interpretation, and how that feeds back into the kinds of questions they ask of their
data. So there are still quite basic differences, and one has to be careful about
exaggerating lines of convergence, and thereby pointing to a consensus which is in
fact spurious (see commentary below).
Finally, these internal tensions within Anglo-American archaeology are crossed by
a wider tension within archaeology as an international discipline. This is particularly
apparent between the Anglo-American tradition and others, where the theoretical
debate in Britain and the United States often assumes a universal importance by virtue
of their political hegemony. It is, as Olsen points out, scientific colonialism (Olsen
1991). Archaeological discourse, whether internally in Britain or globally, is always
channelled through political structures which suppress or sustain vocality. Yet each
country has its own rich tradition of archaeology, a genealogy of problems which are
particular to itself (e.g., see the papers in Hodder, ed., 1992), and often not at all on the
same course as the Anglo-American concerns.
At whatever level you look at our discipline, it appears to be fragmenting; internal
divisions are more fundamental than ever before. It is not a question of disagreements
of interpretation as it might have been fifty years ago – it is a disagreement over the
very nature of archaeology. How coherent is it today, and, more significantly, how
coherent should it be? And if there are different ways of doing archaeology, can we
still sustain some dialogue between them? These questions apply at all levels of our
fragmenting discipline, and have never seriously been addressed. Perhaps because it
was assumed that, whatever internal debates arise, archaeology is archaeology is
archaeology.
Commentary
Spurious consensus
All the papers in this section express a somewhat similar perspective, in that a major
theoretical divide is not what fuels their arguments. Hesse embraces some of the
postpositivist critiques in her conception of science, while both Gellner and Moore
warn of the dangers of excess in postpositivist positions. Yet this apparent
concordance is misleading, especially in the case of Gellner and Moore who approach
50
the issue from quite different viewpoints. Although pluralism and diversity of opinion
appear to be widely approved, as in all so-called democracies, there are limits to how
far people are willing to accept such diversity, particularly when pluralism looks like it
is going to accelerate into relativism.
Thus, consider the following hypothetical dilemma (Rhys Jones, conference
comment):
Say, for example, you are trying to construct different sorts of histories in a museum, and the museum is
there for the people, for the public. Consider the question (and I am taking an Australian example) where
there is a positivist archaeological statement that human beings have been on that continent for, say, 40,000
years, and that they arrived across water barriers from Asia at about the time of the global spread of modern
settlement. Say you put forward that view. And somebody comes to you as curator, with a lot of political
pressure and says, ‘Aborigines right across the continent firmly assert they have always been on that
continent. That they are autochthonous, they came from the land, they have always been there.’ Now, do
you place that view side-by-side with the positivist, scientific view, and say here is one view, here is
another, as equal forms of truth; or, do you say, in the second one, Aborigines believe that this is the case,
and respect their view as a religious statement – but it is false, because human beings are placental
mammals, they are primates, they evolved in Africa, they did not evolve on a continent of marsupials. Now,
that is a dilemma.
Crisis of confidence
Jones’s dilemma, of course, raises the threat of relativism. One way of answering him
might be that the way you tell it depends very much on who you are telling it to. But
what this means is not altogether clear. Do you change conviction according to who
you address, like some kind of intellectual chameleon? In which case, you lose all
credibility. Or is it merely the manner of expression which changes, the style of
rhetoric used? If so, a basic distinction between truth and style is maintained, and
Jones’s dilemma has still to be answered.
Criticisms of the positivist position are not lacking in the archaeological literature,
particularly from Shanks and Tilley (1987a); however, the issue is really how to
answer the main charge of the positivists, as presented in Jones’s dilemma. Why do
archaeologists not feel confident to tackle this dilemma directly? There does appear to
be a lack of confidence in postpositivist positions (John Barrett, conference comment),
and more generally a lack of conviction when presenting our work to the public, who
expect us to know it all (Peter Fowler, conference comment). Is archaeology facing a
crisis of confidence? Is there a feasible philosophical alternative if we reject
positivism?
Philosophising with a hammer
I do not deny that there is an uneasiness when faced with Jones’s dilemma; but, as in
all dilemmas, their rhetorical force comes precisely because they draw the attention to
sharp and contradictory consequences, and away from the blurred premisses from
which the dilemma is generated. Nietzche’s attitude (1968) to his contemporaries was
to philosophise with a hammer; that is sometimes the only way to break through the
consequences to undermine the premisses. It is impossible to defend relativism,
because it is based on the same premisses as positivism: the primacy of epistemology.
If all philosophy begins with the question of knowledge and truth, then relativism
51
spells the end of philosophy; but, as Nietzsche says, why do we want the truth at all?
The basis of the dilemma is that truth and knowledge are objective – that is,
independent of what we believe. Immediately you accept this, the dilemma is painful
and violent, because it means beliefs can be true or false, and two contradictory beliefs
cannot both be true. The value of my conviction therefore depends on its truth, and
there is no way I can hold the Aboriginal view as equal to my own with any
credibility. But – and this has never been satisfactorily answered by any positivist –
how can you distinguish between belief and truth? On what grounds? The expected
answer is, of course, Method. It is only through (the scientific) Method that we can
hope to attain any kind of confidence of the independent validity of our knowledge.
But the Method is impure – any method is impure, contaminated by our beliefs, and if
so it cannot serve the function positivists want it to. Yet no matter how hard critics
deconstruct the Method, believers will always attempt to save a fragment which is
pure, and which guarantees the probity of the whole.
This clinging to the purity of Method is ultimately based on an alienated view of
humans and the world; the familiar subject-object split. It starts from the premiss that
we are separated from the world, and try to understand it yet avoiding simply
projecting ourselves on to it. Hence the desire for an uncontaminated Method and the
primacy of epistemology. But there are alternative starting-points, not the least that we
are always already in the world. This is the radical thrust of Heidegger’s ontology
(Heidegger 1962), and why he describes Humans not as subjects or consciousnesses
but as Being-there (Dasein). This radical hermeneutic tradition, which began with
Heidegger, is extended by others such as Gadamer and Ricoeur, who especially
articulate it in the spheres of interpretation. Method is no longer a problem, nor is
relativism. The chasm between our understanding and the world which existed in
positivist philosophy, and which gave rise to all their problems, is no longer of any
relevance. Because we are always already in the world, situated, the problems are not
how to decide the truth or falseness of different views – as in Jones’s dilemma – but
how to decide our reaction to different views. This means that I can say I believe the
archaeological version rather than the Aboriginal one, but not that it is true in any
independent way from my belief. Our problem is whether their view is represented,
since we hold the power of vocality.
Interpretive archaeology
Jones’s dilemma presented a rather extreme case of different cultures – and this, of
course, is intentional, because it sharpens the dilemma; but it is really a political rather
than an interpretive issue. However, as archaeologists facing each other with our
interpretations, the dilemma becomes more blurred – we share more assumptions in
common, and the question of evaluation on academic or intellectual grounds is far
more pressing. How do we assess our colleagues’ work? ‘How do you get a story
which has authority?’ (Ian Hodder, conference comment).
Before going into a postpositivist arena for raising some answers to the question of
the ‘authority’ of interpretations, and means of assessment, it is worth anticipating
some of the more common positivist critiques of the postpositivist claims.
52
Positivist prejudices
1 Science. In itself, post-positivist philosophy is not so much anti-science as against
‘The Scientific Method’; it is not a call for archaeologists to stop doing scientific work
in the analysis of their data, or to stop using scientific equipment or techniques, (e.g.,
see Thomas 1991b).
2 Data. Nor is it an abandonment of the role of data. ‘Data’ (Latin: ‘given’) – that
which is given; in positivist language, what is presented to our senses as empirical,
independent and objective. But, if twentieth-century philosophy teaches us anything, it
is that nothing is given, in the sense of primordially, i.e., antecedent to anything else. It
is not that data do not exist so much as that data are not primordial. This does not
mean they are not relevant in considering a particular interpretation, and evaluating it,
however; and, although data are not independent of our interpretation, one can still
talk of a certain degree of distanciation between the object and the interpreter (Ricoeur
1981c). Yet what is interesting here is the treatment of data in practice; essentially,
someone’s presentation of their data is taken on trust. Rarely do we question its
integrity – data are hardly ever really the issue in evaluation. Of course we can insist
on larger samples to strengthen a claim, or consider other dimensions of variability;
but a sceptical attitude is often a cheap attitude to adopt, especially when what is really
irritable is not the lack of data but the nature of the interpretation.
3 Meaning. A point raised by Colin Renfrew (conference contribution) concerned the
current and misguided trend, as he saw it, to get at meaning in the past: ‘If meaning is
what you believe and what I believe but not in any real sense what we believe, because
there is no such thing as a collective meaning or a longer-term meaning, then it is a
very slippery concept indeed and it may be that the current panacea, the current grail,
the holy grail that we are after – “meaning” – is indeed a misleading one.’ And he also
makes a distinction between meaning and the mind, such that his cognitive
archaeology would address operations of the mind as evidenced in the material record,
e.g., the Indus Valley weights, but could in no way hope to recover the meaning of
those weights (also see Renfrew 1983).
What Renfrew seems to be saying is that mental phenomena have an objective and a
subjective element; by deciding that these stone cubes comprise a system of weights, a
string of inferences follow which say something about the way the users of those
weights thought – the weights are an objective representation of those thoughts. The
thoughts themselves, however, are purely subjective and inaccessible. We can never
know what those weights meant to the Indus Valley people, but we can know in a
general way the mental operations they imply. This same reasoning leads him to make
a distinction between written texts and material culture – with texts, we can actually
gain access to meaning because the thoughts are actually down there in black and
white or wedge on clay: ‘the experience of “aha! I see it now”, I know what she meant
or what he meant . . . that experience may well be a possible one when you read the
text . . . but it is a rare experience . . . and one that does not particularly come from
archaeological data’ (Renfrew, conference contribution).
From all this, it appears that Renfrew’s understanding of meaning is that it is
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coextensive with an individual’s experience, and therefore with an individual’s
existence; meaning does not exist outside the mind of individuals. I can no more know
with certainty what you mean when you say something than I can know how you feel
when you experience something. Second, he does seem to associate meaning with
language, and although he recognises that art can be meaningful, too, there is clearly a
certain priority between meaning and words. It seems to me that these two
misconceptions of meaning are responsible for the greater part of the positivist
misunderstanding of postprocessual approaches.
The trouble, first, with the subjective conception of meaning is that, by insisting on
the subjective/objective split, the nature of sociality or intersubjectivity becomes
inherently insoluble. It is impossible to explain how communication is possible at all,
not merely any certainty of understanding in communication, since meanings are
locked within each individual; but, and implied in that, meaning itself becomes
incomprehensible without that social base. Contrary to what Renfrew states, meaning
is not what you or I believe, but is exactly what we believe (although ‘believe’ is not
perhaps the right word here). Meaning is first and foremost social, not individual.
When Renfrew expresses agreement with the ambiguity of meaning, again he seems to
see it in terms of subjectivity; but the ambiguity does not come from the subjectivity
but from the signifiers (e.g., words) – my own thoughts are no less ambiguous to
myself, because they are mine, than someone else’s.
The link between meaning and language is also a very restricted conception of
meaning; actions are meaningful, a gesture such as a wink can mean all kinds of things
– and this is not simply a conflation of two different senses of the word ‘meaning’;
there is a real continuity between a gesture and an exclamation. Yet there is a deep
prejudice in Western intellectual traditions which privileges language, and the quality
which language is supposed to possess, namely its ability to refer, and therefore to
transcend itself, its context. Indeed, this may be an ineluctable prejudice because of the
very nature of philosophy as referential discourse, and it is no wonder that Derrida
causes such consternation when he looks at philosophy as language stripped of its
ability to refer, language in its context, philosophy as simply writing.
If, following Derrida, we release the repressed side of language, as situated
(whether speech or text), the continuity between the exclamation and gesture is much
clearer. It is in phenomenology that many of the directly non-linguistic but meaningful
aspects of human life are investigated – from Husserl’s pioneering work to Heidegger
(1962), Schutz (1967), Sartre (1956) and Merleau-Ponty (1962). From the exclamation
and meaningful gesture, which both use the body in a temporarily transformative
manner, we can equally look at the hairstyle and tattoo as meaningful transformations
of the body in a semi – or fully permanent manner. Moving from the body to other
objects as means of expression is no different in kind; to stress a boundary between the
body and the world is to repeat the error of a subjectivistic notion of meaning, i.e., that
it emanates from a human subject. The boundaries between language, gestures and
material culture are not fixed but fluid, not discrete but continuous. The boundaries are
simply one way of carving up the phenomenon of the world, and it is phenomenology
which discloses such perspectives. When Renfrew says we can only have the ‘aha!’
experience with a text, I believe he is wrong. There is no anamnesis involved in
understanding material culture, any more than there is in understanding a text. Just a
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complex and sometimes very difficult labour, involving a dialectic between the part
and the whole, the general and the particular.
4 Politics. Gellner’s phrase ‘Descartes, therefore Kipling’ is a way of trying to
demonstrate the absurdity of deriving oppression from a philosophy of clarity, of
trying to imbue science with politics. What possible reasoning could link Descartes
and the Enlightenment, the quest for clarity, with Kipling and colonialism, the
oppression of other communities? How does clarity entail colonialism?
Again there is this sense of the Absolute here – clarity, something which is clear, the
truth revealed finally. It is not so much clarity itself which is the problem, but absolute
clarity as a guiding standard or ideal (even if unattainable). No one is arguing for
deliberate obscurity, rather the recognition of the contingent and relative nature of
clarity. It is the old ideal of Philosophy as the Mirror of Nature (Rorty 1980), to be
able to grasp Reality as it is by some kind of reflection. Metaphors of the Mirror
abound, especially through the associated notions of reflection and clarity. However,
there is a sinister side to these metaphors. The idea of reflection is ultimately
alienating, violent in wrenching us away from the world, separating Mind from
Nature, Subject from Object. Similarly, clarity sets up an Absolute, a view of the
Object, the World, Nature as ultimately Perfect, complete, and the degree to which we
attain a grasp of this Reality is measured by this standard.
These sinister aspects to Enlightenment rationalism are precisely what makes it
political; by presuming alienation, Reason then offers itself as the means of bridging
the gap between subject and object, and by presuming the absolute nature of the object
it restricts the nature of the object to what Reason defines. This notion of Rationalism
is in fact totally tautologous, and indeed tyrannical. Violence is engendered, and pain
and suffering follow. Clarity does entail oppression. Science is political.
Postpositivist projects
Beyond scientific techniques and data, there are other factors which we employ in
evaluating work; for example, those discussed by Hesse (this volume), though her
approach seems to imply a kind of grading of such factors with the data being primary.
Hodder, in taking up this issue (Hodder 1991a and 1991b), invokes a more
hermeneutic approach by suggesting factors such as the historical tradition of the
discipline, rhetoric and the status of the author. But what is clear is that more attention
needs to be paid to the contexts within which research and interpretation take place – a
sociology of archaeological practice. The structure of archaeological education in
terms of student-teacher relations, peer rivalry, groups (such as the processualists and
postprocessualists), and intradisciplinary specialisations. All these are examples of the
social relations within which archaeological discourse operates, and one cannot be
blind to the political aspects than run through them, and therefore of the effect they
have on evaluation. The idea that we are all neutral scientists and our work is judged
purely on its own merit cannot be maintained. The power of the work is intimately tied
up with the networks of ‘academic capital’, which surely operate within a wider sphere
of cultural capital (e.g., see Bourdieu 1988).
55
What we could produce, then, is an archaeology conscious of the dialectical
tension between that which is ‘distanced’, the data, and that to which we ‘belong’, the
discipline. This is what prevents the hermeneutic circle from being vicious – the
dialectic between tradition and texts. But what mediates this new consciousness? This
brings us to a central debate between Critical Theory and Hermeneutics (e.g., see
Ricoeur 1981b), where Gadamer would simply place this consciousness within a wider
hermeneutic circle (Gadamer 1977), whereas Habermas, with more than a tinge of
positivism, would prefer to see the possibility of an ‘ideal speech situation’, in which
discourse can be carried out impartially (Habermas 1980). Between the ontology of
Gadamer and the epistemology of Habermas, the debate seems to fluctuate unendingly.
If we do not wish to wallow in an exercise of deconstruction, yet still feel we can
move beyond this debate, a postpositivist philosophy needs some new ideas. In this
respect, one might turn to Adorno and his critique of the new ontology and the old
Marxism alike (Adorno 1973).
In practice, perhaps all that really matters is that debate is sustained, and debate
which seeks dissension rather than unanimity. One can go no further perhaps at this
point than to reaffirm the objectives which Shanks and Tilley put forward in the their
programme for an archaeology of the 1990s (Shanks and Tilley 1989).
Acknowledgements
I must thank everyone who read and commented upon the drafts of this paper, some of
whose comments caused me substantially to rewrite it: Alexandra Alexandri, Victor
Buchli, John Carman, Ian Hodder, Jonathan Last, Janet Miller and Michael Shanks.
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Chapter 4
Past realities
Mary Hesse
Archaeologists speak of ‘reading the past’, and this is usually taken to be a non-realist
view about the past – we can only read the world as constructed through our
languages. But the metaphor of the world as text is not original to the decon-structions
of the twentieth century. Ironically it was the metaphor that underpinned an ideological
defence of realism about natural science in the seventeenth century. Galileo said that
God wrote the book of nature in the language of mathematics; and Francis Bacon
spoke of the ‘alphabet of nature’, by which he meant that the ultimate atoms were
letters combining into words combining into well-formed sentences, all of which
constituted the ‘grammar’ of the laws of nature. This metaphor, however, did not
imply a two-way dialogue between symmetric participants in language, as do our
differing interpretations of the world, but a one-way communication of truth from God
to humankind. Spiritual truth is written for us in the Scriptures; secular truth is written
in the world, but obscurely, so that it has to be decoded from immediately sensed
phenomena. The method of recovery was the new experimental philosophy, according
to which all subjectivity and prejudice must be stripped from our eyes and we must
‘put nature to the question’ to elicit her hidden secrets by experiment, often aided by
instruments of observation: telescopes, microscopes, pendulums, alchemical reactions,
lodestones, etc. Bacon claimed that his inductive logic gave the recipe for doing this.
The ‘new science’ was objective and capable of reaching truth. Thus its theories, if
produced correctly by the method, were literal descriptions of hidden realities – of
atoms, of forces, of the very small and the very large, of what has happened in the
past, and what will happen in the future. The eighteenth century extrapolated from the
natural world to the human world, in the claim that the method would ultimately
reveal all truth about minds, societies and history.
This intellectual dream had clear ideological roots. Particularly after the English
civil war, when the Royal Society was founded, it was necessary to believe that
somewhere there was an attainable objective truth transcending ideological disputes:
‘nullius in verba’ – truth is not found in disputatious words, but in experimental action.
The ‘meaning’ of nature is God’s meaning, an arbitrary will to be accepted with piety.
In another sense, however, its meaning is that there is no meaning: nothing of human
interest should be read into nature; she must be approached with an entirely open mind
transcending subjective hopes and fears.
Two main snags about this dream have been amply documented in all the sciences.
First, data are not open to the unprejudiced eye like the letters of a familiar alphabet;
data are constituted by background theories or expectations – they are theory-laden.
Second, in any case there is no unique way to arrive at true theories by Bacon’s
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method – they are always underdetermined by data, and the history of the sciences is a
history of conflicting theoretical models, giving no final answers to the metaphysical
questions What is there? How does it work? These two logical snags were primarily
responsible for the postpositivist revolution in philosophy of science familiarised by
Kuhn, Feyerabend and their successors.
On the other hand, something does remain of the seventeenth-century aspiration
towards objectivity. The experimental method depends crucially on testing theories,
often in artificially contrived situations, and, more important, on checking the success
of predictions derived from the theories. Where this works, it spawns not only better
theories, but also the means of control of the natural world, and eventually the
artificial environment of technology. The realism of natural science survives in a
modified form, not because it attains an ultimate alphabet or grammar of nature, but
because in comparatively limited space-time regions it comes up with locally valid
regularities and successful predictions based on these (to call these laws of nature
would be too strong). That we depend on these regularities at every turn, and can
artificially control as much as we can control of the natural world, demonstrates that
we have partial but genuine and realistic, though localised, knowledge.
In my view this residual instrumental realism, depending on successful control,
still constitutes a criterion of demarcation for natural science. Popper’s original
demarcation criterion failed because it was a criterion of testability, not of successful
prediction. Popper’s emphasis was still on the attainment of true theories (or at least
the detection and rejection of false theories), not on instrumental outcomes, which he
dismissed as mere technology. But testability alone is put in question by the theory-
ladenness of the test data to a degree which successful prediction is not. If we want to
know what constitutes ‘success’ here, look around. Amidst a multitude of failed
attempts to predict and manipulate the environment, which are obvious and
undeniable, the successes must not be overlooked. No academic élitism about pure
knowledge and truth should be allowed to obscure the fact that it is essentially Bacon’s
method that has produced the technology by which the modern world lives.
So far all this refers to the natural sciences, where the empirical control criterion
has successes and failures – the successes more obvious the nearer we are to physics
and the farther from complex open systems such as brains, evolution, ecology. We do,
however, have well-established regularities from physics and chemistry which can be
infiltrated into the problematic domains of complex systems. Since we are concerned
here principally with theories about the past, note that locally successful physics and
chemistry have given us some testably successful knowledge about the past of nature:
the origins of life and species, of geological formations, even of cosmic galaxies. But
of course such extrapolations in time, even in natural science, are hit by theoretical
underdetermination. Where successful prediction and control is ruled out as a direct
criterion, as in theories about the past, theories are also chosen for the way they
organise conceptual schemes and integrate them with other cultural interests. Such
extra-empirical criteria may be entirely pragmatic, such as ease of manipulation, or
they may be sociopolitical constraints, or aesthetic, metaphysical or theological
ideologies.
This is how intersubjectivity and meaning enter natural science, and of course such
criteria and constraints are even more evident in the human sciences where the test-
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and-control criterion is generally inapplicable both for logical and moral reasons. First,
the systems involved are too complex to be wholly predictable; and, second, even
where they are predictable it is generally undesirable in a free society to manipulate
them as we manipulate nature. An additional characteristic of the human sciences is
what Giddens calls the ‘double hermeneutic’: all theories interpret the world in
accordance with various kinds of human interest, but theories about humans also have
to interpret what those humans’ own interpretations are – for a start, their languages
have to be learned and then the meanings and interests they themselves project on to
the world.
It is not surprising that this whole concept of science begins to look like a vicious
circle of relativistic interpretation and counter-interpretation, where, for example, the
past is at best a present construction. What has become of objectivity? This is where I
think a demarcation criterion between natural and human science still has to be used.
We have to maintain the objectivity of the test-and-successful-prediction model and
use it where it can be used: that is, where natural science methods can be made to
infiltrate human subject-matter. This will at least provide constraints on interpretation:
constraints with respect to such things as dates, reconstructions of skeletons, crop and
food remains. Archaeology is almost unique among the human sciences in being more
open to these constraints because more concerned with material objects which can be
investigated by physical methods.
Sometimes these sorts of constraints will not carry us very far. Are there other
sources of objectivity? In the original Baconian sense, which has informed all
subsequent empiricist philosophy, I think not. But there are other sources of constraint.
I conclude by suggesting three, in decreasing order of Baconian acceptability:
1 Use of uniformitarian principles of analogy, similar to those used in natural-
science extrapolations to the past. For example, human beings with demonstrably
similar anatomies and metabolisms are likely to have had similar basic physical needs,
and faced with similar practical problems they may have solved them in similar ways,
or at least in ways we can understand and appreciate if they are reconstructed.
2 Use of hermeneutic principles extrapolated from the way we have learned to do
more recent history, and more contemporary sociology and anthropology. We do not,
for example, have to go to Neolithic burials to find alien cases of symbolic use of
materials – these are already evident in the history of science as recently as alchemy or
field theory. By normal processes of historical interpretation we have learned to
construct intelligible theories about such symbolisms. These ‘meanings’ do not always
have to be elicited by subjective empathy: they can sometimes themselves be studied
‘objectively’. From this point of view they are just the human cognitive ability to
classify and reconstruct the environment, both practically and conceptually, by shifting
about both things and ideas, and the ability of social groups to share such systems
through symbolism and language.
3 More fundamental sources of theorising are those ideological principles and
constraints derived (whether intentionally or unintentionally) from contemporary
interests and power structures. In a culture dominated by the Baconian model of
objectivity such principles generally remain implicit, but they are always operative
below the surface – as, indeed, the Baconian ideology of ‘objective science’ itself has
been for so long. More insidious, now, than overt ideologies is a kind of professional
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inertia which takes over when the historical relativity of theories comes to be
recognised. Scientists, both natural and human, become wedded to certain assumptions
and ways of doing things that are elevated to unquestionable principles of
‘entrenchment’, ‘fruitfulness’, ‘aesthetics’, or just ‘fun’, and then claimed as
‘objective’ by the consensus of the professionals. In my own field certain habits of
mathematical physicists would be examples. With respect to all such ideological
principles, the moral is surely to make them as far as possible explicit, so that they can
criticise and debate with each other.
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Chapter 5
Interpretive anthropology
Ernest Gellner
If one were to ask what has been the major, or, at any rate, the most conspicuous and
visible theoretical development in social anthropology in recent years, the most
plausible answer would be: the emergence of so-called interpretive anthropology, the
hermeneutic twist, the switch from social structure to meaning as the principal focus of
interest. The justification or validation of this shift of vision would run something as
follows: earlier anthropological styles had forgotten, or neglected, the fact that the
accounts of alien cultures were offered, not by some culturally disembodied spirit
endowed with a divine objectivity and transcendence of all cultural assumptions, but,
in reality, by a culturally embodied observer, whose vision is as suffused by his own
culture as the vision he is claiming to fix in the ethnographic record. A sound
anthropology is one which is as acutely sensitive to the cultural idiosyncrasy of the
anthropological object. To single out the former for special treatment, to give him or
her licence and exemption from critical scrutiny is, all at once, a disastrous
methodological error and a mark of moral and political fall from grace.
At this point our protagonist of the interpretive turn goes over to the counterattack.
Consider, for instance, what might be called the Malinowskian-functionalist or British-
imperial school of anthropology, the first generation of a fully institutionalised
anthropological profession in what may be called the intellectual sterling zone (which
survived the dismantling of the British Empire). This school was forged in
Malinowski’s seminar in London during the interwar period, dominated the discipline
during the postwar period, and it could be claimed that the general profile of the
subject still remains in the mould which it received then. Unquestionably, the
fieldwork practised by the members of this school benefited from the Pax Britannica;
more questionably, it can be claimed (and has been claimed from the left) that it in turn
served the Empire, either by helping train its colonial administrators, or by providing it
with a rationale, or both. Functionalism, on this view, was a kind of ideological fig leaf
for indirect rule. It is not entirely clear why the imperialists had to turn to Bronislaw
Malinowski for ideas they could just as well find in Edmund Burke, but let that pass.
But the important thing is that the members of this school strove to write clearly and
well, and that they succeeded in this aspiration. Their ideal of good prose was that of a
style characterised by great lucidity and personal unobtrusiveness: there was a kind of
Savile Row unostentatious elegance about their prose. Their artfulness attained a
degree of simplicity which, to the simple-minded, would give the impression that no
art was being deployed, that the author was simply not present in his work. He simply
told it like it was, without interfering with his material.
Practitioners of a limpid but self-effacing style, beneficiaries of imperial power
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and privilege, and pillars of it: that, roughly speaking, is the picture. The hermeneutic
movement presents itself, amongst other things, as the reaction, the corrective, of the
cunning delusions fostered by the colonialist practitioners of good prose, or the
practitioners of lucid style in the service of imperialism. It presents itself as both a
methodological and a moral revolution. The discovery of the anthropological self, of
the culture of the observer, is at the same time also a recovery of equality, or moral
symmetry, of the restoration of dignity to the investigated object, of the (strangely
belated) repudiation of colonialism and superiority, of an expiation and atonement for
it. The movement is linked to the repudiation of all kinds of moral asymmetry,
including that between the sexes or genders, so that the enemy is not only the
imperialist, but also the patriarch, or presumably the patriarchal imperialist or imperial
patriarch.
The overall alignment is now becoming clear. We know our friends; we can
identify our enemies. In the enemy lines, there is clarity of style and thought, and
pretence of objectivity, an absence of any recognition of subjective interference. So, in
our hermeneutic or interpretive camp, there is an anguished recognition of subjectivity,
a proudly recognised inner turbulence reflected in a correspondingly murky style of
expression. The oppressed and exploited ones of the world, who of course have not yet
fully emerged from their weakness and poverty, may now at least and at last find some
consolation in the knowledge that their erstwhile oppressors and exploiters no longer
add insult to injury by writing about them with an implicitly condescending lucidity,
but that, on the contrary, their accounts are now impenetrably tortuous, and are more
concerned with the moral and epistemic anguish of the objects of the inquiry. This,
presumably, is meant to bring them a measure of solace.
So the interpretive position presents itself as the accompaniment of global
decolonisation, of an intercultural egalitarianism, of the restoration of human dignity
to those who had been deprived of it by, amongst other things, the stylistic
fastidiousness of a school of anthropology. Let me say first of all that this assiduously
propagated self-image ought not to be accepted without some scepticism. Is it really
the case that clarity is on the side of oppression, and obscurity the ally of liberation? Is
it really the case that Descartes entails Kipling, and that the repudiation of Kipling
(who incidentally can hardly be accused of lacking a sense of the diversity of cultures,
and was acclaimed for this quality, quite some time ago, by Noel Annan) requires us to
repudiate the values of Descartes and the Enlightenment? I find it hard to accept any
of this.
The hermeneutic turn, which reached anthropology mainly through literary studies,
has a number of historic roots, including Marxism, phenomenology and Wittgenstein.
The Marxist origins are paradoxical, in as far as the central intuition of Marxism is that
of a stress on the objective determination of society and culture. But for a long time, as
the actual course of history was becoming less and less favourable to the claims of
Marxism, Marxist intellectuals came to concentrate more and more on the false
consciousness of their opponents than on the consciousness they credited to
themselves (and whose actual content inspired an ever-diminishing account of
confidence). They became great experts in false consciousness and its crucial role in
maintaining social order, particularly (this was a great speciality of the so-called
Frankfurt School, which provided many of the ideas or slogans of the dissent of the
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sixties). Here is one of the ancestors of interpretivism.
Phenomenology, once again, is a paradoxical ancestor: it originally consisted of the
aspiration to carry out a really scientific study of subjectivity, rather than of a
subjectivistic replacement of scientism. All the same, it did prepare the ground by
encouraging a curiosity about the subjective. Wittgenstein, by insisting on a shift of
philosophic focus from the referential use of language to its social use, encouraged the
idea of the centrality of meaning, and of the social-specific, culturally rooted nature of
meaning. Having initially tried to anthropologise philosophy, in a subsequent
generation he could also be used to make anthropology more philosophical. The
Malinowskians already had shifted from material culture to social practice, and the
move could be continued, from practice to meaning.
So much for (some of) the roots of the movement. What is wrong with it? At least
three things: its subjectivism, its exaggerated sense of cultural symmetry, and its style.
Human societies are perpetuated by various mechanisms, which include the
systems of meanings employed by the members of the said societies, but are not
exhausted by them. Social order is also maintained by economic and physical
coercion. Semantic coercion is perhaps indispensable, but probably not sufficient. In
any case, the precise proportion or relative role of different forms of coercion is
something to be investigated, and it may well not be the same in all societies. It is not
something which can be prejudged by the very method employed. Hermeneuticists do
not say, in so many words, that non-semantic constraints are irrelevant or absent: but
they tend to acknowledge their presence only in the small print. Their very method
tends to make it hard to look at them, because to do so would be acknowledgement of
preoccupation with objective fact.
The stress on the equality of all cultures sounds generous and humane. In fact it is
patronising and disingenuous. The central fact about the current transformation of the
world is that one particular cognitive style engenders a technology which,
economically and militarily, easily dominates all others. This does not, of course,
mean that any particular segment of mankind can claim superiority over others. On the
contrary: it looks as if the culture within which this cognitive style originated is not
necessarily the one best adapted to its further exploitation, and that the originators are
being left behind in the economic and technological race. The circumstances
favourable to the birth of the new science are not necessarily favourable to its
subsequent development. There is a further asymmetry: the new wisdom works in
some fields, but not so much, or not at all, in others. The new technology has led to a
completely new ecological predicament: certain past problems have disappeared, and
grave new ones have emerged. All this needs to be explored: a vision which begins
with a denial of the asymmetrical nature of our condition, of the basic premisses
required for the handling of our predicament, cannot be much use.
Ironically, the hermeneutic twist makes little contribution to the advancement of
our understanding of meaning. In fact, the idea of meaning is, in its practice, less a tool
of analysis than a means of self-titivation. The awesome difficulty of gaining access to
the meanings of others, or even one’s own, the chasms of communication, the
contemplation of the precipices which separate us – all this is used more to soften us
up than to illuminate us.
We have always known that the world is mediated by meanings. The world is, if
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you like, the totality of meanings rather than of things. But things do have their reality
and exercise constraints over us, and some ways of knowing them are more effective
than others. An exaggerated meaning-centredness, which obscures all this, cannot be
salutary.
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Chapter 6
The problems of origins
Poststructuralism and beyond
Henrietta Moore
Can we know the past or know anything about it? In recent years the status of the
question itself has moved anachronistically from the ridiculous to the sublime. Where
once we thought knowledge of the past to be a matter of discovery and technique, we
now perceive the impossible and deceitful nature of the enterprise. Are we enlightened
or self-deluding in our convictions?
Archaeology as a discipline is more concerned with origins, as in the origins of the
state, the origins of language and the origins of agriculture. The whole notion of
origins and of the originary has been subjected, of course, to dismissive critique by a
number of theorists whom we shall conveniently designate postmodernist. A saner
version of this enterprise has been conducted by professional archaeologists whose
purpose has been to unsettle a variety of well-known, long-playing narrative accounts
of the origin of various human institutions, activities and capabilities whose
domination of the professional imagination is rivalled only by their popular appeal.
The link between the professional and the popular, and its constituted nature in terms
of fields of power and fantasy, is too obvious to need explanation here. The problem of
origins is twofold. On the one hand, we look to the past for the origins of specific
things, such as the state or sociality, language or gender, the family or sexual division
of labour. On the other, we use the notion of origins to make a number of originary
moves in our thinking and writing. These originary moves are designed to authorise
certain accounts, to establish them as authoritative. These two aspects of the
functioning of origins in the interpretation of the past work so as to produce
continuous narratives.
Narrative may or may not be essential for an understanding of ourselves as human,
and it might or might not be a prerequisite for the human comprehension of time.
However, what does seem clear is that narratives in archaeology and anthropology
often mislead and they mislead because they present themselves as concerned with
beginnings, with the moment when something began, was invented and so on. The
preferred professional term here is ‘emerged’, which gives people more room for
manoeuvre and carries a sense of the appropriate mix of cataclysm and process which
is now so essential to disciplinary rhetoric. However, narratives are in fact, as so many
have discussed, determined not by their beginnings but by their endings. Our stories of
the past must end with the present.
This determination of origins by ends necessarily means that the past is
constructed or reconstructed in terms of the present. Our creative representations of the
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past are shaped not by what we know to be true of the past, but by what we believe to
be true of the present. This simple proposition has been presented by many as a
problem of back projection. Archaeologists have discussed this problem a good deal
and did so at greater length in the days when they aspired to be positivists than in the
period since a few of them have been self-designated poststructuralists or versions
thereof. Such discussions were evident, for example, in the treatment of analogy and in
much famous talk about smudge-pits and frying-pans. This having been said, it seems
that archaeological talk of analogy perhaps missed the crucial point about the role of
analogy in the reconstruction of the past. Paul Ricoeur, who might be termed
poststructuralist, but whose commitment to moral value debars him for ever from the
label ‘postmodernist’, has considered the question of whether historical narrative
refers to a real past: that is, to events which really happened in the past. His contention
is that historical knowledge represents, in the sense of ‘stands for’, the past. This
analogical relation is paradoxical because to stand for something is both to be it and
not to be it. The very fact of standing for is premissed on both identity and difference.
The relationship of historical narrative to the past is not therefore one of replication or
equivalence, but one of metaphor (Ricoeur 1989).
Postmodernism plays on this metaphorical relation to the past. The simultaneous
assertion of identity and difference unsettles and disrupts any narrative search for
closure. The irony, of course, is that we did not need to go to postmodernism for this
revelation; a point made by many a literary critic and social theorist when discussing
the unstable boundary between high modernism and postmodernism. This is not, of
course, to assert that there are no differences between modernism and postmodernism
in their developed forms – the crucial difference being one of political motivation and
purpose. Modernism wanted to inaugurate a new era through the destabilisation of the
old; postmodernism seems happy to content itself with a constant process of disruption
which promises nothing for the future. In some very profound sense, postmodernism
does not seek to change the world at all. The charge against postmodernism of
designer radicalism is a familiar one, and it would not bear repeating if it were not for
the fact that disciplines like archaeology cannot afford to embrace a politics of style
which is devoid of any notion of improvement or aspiration or value. One story about
the past is not as good as another, and, if it were, there would be no purpose in the
practice of archaeology. What is strange about postmodernism’s designer radicalism is
that it is often not particularly self-reflexive in spite of protestations to the contrary.
There is a curious irony in the fact that a methodological and theoretical commitment
to disruption, fragmentation and critique in the context of a chronic instability of
meaning ultimately makes self-reflection futile, drains it of its critical purchase and of
its potential for motivated change. The temporary and shifting nature of value to which
postmodernism is committed undermines any purpose it might have in the world. This
may be one reason why postmodernism, while able to deconstruct the old certainties of
archaeological thinking, is powerless when it tries to apply the same critical tools to
itself.
When applied to archaeological knowledge, postmodernist critiques of totalising
narratives, the subject-object distinction and the nature of representation have much to
offer. Archaeology’s constant quest for origins and for missing links – gaps that do not
exist, but must be created in order to make the story coherent and complete – should
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be evidence enough. The back-projection of concepts, categories and values on to the
past is standard procedure, as many feminist archaeologists have demonstrated. It is
for these reasons that facile and dismissive critiques of postmodernism in archaeology
should not be countenanced, but it is equally important to point out that
postmodernism does not provide archaeology with a ready-made solution to evident
problems. The inappropriateness of postmodernism as a panacea has to do with issues
of value, time and agency.
The postmodern critique in the humanities and social sciences, as many have
remarked, is a manifestation of the workings of high capitalism. Postmodernism’s
commitment to anti-empiricism constructs a strange kind of market-place where
everything has equal value and everything is equally valueless. In the context of
meaning endlessly deferred, a market of interpretation takes over, and such values as
there are are merely the commoditised products of a series of exchanges. Since one
story is as good as another, everything is up for sale, and proffers itself for
consumption. Explanation and interpretation are reduced to description in the process
because no mechanisms can be adduced or permitted for choosing between
alternatives. Description is thus left to speak for itself. There are no values other than
the facts of description. Such descriptions are a form of brute empiricism, for there is
nothing behind them, they have no depth, there is no further meaning to be plumbed.
Since nothing is permitted to be authentic, superficiality reigns. The world just is. It
exists, ‘replete in its own brute positivity’ (Eagleton 1986, p. 132).
The valueless world of postmodernism thus threatens to return archaeology to a
strange unmediated empiricism, and it is the self-evidential nature of the world as
implied in this move which raises the question of time. In terms of the postmodern
critique, the present becomes co-extensive with the past and with the future. There is
therefore no past but simply a present past, a present future, and a present present. The
affects of time are abolished. This does not matter greatly if all we are saying is that
what is important about the past is that we recognise that it is constructed as an object
of knowledge in the present, with all that implies. However, an overweening
presentism seems an impoverished way of dealing with the past. As Ricoeur implies,
what is important about the metaphorical representation of historical knowledge to the
past is that it is a relation premissed both on identity and on difference. Archaeologists
have as part of their political purpose in the world to recognise that the past is the
present, but that it is also not the present. The collapsing of time implied in an
overwhelming presentism threatens to erase important differences, and this in turn
raises the question of agency. A past which is simply co-extensive with our present, as
well as constructed in our own image, is a passive past. Whatever the motivations and
actions of individuals and groups in the past, they merely come to serve our present
needs, and are not treated as if they had any independent existence. There may be no
way of knowing anything about their existence except through the prism of our own,
but it seems unduly cavalier simply to erase all differences between the present and the
past. Archaeologists are charged, of course, with the task of paying close attention to
such differences, and in the postmodern world we all now inhabit they have the
unenviable job of maintaining that the past did once exist independently of our
understandings of it. Paradoxically, it is the archaeologists rather than the
postmodernists to whom we look to sustain our awareness of the plurality of social
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times.
68
Part 2
The origins of meaning
69
Chapter 7
The origins of meaning
Alexandra Alexandri
‘There is a particular pleasure to see things in their origin and by what degrees and successive changes they rise
into that order and state we see them afterwards, when completed.’
Thomas Burnet, Telluris Theoria Sacra, 1689
The title of this section is rather deceptive. I will not attempt to define ‘meaning’, nor
will I suggest where its ‘origins’ might lie. Instead I will use the title as a springboard
for the discussion of some of the issues and problems that arise from attempting to
understand and construct meaning. The contributions included in this section cover a
variety of areas ranging from primatology and hominid evolution to Palaeolithic
archaeology. The papers contain excellent discussions on the recent developments and
problems in their respective fields, so here I will take the opportunity to point out the
areas that usually create tension in inter – and intradisciplinary dialogue and to
highlight some of the insights that could be of benefit to archaeology in general. I hope
that this discussion will entice archaeologists to reconsider the potential merits of a
dialogue, both within their own discipline and with other disciplines which deal with
the problem of meaning from different perspectives.
Looking for the origins of meaning is essentially another way of attempting to
define the moment and the process through which we became human. In this sense it is
one of the most enduring and fascinating subjects, capturing the imagination of both
scholars and the public.1 This, however, is neither a recent development nor a new
question, despite the fact that we have phrased it in terms that are now ‘meaningful’
for us. In fact, although we now conceptualise the problem along different lines, we
are still concerned with the same questions that have been answered in various ways
from the Bible to the Theogony and centuries before that. Today, the persistent
popularity of questions concerning the emergence of modern humans, and
consequently of meaning the way we construct and understand it, is the subject of
psychological, existential, social, or political explanations and critiques. We now go so
far as to question our motives for wanting to define the boundaries between humans
and animals; but, regardless of how critical we try to be, we always seem to return to
questions of origins one way or another.
Why, then, would we want to phrase our quest for meaning as a question of
origins? The underlying idea is, of course, that if we know how something came to be
we will understand it better. And ‘meaning’ requires explanation, since it is one of
those vague, broad terms that we all somehow know but would be hard-pressed to
define. Obviously, the concept of evolution (as we have come to understand it) may
play a crucial role in creating a link between ‘cause’ and ‘explanation’. However,
knowledge of the theory of evolution is not essential to the perception of ‘Origin’ as
the ultimate explanation as the colloquial use of the term attests. Indeed, only a small
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part of research on origins makes use of modern evolutionary theory.
Meaning is perhaps ambiguous and purposefully vague so that we can use it as a
measure of value, a way of defining ourselves in a variety of circumstances. Yet in our
work we tend to require a more precise definition of meaning, and here the difficulties
start. The term is understood differently not only across disciplines but also within
disciplines themselves. This, of course, is not a unique terminological problem, as
different disciplines or in fact theoretical traditions use common terms in disparate
ways (e.g., see Parker and Baars 1990). However, in the case of ‘meaning’ we run into
further problems because it is usually broken down into component parts (cognition,
consciousness, language, intelligence, etc.) which are themselves problematic, both in
terms of their definition and in their perceived relationship to meaning. Each
discipline, and in turn each theoretical position within that discipline, tends to
privilege its own perspective as far as the construction of meaning is concerned. Thus,
if you want to talk about meaning, you ought to talk about the brain. Or you can only
talk about meaning in terms of language and text.
Obviously we can agree to disagree. Then, again, we can accept the challenge: we
can ask a deliberately complex and ‘loaded’ question like the ‘origins of meaning’ and
discuss it within an interdisciplinary framework. We can use it to critique the concepts
we employ to talk about meaning, to discuss the implicit and explicit assumptions we
make about meaning, to question our motivations, or even to challenge the notion of a
universality of meaning. We can also be constructive and try to define new ways of
approaching meaning by combining different perspectives and breaking down many of
our ‘either/or’ prejudices.
Aspects of Meaning
A question of origins
Henrietta Moore (in this volume) suggests that the search for ‘Origins’ characterises
much of the discipline of archaeology. Drawing from the work of Paul Ricoeur (1989),
she describes origins research as a twofold process in which we search in the past for
the beginning of specific things and at the same time make a number of originary
moves which are designed to authorise particular accounts. This twofold process
produces a continuous narrative, where gaps are constantly created and filled. She
further points out that such narratives are essentially misleading because, although
they appear to be concerned with beginnings, they are actually defined by their
endings.
As Meg Conkey observes, we don’t need to invoke recent trends in post-
structuralism to ‘realize that origins research derives from and constitutes a
methodology of narration’ (Conkey with Williams 1991, p. 104). The aim is to
produce logical, coherent stories using the concepts, terms or ‘institutions’ that we are
familiar with. These accounts, because they are rooted in the present, tend to naturalise
and present as inevitable the phenomena they study. They also function as a means of
providing the researcher with intellectual control over the point of origin and therefore
over all subsequent stages or areas of research (figure 1).
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Figure 1 The ‘research cone’ (from Conkey with Williams 1991, after Wobst and Keene, 1983).
Of course, all this may not seem to be saying much, since obviously we search for
the beginning of something that we ‘know’ or ‘think’ exists/existed and we cannot
search for the beginning of something we have no conception of. Furthermore, we
usually study the things that we feel affect us or grab our interest, not things that we
perceive as totally irrelevant to us. We somehow tend to forget these ‘simple truths’,
however, and these critiques are insightful by virtue of reminding us of how influenced
we are by our experiences and of the difficulties involved in entertaining alternative
explanations. But the critiques are not themselves without problems. First of all, there
is the question of what actually qualifies for the term ‘origins research’. The confusion
centres on whether the critique of ‘origins research’ refers to the enterprise itself of
wanting to define the beginning of familiar concepts, to a particular type of inquiry
about beginnings, or to the usual subject-matter of these inquiries. Conkey, for
example, seems to oscillate between identifying origins research from its ideological
content on the one hand and on the other criticising the choice of the objects of such
inquiry. She claims that origins research is essentialist since it promotes the definition
of phenomena in terms of their essential features, as opposed to focusing or
concentrating on the variability of the cultural construction of these phenomena. She
also considers the origins of agriculture, or the state, or gendered behaviour as
paradigmatic ‘originary narratives’. This seems to imply that we are not dealing with
material things but rather with concepts or phenomena that have a broad applicability,
some kind of ‘universals’. In this light the search for ‘the origins of meaning’ is
archetypal originary research, in that it is the ultimate point of authoritative control
over all other research and can easily result in essentialism – after all, the ultimate
meaning of a thing is its essence.
Obviously the ideological content, the mode, and the subject-matter of any inquiry
are connected, but the specific pattern or relationships we observe are not inevitable or
predetermined. In other words, the questions we ask do not predetermine the answers
we choose to give. For example, we can see the search for the beginning of a particular
house-type or pot-decoration of a specific culture as a kind of origins research. Moore
suggests that an important aspect of originary narratives is to draw a link between then
and now. In this light, even humble research into the beginnings of a pot-type is
eventually presented as relevant to us, as part of the broader picture of who we are and
used to be. It can be used as part of a story that explains, naturalises, and renders
inevitable the ideas or conditions we live in. It can become an ‘archetypal’ pot against
which all other pots are measured. And it can serve the production of authority, by
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obliging everybody to ‘get to know’ these pots with such accusations as ‘you do not
know your data’ (see Part 4). On the other hand, the same research can be used to
challenge the inevitability of our institutions or even serve simply to establish a
chronological sequence without necessarily being imbued with any further ‘cultural
meaning’.
Here I have shifted away from the question of ‘meaning’ in an attempt to blur the
distinction between research on grand unifying scales and more mundane projects,
since we sometimes fall prey to the use of easy criticisms – a kind of ‘one size fits all’
enterprise. Conkey and Moore presumably object, not to the idea per se of looking for
the beginning of something – after all, a widespread and popular human enterprise –
but rather to what can result from particular agendas: essentialism, reductionist
interpretations and the authorisation of currently dominant institutions. A solution to
this problem could be to avoid asking ‘origin’ questions altogether, focusing instead on
the particularities of specific cultures. Suggesting, however, that a contextual approach
is by definition antithetical to the production of undesirable ideas makes it easier to
become less reflective of what we do, both in dismissing a priori all so-called ‘non-
contextualised’ research and in assuming that by dint of concentrating on variability
we are avoiding previous pitfalls. Similarly, and more to the point, a total rejection of a
question like that of the ‘origins of meaning’ loses sight of the durability and general
public appeal of this question and its role in shaping our identity as humans; in so
doing, we may distance ourselves from an important ongoing discourse.
Stories about origins are inevitably linked to the production and consolidation of
identity, whether individual or collective. In this respect they enjoy the continued
interest and attention of both academics and our public, perhaps more so than other
areas of archaeological investigation. Origin’ stories are the creation myths of our
time.2 They play an important part in explaining the world and our place in it. The
narrative structure of Origin stories’ discussed above is to some extent necessitated by
their function as myth. The connection between the search for origins and the making
of myths is not necessarily a comment on the objectivity or reality of such stories. In
turning ‘myths’ into an anthropological study far removed from us, belonging to the
domain of ‘other’ cultures (whether we consider them primitive or important in their
own right), we tend to forget that myths and especially creation myths are reality.
Their ‘objectivity’ is questioned only by outsiders and by the same token our creation
myths will stand unchallenged until they are supplanted by another reality, be it the
product of scientific discovery or of the advent of a new religion.
Given that we don’t operate removed from the desires and needs of the rest of the
human population, it is noteworthy that we actually believe that we are the ones who
ultimately decide which origin stories are going to be told, in terms of both the
subject-matter and of the designation of the ‘point of origin’. Yet our choices are not
simply the outcome of internal disciplinary decisions but also a product of our social
realities. We can gain much from a better understanding of the ‘practical’ aspects of
our discipline in terms of how it is organised, what experiences shape our
methodological and theoretical choices, and how external influences (funding,
publishing possibilities, etc.) affect us (e.g., see studies by Latour and Woolgar 1979,
M. Lynch 1982, Heritage 1984, Livingston 1987).
At the end of the day any archaeological research can be ‘origins’ research, in that
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it produces accounts with beginnings and endings, and these accounts both influence
and are influenced by the present. In order to make sense to more than just its author,
any account, however contextual, will ultimately be placed within specific spatial and
temporal boundaries, and will be understood in terms of difference from and similarity
to us. If it does not authorise current beliefs, it will eventually authorise others. What
we really need is not a vague notion of ‘contextual research’ defined in negative terms
(i.e., what it should not be), but a better understanding of how we use concepts like
‘meaning’, ‘context’ and ‘variability’. Contexts, after all, can be as broad or as
restricted as we like, they can be spatial and temporal, and variability ultimately
depends on a sense of norms.
Universals and contexts
The tension between notions of variability and notions of ‘universals’ and their
intrinsic relationship to ‘meaning’ is a central problem in archaeology. As Steele
suggests in his paper, there is currently a revival of the study of ‘human universals’.
This renewed interest in universals is partly generated by research questioning the
definitions of unique human traits, and invites a more integrated and comparative
approach between various disciplines (e.g., ecology, sociology, etc.). Indeed, most
recent research would suggest that traits previously considered ‘uniquely human’ are
often shared with other animals. It all becomes to some extent a question of degree,
and the shift in terminology suggested by Foley (1990a and in this volume) reflects
these observations. Hinde (1987, 1992), for example, draws a clear distinction
between hard-wired universal characteristics and basic propensities. The template
exists, but the manner in which and the extent to which this will be realised are highly
variable, depending upon context and environment. He further rejects the notion of
innate versus learned behaviour (nature versus culture), and favours the continuing
interplay of an organism and its environment.
The study of ‘human universals’ is usually perceived to be at odds with post-
processual archaeology. However, the current emphasis on the dialectic relationship
between a biological template and context or environment would suggest otherwise.
The problem seems to centre on a confusion regarding what each type of study or area
of interest involves. Postprocessual archaeology is often conflated with post-
structuralism, while the prominence of contextual analysis gives rise to heated and
often misleading debates on the notion of relativity. Placing an emphasis on context
and variability, however, is not the same as saying that everything is relative. Indeed,
nobody suggests that universal characteristics do not form the basis of any contextual
analysis. Most of the terms and concepts regularly employed in postprocessual
archaeology are taken to be universal. Postprocessual archaeology rejects, not all
notion of universals, but rather those paradigms that leave little scope for
understanding and explaining the particularities of and differences among cultures.
There is a further problem in that once a ‘universal’ becomes entrenched in our
thinking it is very difficult to dislodge it. The contention is that doing ‘epic’
archaeology, in which everything becomes assimilated into a homogeneous entity,
makes it easier to establish gross generalisations and to draw rigid and uncontested
boundaries between cultures or people. In contrast, the emphasis is now increasingly
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placed on why people in a specific time and a specific place produce a particular
culture. Nevertheless, we still need and in fact would gain much from a constructive
discussion on what we could claim as universal, and here concepts developed in other
disciplines, such as the notion of basic propensities, might be helpful.
Robert Hinde (conference contribution) proposed some ways in which archaeology
could benefit from research in the behavioural sciences. His basic contention was that
the term ‘culturally constructed’ provides only a partial view of culture and cultural
artefacts. He suggested that in order to understand culture and cultural artefacts we
should think in terms of the dialectic between human basic propensities and what he
identified as successive levels of social complexity (Hinde 1992, fig. 2). The concept
of basic universal propensities is crucial and, as Hinde warns, should not be confused
with a notion of rigid, hard-wired, universal characteristics. It should rather be
understood as behavioural or psychological predispositions (e.g., aspects of
perception, motor patterns, motivation, etc.) that can be realised to variable extents in
different contexts and environments. Furthermore, the aim is not to attempt a
distinction between human ‘nature’ and ‘culture’, but rather to suggest a basis for
understanding both cultural similarities and diversities.
We should be cautioned against forgetting that humans are grounded in biology –
even though it may no longer be viewed as destiny – and that our distinction between
biology and culture is as arbitrary as any other human construct. Steele (in this
volume), for example, attempts to bridge this perceived gap by defining distinct types
of behaviour and examining their relationship to human conversational talk. On the
other hand, Hinde’s contention that ‘culturally constructed’ is a misleading term
because it provides only a partial view loses sight of the variety of questions we might
be interested in examining. We can approach a question in many ways, different
emphases requiring different levels of abstraction or detail, and it would be wrong to
suggest that these are necessarily mutually exclusive. Similarly, any research on
human basic propensities is bound to be constrained by a number of factors. To begin
with, the choice itself of the potential propensities will be heavily influenced by
contemporary evaluations (e.g., gender differences in the propensity to be
promiscuous). Also, claims for the ‘testability’ and hence potential proof of these
propensities will not always be easy to make. To take some of the examples that Hinde
(1992) uses, you can probably test the notion of a basic propensity to fear snakes more
easily than you can the notion of gender differences in the propensity to be
promiscuous. The problem arises because we have (at least now, in Western cultures)
more at stake in gender differences or similarities than we have in fearing snakes. In
addition, the social implications of these propensities are radically different.
Archaeology can enter the propensities debate constructively by trying to provide a
view of what could have happened in the past, rather than unquestioningly accepting
the proposed propensities.
All this is not to deny that there is a tension between ‘universal’ paradigms and
postprocessual archaeology. Part of the problem lies in claims of authority: biological
characteristics, whether they be ‘universals’ or propensities, are seen as more basic and
fundamental than social or cultural attributes, and consequently research in these fields
is considered of greater importance than other types of research. The tension is partly
caused by the preference of our society for ‘science’ and ‘unifying’ theories.
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Disciplinary authority expands in ever-increasing circles. In addition, the social
consequences and accountability of scientific research have emerged only fairly
recently as valid areas of discussion. Still, the notion of a dialectic between biology
and society, no matter how arbitrary or culturally specific this distinction may be,
should imply a balanced evaluation of the components involved. Similarly, if we are
going to engage in interdisciplinary dialogue we need an equal footing, as well as a
‘common’ language.
Here, we return once more to the problem of the science/humanities divide,
especially the terminology and by extension language-barrier. Comments about
‘humanities babble’ are to some extent valid, but ignore the manner in which even
scientific language can affect our construction of knowledge and may actually hide
contemporary evaluations under the guise of objectivity. This does not necessarily
mean that authors always intend to produce this effect, but scientific prose and
scientific terminology can be conducive to using words, and by extension concepts,
unthinkingly (see, for example, studies like Bazerman 1981, Yearley 1981, Law &
Williams 1982). Calling for a clarification of the various assumptions implicit in any
theory, and criticising our use of language (from terminology to metaphors) in
propounding and supporting scientific discourse, whether it be in archaeology or in
other disciplines, does not constitute ‘babble’. And, to return to the relationship of
language and meaning, perhaps we should be cautious, since many learned articles
contain passages which suggest that language can be quite ‘meaningless’.
Language (use and abuse) and interdisciplinary communication
The difficulties we encounter in agreeing on and defining the constituent parts of any
problem highlight our great dependence on language. Language is considered cardinal
in understanding how we construct culture and meaning, and the evolution of the
capacity for language in humans has been a consistently central issue in searching for
the origins of meaning. Language development and acquisition is a domain in which a
number of different disciplines have traditionally met. Perhaps this is not surprising
given our privileging of the capacity for language. Language is probably the only
remaining bastion of human difference from non-human primates, which have recently
claimed most of the other characteristics previously thought to be unique. Hinde
(conference comment), for example, suggested that humans have a propensity to learn
language, a fact that differentiates them from other animals and ultimately enables
culture and cultural differentiation. The case for uniqueness, however, is now being
questioned by a number of studies on non-human primate vocalisations, as well as
symbol manipulation and the use of sign language by chimpanzees and gorillas in
captivity (e.g., Savage-Rumbaugh 1986; articles in Byrne and Whiten, eds, 1988, and
in Parker and Gibson, eds, 1990).
Most theoretical debates on the evolution of the capacity for language and
language acquisition have tended to concentrate on and produce stage-based
interpretations. These debates have been influenced to a great extent by studies of
intellectual and linguistic development in children, and consequently the notion of
progression from simplicity to complexity is inherent in many of the proposed models.
For example, the Piaget-Chomsky debate (a good if rather daunting presentation in
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Piattelli-Palmarini, ed., 1980) has been central to discussions of language acquisition.
Chomsky supports a species-specific innate structure which is expressible through
formal language universals. This accounts for the spontaneous, uniform and complex
character of rules of sentence production or comprehension, and explains why children
are capable of learning (any) language without instruction, thus suggesting that
language is preprogrammed in us. Piaget, on the other hand, rejects the notion of an
innate structure of language and believes that general intellectual development is a
necessary precursor to the acquisition of language. Intelligence, for Piaget, is an
organisational ability and has a number of innate functions which through interaction
with the world (through senses and motor activity) construct a series of cognitive
structures. It is worth noting that both Piaget and Chomsky agree that there must be a
cognitive organisation of some kind present from the start, and that the individual must
interact with his or her environment. In contrast to Chomsky, Piaget has proposed a
stages theory that distinguishes levels and rates of development across domains.
Perhaps for this reason, this theory has been widely favoured in studies of non-human
primates as well as in Palaeolithic studies (e.g., Wynn 1990).
Theoretical debates are also founded on studies focusing on the physiological
development of the brain, neurological connections and vocal cords (for example,
Eccles 1989). Recent studies of the brain and attempts to discern its relationship to
‘mind’ have increasingly revealed the manner in which neural structures serve for
storing concepts or representing internally the outside world.3 The existence of fossils
would seem to facilitate an analysis of at least some of these physiological
developments of the brain, but see Foley (in this volume) for a few of the problems.
Furthermore, as Steele (in this volume) notes, the notion of discontinuity in the neural
circuits involved in producing human language and non-human primate vocalisations
is now being questioned. Moreover, non-human primate vocalisations appear to be
much more complex and nuanced than was previously thought.
The effort to understand the nature and function of non-human vocalisations and
their relationship to human language has also been characterised to some extent by the
use of concepts based on notions of progression and stratification. For example, a
number of researchers have used the concept of intentionality in an attempt to classify
the mental states and intentions of non-human primates (see Dennett 1987, 1988; also
summary in Cheney and Seyfarth 1990, pp. 141–4). The aim is to distinguish between
different levels of intentionality by determining the mental state and intentions of an
individual (i.e., the signaller) during particular acts (in this case vocalisations). It is
interesting to note that one has to presuppose that the individual is rational. In first-
order intentionality, the signaller has beliefs and desires, and acts on them in order to
modify the behaviour of others, without, however, having beliefs about beliefs and
desires – that is, without attributing a mental state to others. In second-order
intentionality, the signaller attributes mental states to others and communicates in
order to modify their behaviour and mental states. Higher-order intentionality includes
all subsequent levels, which are elaborations of second-order intentionality and require
that the individual must recognise that both s/he and others have knowledge, and that
others’ knowledge may not correspond to his or her own. For effective linguistic
communication higher-order intentionality is required (see Premack 1988 for
difference of belief from desire).
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Whether or not non-human primates have higher-order intentionality is currently
one of the most hotly debated issues. As Lee (in this volume) puts it: ‘Monkeys and
apes do not think the way we think, but they do think.’ Her statement should alert us to
the possibility that their lack of ‘language’ as we understand it may not imply a lack of
meaning. We should also consider the possibility that our reliance on hierarchical
stage-based interpretations of language development may potentially steer us towards
unreliable connections between different domains and contexts and actually diminish
the role of the surrounding environment. For example, comparisons between children
and primates or early hominids are frequent, and they are inevitably accompanied by
implicit assumptions about ‘child-like’ nature and behaviour.
In a different vein, Foley’s contention (in this volume) that language is externalised
thought suggests that our current understanding and privileging of human language
may require some revaluation. Similarly, Steele (in this volume) attempts to situate the
development of language within both a biological and a social context and to highlight
the continuities between human talk and behavioural traits shared with other species.
Furthermore, recent advances in the study of the brain should not be dismissed so
lightly. Most of these studies arise from observing the changes that occur in
perception, language-use, or even personality when a small section of the brain is
damaged or altered. If a small knock on the head can, for example, alter radically our
perception of space or shapes, or our comprehension of language, how can we easily
divorce ‘meaning’ from the function of the brain? And, if we don’t understand
properly the ways in which meaning is produced, how can we even attempt to
‘reconstruct’ it in archaeological contexts? Certainly we would not be off the mark in
suggesting that our understanding of culture cannot always be reduced to a linguistic
analysis. Consequently, textual analogies in archaeology should be reconsidered in the
light of the emerging realisation that ‘meaning’ can be attained in various ways.
The wide range of approaches to the development of language and its relationship
to meaning suggested very briefly above are admittedly daunting. Obviously, no one
can be expected to gain an in-depth understanding of all the relevant issues. After all,
these studies are not all of equal importance to archaeology nor are they always
applicable. On the other hand, it is necessary to be at least aware of both the negative
and the positive implications of such studies before choosing to reject or to accept
their relevance for archaeology. Lack of specialist knowledge should encourage
caution but need not always act as a deterrent to the critical evaluation of the implicit
and explicit assumptions in various theories.
Different Meanings
Given the apparent consensus on the contextuality of ‘meaning’ that emerges from the
issues discussed above, as well as from the contributors’ papers, it might be
worthwhile to ask how we can get at different meanings. This is not really an evasion
of the original question of how to determine the beginnings of meaning but, rather, a
realisation that we need a better understanding of the concepts we are dealing with.
In this light, the study of cognition in animals, especially non-human primates, is
important, but perhaps not in terms of identifying a traditional linear evolutionary path
leading from non-human primates (somehow seen as closer to our ancestors) to us.
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Rather, such studies should be seen as an attempt to examine alternative ways of
viewing and comprehending the world, and thus to understand ‘meaning’ through its
variability. To some extent this enterprise may involve the much criticised
anthropomorphising of animals. This may be inevitable, since at present we don’t
really have any other channels for the mediation of the perceived differences between
ourselves and animals. Furthermore, such studies are primarily understood in terms of
the production and consolidation of our identity, and as such involve emotional
responses to our object of study (Haraway 1989). To a certain degree,
anthropomorphising has been used as an effective strategy to sensitise us to the
similarities between ourselves and animals, and has perhaps even invited us to accept
differences in a non-derogatory manner. In short, attempts to discern certain universal
features that are related to cognition should not be abandoned since our understanding
of the issues involved is at present far from comprehensive. However, one major idea
has to be abandoned if we are to avoid the pitfalls of essentialism and functionalism.
The notion of difference must be divorced from a framework that devalues it.
Obviously, to accept and even to value difference is not to uphold absolute
relativism – value judgements will always occur, and are actually necessary if we are
to make any choices in life and work. However, the problem of negotiation of
difference is central to all the studies we conduct. We look for how similar or different
we are from our objects of study, and frame our research according to this constantly
shifting boundary between ‘us’ and ‘them’ – be ‘they’ non-human primates,
Neanderthals, or medieval monks. An important factor which influences research but
is hardly ever discussed is the extent to which we like or dislike our objects of study.
Discussion of this issue is avoided because emotional responses are believed to hinder
objectivity, yet emotionality is constantly present in all theoretical discussions, as
many conference debates can attest. Furthermore, emotionality has been traditionally
linked (in philosophy and science) with gender differences: men are rational, women
are emotional (Lloyd 1984). Perhaps discussion of the role of human reactions and
emotions during research can be one of the arenas within which we not only re-
examine a number of the concepts we uncritically employ, but also identify and try to
rectify our prejudices – for instance about gender.
In view of the fact that difference itself has to be mediated through channels that
we are familiar with, a strategy that would allow us to get at different meanings is not
easy to develop. Although talk about the necessity of alternative approaches abounds,
it very rarely leaves the confines of generality by providing viable examples (but see
Gamble’s suggestions in this volume). Conkey (conference contribution), for example,
has cautioned us extensively regarding the uncritical acceptance of the terms and
concepts we employ in order to ‘recover’ meaning. However, she did not follow
through her discussion in order to illustrate how our concepts could be replaced for the
better, other than by suggesting the creation of new social realities – in many cases a
desirable goal, but hardly readily and easily attainable. Similarly, as Gamble observes
in his paper, the use of anthropological examples, instead of inspiring us, usually
frustrates us by pointing to the (irrecoverable from our perspective) innumerable levels
of variability existing around us.
Yet the enterprise should not be abandoned. Looking for the origins of meaning,
set as a broad agenda, may not be helpful except in highlighting our need to revaluate
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our concepts. However, we can try to understand what constitutes meaning, and here a
strategy of breaking it down to its ‘potential’ constituent parts, as suggested by Foley,
may be the best way forward. In this light, looking (for example) for the emergence of
language as we understand it becomes an enterprise far removed from the initial
‘origins’ question, since it forms part of the picture rather than its explanation.
Similarly, as was mentioned above, primate studies or early hominid studies will help
us to understand the various forms which meaning can take and possibly the
underlying template of cognition. However, classic evolutionary interpretations cannot
provide the definitive explanation of meaning, since much of what we look at in
archaeology belongs, as Gamble aptly puts it, to the domain of exaptation (Gould and
Vrba 1982). This, of course, does not mean that there is no need for a strong
evolutionary basis in archaeology. Rather, the call is for a revaluation of our current
understanding of the developments in an active theoretical tradition in other fields.
Breaking down interdisciplinary and intradisciplinary barriers is necessary.
Creating and strengthening communication channels across the so-called
sciences/humanities divide does not negate the tension that exists nor does it imply
that biology will be privileged over ‘culture’. By assuming that this divide is a
‘philosophical’ given, by not problematising it, and by constantly using it as an excuse
for the ‘unbridgeable’ competing ways of defining and using various concepts, we
support and (to use the ever-popular term) authorise a particular modus operandi,
without taking into account the changing nature of our experiences and needs. To
some extent our present attitudes are the result of an interdisciplinary communication
problem, where only a particular set of notions is popularised and ‘exported’ from one
side of the divide (e.g., sciences) to the other (e.g., humanities). The actual
development of internal criticism and competing ideas stays within the discipline
(Sperling 1991). Although we recognise the problem, we don’t often try to find
effective solutions; the matter is left to the initiative of a handful of authors.
Of course, all this sounds like an oversimplification of a deep-rooted problem.
However, different generations of archaeologists have varying experiences of nature,
technology, or the production of knowledge itself. This has resulted in a renewed
questioning of the necessity to maintain a rigid conceptual and practical division
between disciplines, without necessarily having returned to biological determinism
and a linear functionalist agenda. In fact, a renegotiation of the boundaries between
‘nature’ and ‘culture’ is evident in society in general.4 Again, the point is neither that
we should accept any ‘new’ type of research uncritically nor that we should abandon
contextual analysis in favour of grand ‘universal’ originary narratives. In short, if
anything is ‘culturally constructed’, it is the boundaries and evaluations we set upon
various disciplines. We should not aim towards an archaeology of exclusion. This is
not simply a matter of allowing ‘politically correct’ alternative archaeologies to exist
in the margins of an agenda-setting, ultimately patronising postprocessual core. It
requires engaging in a dialogue with other archaeological traditions and other
disciplines.
It can be argued that there have been numerous attempts to bridge the
sciences/humanities divide, and that many archaeologists regularly collaborate with
other scientists. It seems, however, that there are some ‘acceptable’ areas of co-
operation (e.g., the Palaeolithic, or the analysis of bones and soil), while the greater
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part of archaeology remains impervious to ‘outsiders’. Furthermore, collaborations are
usually represented as one-sided, whether it is anthropology or biology we are talking
about. Archaeology is seen to benefit directly from such collaborations, but the way in
which other disciplines benefit from archaeology remains nebulous, perhaps with the
exception of the well-rehearsed contribution of the long term to anthropology.
Borrowing a concept or methodology developed in another field and applying it to
archaeological material is a phenomenon frequently encountered in archaeology, and
although such enterprises have produced intriguing results, archaeology is still seen as
an area of application rather than a potentially important generative and testing
ground. The concept of basic propensities is a good example, in that it is ‘developed’
and ‘tested’ in the present and offered to archaeology as a readily usable export; the
idea that archaeology could be an area for testing the proposed propensities never
arises, or, if it does, is not stated as such. The underlying claim is, of course, one of
unchanging biology, but seeing that our understanding of various processes like
evolution or the transmission of genetic information through genes is constantly
challenged and modified, diminishing archaeology’s potential contribution to the
debate is perhaps not wise. Similarly the importance placed on the interaction of an
individual with his/her environment would highlight the significance of archaeology in
examining different types of environment and relationship, rather than merely
reproducing the familiar. After all, as Phyllis Lee observed (conference comment), the
question of meaning is very culturally specific and, in both human societies and non-
human primates, ‘meaning’ means something different in every context.
Notes
1 For a historical overview of the search for the origins of humans, see Lewin 1989; and, for some current
discussions on this and related questions, see the articles in Mellars and Stringer (eds) 1989, Foley (ed.)
1990b, Mellars (ed.) 1991. The most recent example of the intense and general appeal of scientific debates
on human origins is the public controversy surrounding the African Eve theory.
2 See also Gould 1987 for a further (accessible) discussion on the study of Origins.
3 For a collection of articles dealing with subjects ranging from language to consciousness, see the ‘Mind and
Brain’ issue of Scientific American, September 1992
4 These changes can be seen in the rise of an ‘ecological’ consciousness manifested in movements to protect
the environment or endangered species, as well as in con-sumerist trends towards the advertisement of
products as ‘recycled’ or ‘not tested on animals’.
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Chapter 8
Cognitive and behavioural complexity in non-human
primates
Phyllis C. Lee
In this paper, I will attempt to provide a few insights, albeit very briefly, into the ways
primatologists think that monkeys and apes think. I hope to establish and define what
we humans, who watch these animals, perceive of as cognition in the non-human
primates.
Initially, we are looking at the ways in which the animals perceive the world, how
they classify, if they do, others and objects, and the use of signals to simplify
responses to the environment and to other animals. Most primatologists are somewhat
more sophisticated than simply to equate behaviour and its outcomes with cognition
(see Candland and Kyes 1986, Griffin 1984). Rather, they try to relate knowledge to
behavioural variation; in other words, to assessments of possible outcomes and to how
individuals manipulate outcomes of behaviour in dynamic contexts. This variation
between individuals or on the part of the same individual under different contexts is
often termed alternative tactics for behaviour and discussed as part of the cognitive
and behavioural complexity of the non-human primates (see Dunbar 1988).
Primate Modes of Cognition
Many forms of cognition in the non-human primates relate to food processing and
food extraction, its spatial and temporal location, and to memory of where food is and
how it varies through time in abundance and quality. While these sound very simple in
terms of task performance, if you are a chimpanzee confronted with a termite mound
how do you know that there are termites inside? How do you know that if you stick a
little twig down that hole you will be able to get the termites to bite it, so that then you
can pull the stick out and eat them? Embedded resources, exemplified by termites, are
typical of many foods eaten by non-human primates (Gibson 1986, Parker and Gibson
1990). Such resources are hidden from the animal within a defended coating, or inside
another kind of object (a tree trunk, or the ground), and they require quite complex
skills for perception of the edible within the inedible, memory of previous encounters,
some degree of planning in relation to outcomes, and manual skills for processing or
extracting the resource. Can these be considered forms of cognition? In attempting to
address this question, workers have experimentally manipulated the environmental
contexts for food acquisition. Some species, notably capuchin monkeys (Visalberghi
1987, 1988) and chimpanzees (Menzel 1971, Boesch 1991), respond to novel
problems in food procurement with novel solutions, learning through interest,
observation and exploration. The acquisition of food does seem to provide
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opportunities for the demonstration of some complex cognitive skills among many
primate species (Milton 1988).
Another area of interest is that of social knowledge (Cheney et al. 1986, Byrne and
Whiten, eds, 1988). This knowledge relates to self and attributes of self (such as age,
sex, power), to other individuals and their attributes, and to knowledge about
relationships – the self in the context of others both in terms of interactions and the
patterning of interactions over time, as Robert Hinde (1976) defines relationships. In
examining social knowledge, we are attempting to assess whether or not there is
intentionality (cf. Dennett 1987, Cheney and Seyfarth 1990), in that the actions or
communications of one individual are given with intent to provoke a specific desired
response. Further interest centres on whether or not primates have hypotheses about
mental states. Do they have some way of representing the world? Do they have simple
representation, abstract representation and cognitive representation? If there is
intentionality, do the other individuals recognise this intention? In other words, is there
second-order intentionality or high-order intentionality?
These global aims in the exploration of primate cognition are, in principle as well
as in practice, difficult to attain and face major methodological problems. Informants,
in the classical context of social anthropology, are unavailable and, as stated earlier,
the simplistic leap between behaviour and cognition cannot be made. Furthermore we
must work within the constraints of a visual, vocal, olfactory and locomotor world that
is really quite different from our own. We can only answer these questions by
observing behaviour, examining outcomes and their variation, by understanding
primate learning, and by attempting to resolve questions of decision-making.
A vast area of exploration has been that of learning – how do primates learn about
their physical and social environment? The emphasis on learning is both
developmental, with respect to the long period of infant dependence, and in relation to
the capacity for adults to acquire new behaviour and solve novel problems. Many
workers have focused on the question of whether or not animals have expectancies
(see Rumbaugh 1986). Do they expect certain outcomes to follow as a result of
behaviour A? Will consequence B inevitably be the outcome? Do they form models of
the relations between A and B on the basis of what they have experienced in the past?
At a further cognitive level, do they form mental models, hypotheses about the
expectations themselves? And what is the role of experience in creating these
expectancies – how do they develop and change? Expectancies link into the capacity
for both memory and learning, but memory alone is also of significance in
understanding non-human primate cognition (see Menzel 1973). Memory is of critical
importance in food location, in ranging patterns and in territoriality. With memory
comes a cognitive concept of goals. Can these animals perceive a relationship between
what they know and what they desire? Do they actually set out to achieve something?
There is good evidence that non-human primates have an excellent memory for
relative number and position (Sands and Wright 1980, Rumbaugh 1986). This need
not imply that they are counting, although some chimpanzees can indeed count
(Matsuzawa 1985), but rather that they are forming mental maps of important
elements within their environment. For example, among hamadryas baboons, mental
maps appear to set out the position of water-holes in relation to safe sleeping sources,
and the routes between foods of different types relative to water-holes and the need to
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return to safe sleeping sources. All of these elements (foods of specific quality, water,
distances between sites) vary over time, in any season, or on any day depending on the
presence of, for example, a predator or another group. Baboons may need very
complex mental maps of relative number and positions of objects in their environment
(Sigg and Stolba 1981, Sigg 1986).
Finally, the social traits are of marked interest, since they specifically require (at
least) two cognitive abilities. The first is that of some degree of self-knowledge and
the second is that of iterated interactions between recognised individuals. A final
element of social transactions is that they require a degree of information-transfer
(King 1991). The existence of self-knowledge need not imply a concept of self in the
sense of ‘self-awareness’ or mirror self-recognition (Anderson 1984), but rather some
degree of self-knowledge about state and status. These are attributes of individuals
expressed in terms of physiological requirements and general categories (old, young;
pregnant, lactating, cycling; male, female; high or low ranking), which none the less
are specific to the single individual. Since much of the variation we observe in primate
behaviour is explained by individual attributes such as these, it would be expected that
individuals react as a function of some self-knowledge of these attributes.
The second characteristic, that of iterated interaction, requires further a recognition
of other as an individual, also with specific attributes and furthermore with a specific
history to the past transactions. That monkeys and apes can distinguish between other
individuals as a function of attributes and relationships is well established (see below).
Indeed, macaques can recognise and classify others and the relationship between
others on the basis of photographs (Dasser 1988a, b).
Information transfer on the part of primates can suggest the ability to use a vocal
means of communication, which further implies that some level of symbolic
communication is in effect (Cheney and Seyfarth 1990, King 1991). Alternative modes
of information-transfer (visual signalling: Snowdon 1990, Bard 1990; grooming:
Dunbar 1991) may still carry symbolic intent.
A variety of social transactions has been examined in relation to primate cognition.
Those recently at the centre of such studies are interactions described as deception and
manipulation (see Byrne and Whiten, eds, 1988). These elements of conflict between
individuals, and what recently has been termed conflict resolution (de Waal 1989,
Harcourt and de Waal, eds, 1992) are of primary interest in understanding primate
cognitive skills. How do animals set about resolving the tensions created by conflicts
of interest in their social contexts? The alternative approach is to focus on co-
operation as a form of interaction requiring meshing in expectations, actions and
outcomes between two or more individuals engaged in a cooperative relationship
(Harcourt and de Waal, eds, 1992). Some workers term these forms of social exchange
in the context of relationships ‘political traits’ (Mason 1986, de Waal 1982), with the
implication that goals and conscious tactics are pursued. The evidence for complex
political traits among primates is growing, but still controversial.
Cognition, Kinship and Co-Operation
As a detailed example of the kinds of social thinking exhibited by the non-human
primates, patterns of assistance during aggressive interactions have been examined in
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great detail. The aid given and received by individuals during an attack is part of the
alliance structure of the social group. Many species of cercopithecine primates live in
stable social units where the females habitually reside with their genetic relatives over
their lifespan. Daughters grow up in their mother’s group and remain there to breed
while the sons emigrate. A structure with genetic relatedness through the maternal line
thus develops. Is this relatedness perceived, and how does it translate into behaviour
for the non-human primates? In these ‘female kin-bonded’ species, intervention in
other individuals’ aggression is relatively frequent. In a variety of studies of pig-tailed
macaques, rhesus macaques, Japanese macaques and vervet monkeys, small-to-
medium-sized cercopithecine monkeys that live in these female bonded groups, a clear
pattern of preference for providing assistance to relatives can be shown (Fig. 2).
Assistance given during aggression is not given at random; it is preferentially directed
to individuals that are both familiar and likely to reciprocate. In such societies,
familiar individuals are most often members of the same female lineage. Such
monkeys do, indeed, seem to behave towards their kin in a way that is different from
the way in which they behave towards non-kin. There is an effect of the degree of
relatedness on the relative frequency with which more closely related, rather than
distantly related, individuals are aided. Despite this marked kin-preference, individuals
also help totally unrelated individuals who can be categorised as ‘friends’. Friends are
other animals who habitually and consistently interact in a helpful, relaxed and
supportive fashion. In cognitive terms, neither the discrimination on the part of close
kin nor that of friends requires a great degree of genetic or mathematical sophistication
to effect. It does require knowledge of the social conditions and assessments of
individuals; those receiving and providing help alter their behaviour depending on
who is nearby, who is involved in the fight, who needs help to change the course of the
fight, who is vulnerable, and whether or not there is a reliable partner.
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Figure 2 Alliance structure and kinship in primates. Aid given to participants during aggressive encounters as a
function of the degree of relatedness between the aider and the recipient. Data from four different species are
presented to emphasise the similarity of the patterns across the female, kin-bonded cercopithecine primates.
Sources: Massey (1977), Kaplan (1978), Kurland (1977), Lee (1981).
Cheney and Seyfarth (1986) have taken this question a step further and
experimentally examined whether or not these kinds of alliance translate into actions
outside the context of an immediate threat to the other individual. They were able to
determine that simple vulnerability, where, if an individual screams, another will come
to its aid, did not explain the pattern of alliances. They assessed the frequency of one
vervet monkey threatening another when that other individual had been involved in a
fight with the first individual’s kin at some time within the previous two hours. They
found that if animal A had been fighting with animal B’s kin, animal B was much
more likely to approach, threaten and attack A than if it had not been fighting with B’s
kin. This observation suggested a surprising capacity for perception of threat to others
over time and space. It further suggested that subsequent retaliation for a threat was
likely, even though direct personal involvement was lacking, when the threat was to
others between whom some special relationship existed.
The result could have been explained in terms of a fight simply creating arousal,
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and delayed and redirected aggression due to tension. However, there is no effect if the
two individuals fighting previously were related to B. If your sisters are squabbling
over in the corner, two hours later you do not go over and threaten one of your sisters,
nor do you randomly threaten any other individuals after a fight between your siblings.
These results suggest discrimination between individuals who have different
relationships and the capacity for assessment of threat to others within the context of
that relationship. The monkeys indeed appeared to recognise the relationships between
others, both relative to themselves and outside the context of their own relationships. It
also suggests at least some level of intentionality in their ability to discriminate in the
consequences of their interactions.
Chimpanzee ‘Technology’
If we turn from the social to the manual, further evidence of cognitive abilities among
the non-human primates can be found in their tool-use (see Essock-Vitale and Seyfarth
1987, McGrew 1989, McGrew 1991). While some monkeys will use tools
occasionally, it is the chimpanzees in the wild and in captivity and orang-utans in
captivity that are the most skilled and varied tool-users. Chimpanzees, as all
archaeologists are no doubt aware, make rudimentary tools which involve some
considerable skill. They use these tools for a variety of different actions, and the same
substrate to a number of tools can be modified to be appropriate for the specific action
to be attained (see Table 1). Many observations of tool-use among chimpanzees come
from their natural habitat. In captivity, the list extends enormously with the addition of
human-induced substrates which chimps can and will take advantage of. If being tool-
users and – makers under natural conditions equates with any form of intelligence, or
cognitive skill, then we should focus on their capacity expressed in that environment.
However, it is worth noting that, when challenged by a human environment,
chimpanzees and orang-utans show far greater variety in the form and function of their
technology. The basic question is which context allows us to assess their cognitive
skills most effectively. The flexibility shown in responding to the novel conditions
created by captivity suggests that we are nowhere near understanding the full range of
technological or cognitive potential.
Table 1 Examples of the types of actions and substrates used in ape tool technology. W = observed in the wild;
C = observed in captivity.
Action Object Chimpanzee Gorilla Orang-utan
Defence Stone W W
Branch W W
Leaf W
Crack Stone W
Branch W
Probe Stem W C
Twig W C
Branch W C
Prod Twig W C
Branch W C
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Cut Stone C C
Dig Twig W
Branch W
Lever Branch W C
Sponge Leaf W C
Wipe Leaf W
Rake Twig W C
Branch W C C
Ladder Branch C
Nest Leaf/twig W W
Symbols Sign language C C
Computers C
Source: Essock-Vitale and Seyfarth 1987, McGrew 1989, McGrew 1991.
What, then, are the hallmarks of ape tool-use in the wild or in captivity? The first
is that manipulation of objects can be placed into a symbolic context. Chimpanzees
can manipulate symbols such as lexigrams quite effectively in captivity (Greenfield
and Savage-Rumbaugh 1991). Whether this truly reflects a capacity for ‘semantic
language’ is debated (Terrace 1984), but further links between communication skills
and tool-use are continually suggested by experimental work and observations
(Savage-Rumbaugh et al. 1978, Tomasello 1990). Chimpanzees can alternate between
tools, each with a specific design for a specific function. They can use the same ‘tool’
for a number of different actions, such that the simple relations of stone-equals-
hammer do not hold. Stone may equal hammer in one context when there is a nut to be
opened, but stone equals weapon to throw at a predator when there happens to be a
leopard near by. Chimpanzees thus are quite capable of manipulating their technology
and, indeed, the use of different technologies to suit the appropriate context (Boesch
and Boesch 1983, 1990).
Chimpanzee tool-use, then, has several physical and cognitive prerequisites. The
first of these is the existence of a considerable degree of manual dexterity, opposability
of thumbs, and physical strength to carry out repeated and powerful actions. They also
have the neural integration to co-ordinate complex and sequential fine-scale motor
actions. Tool-use also requires some experience – very few chimps use or make tools
de novo without any previous exposure to either humans or other chimps making tools
(Goodall 1970, Hannah and McGrew 1987, Boesch 1991). Tool use is apparently not
something that is instinctively programmed; it requires learning and teaching in the
wild or in captivity. It also requires, at least potentially, the ability for the animal
cognitively to make, or to construct, a mental relationship between the object used as a
tool and the goal to be attained, as in being able to crack open a nut using a stone tool.
Understanding of the consequences of the motor actions and the relations between two
objects, stone hammer and nut, are necessary. Furthermore, it may possibly lead to the
construction of relationships between relationships, in that certain tools have to be
used in sequence to attain the end or desired goal. There do indeed appear to be goals
to the actions of the chimpanzees, in that the outcome is predetermined. In other
words, they want to get those termites out of that termite nest; they want to open the
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nut. They may want to escape from their pen and therefore want to make that ladder. A
goal is both implicit and explicit in their actions, and we can measure these goals and
the level of motivation required for attaining these goals. There are rewards for
success; you get the food, you get out of the pen, while there are time and energy costs
for failure. Technology carries risks in that when it goes wrong it is a waste of time
and energy, with major implications for energy and nutritional balances.
Tools thus reflect a specific environmental context, in that there are energetic
reasons for attempting to use those tools. There are also some interesting sex
differences in that females tend to use and make tools somewhat more frequently than
do males, and the foods that are obtained are usually high energy high protein foods
which are particularly important to lactating or pregnant females (McGrew 1979,
Boesch and Boesch 1984, McGrew 1991). There is also a social context, in a sense
that there is transmission of information from mother to offspring and possibly across
several generations within this familial context. And there is also an opportunity for
individual experimentation and consistency with this transmission across generations –
what Nishida (1987) and McGrew and Tutin (1978) termed a tradition for tool-use in
different areas. Finally, patterns of tool-use relate to novelty and innovation, to the
recombination of motor acts, and to alteration of the tool substrates for different
outcomes. Innovation allows chimpanzees to challenge their environment through
their technology.
Summary
The non-human primates demonstrate a variety of cognitive capabilities.
Behaviourally, they are capable of flexible responses to physical and social contexts,
which have only briefly been mentioned above. They have the capacity for memory of
the physical environment, of some aspects of self, of other individuals, and of
relationships. Furthermore, they are capable of assessment of changes in the
conditions of both the physical and social environment, and are able to make strategic
adjustments to their own behaviour as a result of these assessments. Learning thus
plays a critical role throughout the lifespan. Visual, vocal and physical perception is
combined with generalisation across contexts, and leads to abstractions. Some
components of their behaviour might be classed as potentially cultural in that there is
transmission across generations, social roles are evident, particularly from studies of
kinship and conflict resolution, and there is the ability to comprehend and use some
kinds of signal or symbolic representation, to act on information and to exchange
information.
Monkeys and apes do not think the way we think, but they do think. It would be
surprising if they did not, for human cognitive capacities, whether technological,
linguistic or representational, arose from the primate brains carried by their ancestors.
The issue of continuities in form and function have been emphasised here, at the
expense of the obvious discontinuities between human and primate, in order to
establish that primate template for thinking in an evolutionary context (see also Lee
1991). Furthermore, I hope to have provided some idea of the ways in which
primatologists attempt to understand how primates think, and the context for thinking.
In this way we may achieve some insight into the diversity of what cognition means,
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rather than confining ourselves to our own concepts of meaning.
Acknowledgements
Some of ideas presented here developed from early introductions to monkey
communication by Robert Seyfarth and Dorothy Cheney. I thank them, and Marc
Hauser, for making vervet monkeys theoretically interesting in the field. I also thank
Professor Robert Hinde for his inspiration with respect to relationships, and Bill
McGrew for generating interest in chimpanzee tools.
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Chapter 9
Language and thought in evolutionary perspective
Robert A. Foley
The Origins of Culture Revisited
I may be wrong but I suspect that the ‘origins of meaning’ is the new way of talking
about the origins of culture, and so, broadly speaking, I have taken that as my brief. It
is of course an interesting shift in terminology. On one hand it reflects the change in
what the term culture means in anthropology. Earlier formulations saw it primarily as a
bundle of characteristics that were uniquely human – technology, language, tradition,
symbolic systems, etc. – but it is now viewed as the mental template that enables these
other traits to occur and to vary. In a sense we are following so-called cultural
behaviour up to its source in the mind or ultimately the brain. I take meaning to be the
ability of the brain to be self-reflective about behaviours and to propagate actions on
the basis of those reflections. The other aspects of culture are therefore epiphenomenal
to the mental activities. In terms of the problem of seeking the origins of this capacity
this at least makes the question more specific. While how exactly meaning might be
empirically observable remains rather obscure, we at least have more focus than
looking for culture. Indeed, I argued elsewhere (Foley 1990a) that the culture concept,
on account of its compound character, is not an appropriate concept in evolutionary
studies, and that instead we should focus on its constituent components independently.
There are two reasons for this: one is that it is the individual components that we
might be able to observe in the past, whereas we can never see culture; the other is that
there is no reason why past hominids should have put the bundle together in the same
way as modern humans. Characteristics of so-called cultural behaviour may appear
and exist independently. Meaning, therefore, I take to be one of the constituents which
we might try to track in evolutionary terms. The problem is how to do this.
There are obviously a number of simple questions that we can ask from an
evolutionary point of view. When did ‘meaning’ appear? Why did it evolve (i.e., what
was the selective advantage)? What form did it take? In the space available to me I
shall simply address the first of these and in doing so tangentially touch on some other
aspects. I shall also take a fairly basic empirical approach.
Brain Size
How can we get at the evidence for the origins of meaning? One possible approach is
to say that it is a question of having sufficient information processing power to allow
the mind to develop, and therefore we should look to the evolution of the brain for the
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evidence we need. Here at least we have fossil evidence. Brain size shows a general
increase through time during the course of human evolution (Stringer 1984). However,
we have learned that absolute brain size is a misleading measure and therefore need
instead to look at relative brain size or brain size once body size has been taken into
account (Jerison 1973, Martin 1983). The term used here is encephalization quotient,
or EQ: the size of the brain relative to the expected size for a given body size. A plot
of hominid EQs against time shows an interesting pattern (Fig. 3). The earliest
hominids – the australopithecines, living from over 3 million to about 1 million years
ago – have EQs that are not significantly larger than extant apes. Enlargement of the
brain is not a general hominid characteristic, but it is specific to the genus Homo and,
indeed, occurs most rapidly in the later parts of hominid evolution.
Figure 3 Encephalisation quotients (EQ) of fossil hominid taxa through time. EQs show the relative size of the
brain once allometric body size relationships have been taken into account. These data show that
encephalisation occurs late in hominid evolution and that the earliest australopithecines display no significant
increase in brain size.
Source: Aiello and Dean (1990)
The inference we may perhaps draw is that if we accept that chimpanzees and
gorillas do not have ‘meaning’, then neither did the australopithecines; nor, in all
probability, did early members of the genus Homo. At the most extreme we might
argue that it is only with the origins of Homo sapiens (sensu stricto) that the event in
which we are interested occurs. In other words, by this line of reasoning, the origins of
meaning are late.
The caveat here, of course, is whether the other apes have minds. If they do, then
the argument collapses, or is at least reduced to saying that early hominids probably
had minds like African apes. Certainly the ethological evidence that has been
presented in recent years concerning the cognitive capacities of the chimpanzee in
particular (Savage-Rumbaugh 1986) should act as a warning against saying that non-
human primates do not have significant capacity for complex thought (see Lee in this
volume).
Technology
It might be argued that brain size is a poor indicator of mind and meaning. What other
evidence might be adduced? One possibility is to say that the evidence for imposed
meanings can be found in the detachment of behavioural patterns from genetic and
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other formal evolutionary ones. This might mean that if we take the archaeological
record we should look for discrepancies between that and the hominid fossil record –
the same species making different tools, different species making the same tools, etc.
This is not easy, and made less easy again by the observations of McGrew (1989) that
tool-use in chimpanzees is population-specific and the pattern of tool-use among
hominids is not susceptible to simple phylogenetic interpretation.
The relationship between hominid taxa and archaeological assemblages is highly
disputed (Foley 1987b, G.A. Clark 1988). Broadly speaking, there is no doubt there is
some matching – the Oldowan appears with Homo; the development of bifaces is
subsequent to the appearance of Homo erectus; the East Asian Middle Pleistocene
hominids have both a distinctive and simple technology and, according to some
authors, a distinctive evolutionary trajectory. African and European late Middle
Pleistocene hominids are united by the use of prepared core techniques, although there
are also distinct regional characteristics. The dispersal of modern humans is also
characterised by a new pattern of technology, associated especially with blades. There
are, however, anomalies; the timing of the appearance of new technologies and the
appearance of new taxa is not entirely coincident (for example, Homo erectus precedes
the appearance of bifaces, while anatomically modern Homo sapiens precedes the
appearance of blade technology and is by no means always associated with it).
Furthermore, the complex overlapping of hominid distributions in Western Asia and
North Africa is not matched by a similar pattern of artefact assemblages. None the
less, at a broad level, it is clear that the pattern of technological change is not entirely
independent of changes in hominid morphology. Technology, looked at in this very
gross way, seems to be behaving much like any other trait used for phylogenetic
analysis.
More important perhaps, the rate of change is very slow. The industries of the
Lower Palaeolithic have a duration at a scale of 106 years; those of the Middle
Palaeolithic of between 105 and 104 years. It is only in the Upper Palaeolithic, or after
the appearance of anatomically modern humans, that we begin to get variation on a
scale of only 103 or less, and regional variation at scales of less than a continent or
subcontinent. It may be argued from this that, whatever else the hominids are doing
with their technology, they are not doing much in the way of the imposition of
meaning. Or, if they are, they have fairly limited imagination. Once again there
appears to be a discrepancy between ancient and modern hominids, and the focus of
interest must lie with the origins of anatomically modern humans.
Language
Technology, though, may be more to do with ecological determinants than with the
mind, or be constrained by motor control rather than by conceptual ability. Perhaps we
should try to get closer to the heart of the problem and address what must surely be a
reflection of meanings: language. Language is explicitly concerned with meaning, and
so if we can find evidence for language, then we might argue that meaning is there.
The origins of language is a well-worn path and, like all well-worn paths, full of
potholes for the unwary to fall into. Anatomically it has been argued that Broca’s area
has been found on australopithecine and early Homo endocasts, but this has been
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disputed – as, indeed, has the notion of Broca’s area at all. It has also been argued that
the lack of basi-cranial flexion in Neanderthals as well as in other hominids is
evidence of non-linguistic species. This has also been disputed, and furthermore a
Neanderthal hyoid bone found in Israel a few years ago is morphologically identical to
that of modern humans. The fossils do not seem to have any clear indications of the
origins of language (see Lieberman 1991 and Noble and Davidson 1991 for recent
reviews).
Surprisingly it is the field of genetics that has posed some interesting new insights.
Cavalli-Sforza et al. (1988) showed recently that there is an interesting overlap
between linguistic and genetic evolutionary trees. It seems that the major human
genetic groups have diverged in conjunction with the major linguistic families.
Estimating the rate of linguistic change is fraught with difficulties, but using various
assumptions of genetic change Cavalli-Sforza et al. (1988) have estimated that the
stem human clade lies between 10,000 and 60,000 years. Given the co-variation with
the languages it may be claimed that modern languages also had a single stem origin at
about this time. This can to some extent be shown by simply plotting genetic diversity
against linguistic diversity (Fig. 4). There is a strong correlation between the two,
suggesting both a recent common origin and a relatively constant rate of
diversification. Again we might look to the origin of modern humans for the origins of
what we think of as language, and hence of meaning.
Figure 4 Relationship between the level of genetic diversity and the number of languages spoken for living
human populations. The genetic diversity found in each of the major geographical groupings of living
populations (top) is plotted against the number of languages spoken by these groups (bottom). The numbers
refer to the nodes of genetic relationships. The relationship breaks down at lower levels owing a number of
historical and geographical factors.
Source: Foley (1990a)
Conclusions
The implication of these considerations is that the origin of anatomically modern
humans at around 100,000 years seems to be a significant evolutionary event, and that
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a case can be made that major changes towards a modern cognition occur primarily at
this stage rather than earlier during the course of hominid evolution.
Palaeontologically and archaeologically we have been downgrading the cognitive
and behavioural capacities of the early hominids. To put it crudely, today’s Homo
erectus is a lot dumber that Glynn Isaac’s Homo habilis of a few years ago. Reading
some of the recent interpretations we would seem to have archaic hominids, including
Neanderthals, as lumbering, randomly wandering, mindless zombies stalking the earth
in utter silence. There is nothing inherently wrong with this newfound modesty of our
ancestors, but there is a major anomaly. At the same time the hominids have been
sliding down the cognitive scale, the apes and monkeys have been climbing up. Tool-
making, language, politics, kinship, hunting and all sorts of flexible sophisticated
behaviours have been documented for the non-human primates. They have acquired
culture while the non-modern hominids have lost theirs. This change of perspective
has occurred in the context of greatly improved comparative analyses of primate and
fossil hominid evolutionary biology, and the massive expansion of primary fieldwork
with living non-human primates.
The problem that arises is that according to some lines of evidence and
interpretations we now have early hominids with larger brains and more complex
technology than living apes being viewed as less flexible than chimpanzees. At the
same time, one cannot help being struck by the apparent gap between the archaic
hominids and the modern ones. How can we resolve this anomaly? My own solution
would be a reductionist one. We have come some way in singling out meaning from
the generality of culture and focusing on that as the critical variable. I believe we can
go further. By and large, what we are seeking and finding in the archaeological record
is the external consequences of symbolic or linguistic activities. That, though, is
exactly what they are, external manifestations, and we are inferring internal mental
states from them on a one-to-one basis.
However, the most exciting work in animal behaviour and cognition, such as that
by Cheney and Seyfarth (1990) and de Waal (1982), is significant in that it implies that
what is going on inside an animal’s head is a lot more complex than what it is
communicating externally. Chimpanzees may not be speaking a great deal, but they
are thinking a lot. In other words, the external manifestations of non-human primate
cognition are far less developed than their internal information-processing capacities.
External manifestations seem to under-represent the levels of thought involved. What
this implies to me is a reverse of the traditional dogma that thought is internalised
language. Instead, I suspect, thought is the primary focus for selection of intelligence,
and is largely internal. Selection for communication, which has an entirely different
function, is a separate issue. Language, I think, is externalised thought, and built upon
thought as an internal information-processing system. This in part explains why
chimpanzees and other primates have what is known as unrevealed capacities – the
ability to do in captivity (i.e., under social pressure) more than they show in the wild.
When we look at human evolution, therefore, and are struck by the absence of
modern forms of symbolic behaviour, I think we should be wary. Our ancestors may
have been silent, but they were not necessarily unintelligent. Brains are very expensive
metabolic items, and they were not there for nothing. The real key question in the
origins of meaning is to detach the reasons why we have developed the ability to think
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from the reasons why we should communicate those thoughts. These are, I suspect,
two different evolutionary events. Selection for intelligence and selection for the
ability or need to communicate the products of that intelligence may have been
functionally and chronologically detached in hominid evolution, and the trend towards
placing considerable emphasis on language as a signifier of other capacities may have
been misplaced and misleading.
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Chapter 10
Talking to each other
Why hominids bothered
James Steele
Introduction
As Alexandri notes in her section introduction (above), the relationship between
archaeology and evolutionary biology is problematic. On the one hand, evolutionary
approaches are concerned with the biological history of those propensities which
underlie any situated human actions (including those that archaeologists reconstruct
from their fieldwork). This relationship might be graphed hierarchically (Fig. 5).
Figure 5 The relationship between archaeology and evolutionary biology
However, many archaeologists take the basic propensities for granted, to the extent
that the understanding of variation in human behaviour across contexts becomes the
principal or the only goal of their endeavours. Where does that leave the Palaeolithic
archaeologist? As a student of the evolution of the human basic behavioural repertoire,
or as a student of cultural variation in a data-poor branch of cultural studies?
Jonathan Turner has recently suggested (rather confrontationally) that ‘the social
sciences, particularly sociology and anthropology, have lost their early vision. They
seem afraid to assert that there are universal and generic patterns of human behaviour
and organization that can be described and understood with concepts, models and
propositions. ... In all of this new “discourse” – to use a favourite word of humanities-
babblers – relativism reigns supreme. Realism, positivism, and naturalism are dirty
words, because everything is relative, and, as a result, the only real things are text and
talk’ (1992, p. 126). In fact, thanks to Turner and others, the study of ‘human
universals’ is currently undergoing a renaissance (e.g., Brown 1991, Fiske 1992), and
as Alexandri notes (above) this is producing fertile ground for a hybrid research
programme involving the social scientists active in this area in a dialogue with
Palaeolithic archaeologists.
The pungency of Turner’s critique obscures one vital universal which is the joint
concern of humanities ‘types’ and of students of human universals (sometimes called
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‘evolutionary psychologists’). That is, of course, talk and the behaviour of talking. In
this paper, I shall ask what can be gained by treating talk as an evolved universal –
specifically, the kinds of talk which are the focus of Turner’s humanities-babblers, as
used in status- and identity-negotiation, alliance-building, confirmation of solidaristic
intentions, and social manipulation. My perspective will be that of a Palaeolithic
archaeologist wanting to understand why this behavioural universal evolved.
Language Capacity and the Evolutionary Tree
Is the study of how talk evolved as a basic propensity a search for origins? Are human
cognitive and behavioural abilities qualitatively distinct from those of other species?
Do we need a special language and set of analytical tools to explore human capacities?
It seems to me that the future of this debate revolves around the scope of comparative
and evolutionary analyses to account for language and for rule-governed social
behaviour in the human case. Foley, in his book Another Unique Species (1987a) and
elsewhere, has demonstrated how much can be gained by taking a comparative
zoological and ecological perspective on human evolutionary anatomy and behaviour,
while Cartmill (1990), in a paper on ‘Human uniqueness and theoretical content in
palaeoanthropology’, has argued that palaeoanthropology should attempt to reduce and
if possible eliminate the list of qualitatively unique human traits, since qualitatively
unique phenomena cannot be explained by reference to any more general overarching
laws or regularities. From the other side of the divide, Wolfe (1990, p. 618) notes that
‘Any statement about human uniqueness, for sociologists an introduction to their
science, constitutes for many students of animal behaviour a challenge to be met’, and
asserts the qualitative uniqueness of the human abilities to regulate behaviour (as
‘interpreting selves’) by reference to rules which are negotiated as social practices, and
which are consequently subject to reorganisation from one generation to the next.
Philip Lieberman, in his recent book Uniquely Human: The Evolution of Speech,
Thought, and Selfless Behaviour (1991), argues that humans are distinguished by their
possession of a higher moral sense (cognitive altruism), which is mediated by
language and related cognitive abilities to extend the concept of ‘relatedness’ and to
regulate conduct by concepts which are only explicable using language. The study of
how talk evolved is therefore focal to this clash of paradigms: if talking underwrites
the generativity of human culture as a set of contextually bound practices governed by
linguistically encoded rules, then the major conceptual headache for Palaeolithic
archaeologists is that of trying to understand the evolution of talk in terms of
overarching laws and cross-species regularities.
For this purpose, let us define three ways of talking about a behavioural trait or
propensity in any given species. Type ‘1’ behaviours are those which are shared with
other species as a result of a common descent-line – they are ‘conserved’ traits
deriving from a common ancestor. For instance, many ethologists see a continuity
between the basic human emotions (and their facial expressions) and the basic facial
expressions of other monkeys and apes, with their associated action patterns. This
continuity is, then, a conserved human trait – a Type ‘1’ behaviour.
Type ‘2’ behaviours are those which are shared with other species in different
descent lines as a result of ecological convergence. Analogous challenges in the
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environment of adaptation have led to the evolution of functionally analogous traits.
For instance, birdsong and mammalian vocalizations may serve overlapping functions
– such as territorial spacing – but have evolved independently in separate descent
lines.
Type ‘3’ behaviours are unique evolutionary novelties which have evolved in a
single descent line and are characteristic of a single species. Most social scientists
would class human language as a Type ‘3’ behaviour. This, then, makes the task of
Palaeolithic archaeology that of ‘origins’ storytellers with respect to Type ‘3’ human
behaviours. It also makes the analytical task of Palaeolithic archaeology virtually
impossible. If unique Type ‘3’ behaviours need to be analysed using a special-purpose
terminology, then there can be no overarching generalisations covering both the Type
‘3’ behaviour and other behaviours of other species, and thus no account of the
behaviour’s evolution as a product of law-like regularities. When animal behaviour
students try to account for human language abilities in comparative terms, they are not
engaging in disciplinary ‘imperialism’. They are simply trying to maintain the overall
coherence of the prevalent scientific world-view.
In the next section, I want to itemise some aspects of human talk which come into
the categories either of Type ‘1’ or of Type ‘2’ behaviours – respectively, traits which
are conserved and those which are the product of ecological convergence. I shall argue
that this enables us to make sense of the evolution of any Type ‘3’ aspects of human
language propensities as the product of general, law-like regularities in the
evolutionary process.
Conserved and Convergent Aspects of Human Language Propensities
A number of components of human language abilities are evidently conserved features
shared with other living primates owing to our common ancestry. At the level of the
anatomical apparatus which enables speech articulation and comprehension, it appears
that the basic neural circuitry linking Broca’s and Wernicke’s areas in the neocortex,
and their connections to the orofacial and laryngeal (Broca’s) and to the ear
(Wernicke’s) muscles are shared with monkeys (Deacon 1988, Heffner and Heffner
1989). The same is true for laterality in vocalisation circuitry. There is some indication
that the human brain organization is consistent with primate trends (a ‘scaled-up
version’): great apes, with brain structures most similar to our own, can also be trained
to develop syntactic and semantic abilities paralleling those of young human children
(cf. Passingham 1982, Savage-Rumbaugh et al. 1993). Monkey vocal gestures involve
manipulation of the tongue and lips paralleling human speech articulation (Brown and
Hauser 1990); phonological evidence shows that monkeys use acoustic patterns in
vocal communication which are common to human language phonology (frequency
modulation, changes in power spectrum, amplitude modulation and call duration)
(Maurus et al. 1988). Emotional messages are conveyed in human talk using simple
features of the sound spectrum which do not require linguistic pattern-recognition
techniques: many of these features are shared with monkeys, and in one recent study it
was found that naïve human subjects had a high probability of recognizing the
emotional significance of basic elements of the vocal repertoire of macaque monkeys
(M. arctoides), suggesting an underlying Type ‘1’ conservatism for this aspect of talk –
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its ability to convey information about the speaker’s emotional and motivational state
(Leinonen et al. 1991).
In addition to these continuities in the hardware, there are apparent continuities in
everyday patterns of use of human language compared with other primate
vocalisations and with other aspects of primate social behaviour. Although the
generativity and semantic richness is missing, other primates show patterns of vocal
behaviour which have some of the elements of human discourse: for instance, squirrel
monkey ‘chuck’ calls (their most commonly heard close-range affiliative vocalisation)
are structured by ‘conversational’ turn-taking and by simple syntactic rules, and occur
within established groups principally during quiet, relaxed and unthreatened periods
(Biben and Symmes 1991). Gelada baboons use rhythm and melody to introduce a
sequential order into their vocal gestures, and to delimit the boundaries of a
communicative event: in the long term, the social function of such vocalisations is to
form bonds between individuals – for example, through developing patterns of dyadic
vocal exchanges (Richman 1987). Dunbar (1988, p. 250) suggests that these data
justify the suggestion that ‘contact calling (and similar vocalizations) may be used as a
form of vocal grooming in the maintenance and servicing of relationships’.
Human conversational talk – the most common, prototypical instance of natural
language-use – also serves such functions, negotiating the satisfaction of socially
motivated needs (cf. J. H. Turner 1987). A number of studies suggest that the
development of physiological self-regulation in humans involves entrainment to
repetitive patterns in social interactions, with specific systems regulated by hidden
rhythms in specific aspects of interactions and relationships (Hofer 1984).
Conversational talk, with its turn-taking and its repetitive, collaboratively scripted and
reproduced routines, serves as precisely such a medium of ‘mutual adaptation’: in
conversational speech, partners adapt elements of their conversation to one another,
including basic ‘paralinguistic’ elements of the acoustic speech signal itself
(fundamental frequency of phonation) (S. W. Gregory 1986). Gregory et al. (1993, p.
211) have identified this process of mutual adaptation as a means of providing social
cohesion at the dyadic level, and suggest that this process ‘may indicate [that] a primal
form of hominid sociability is still very much with us and sets the scene, acoustically
as well as interactively, for the verbal utterances and complex social relations that
follow’. Indeed, it has been found that cyclicity increases in the course of a
conversational interaction, and can be taken as an index of the success of the
interaction in servicing the relationship among participants (R. M. Warner 1992): this
has parallels with Deborah Tannen’s (1987) analysis of the role of repetition and other
non-novel elements in conversations, as consolidating discursive coherence and a
sense of participation, in what she calls the ‘poetics of talk’.
Although this comparison suggests that the underlying continuity between primate
contact calls and human language relates to the affiliative motivations, there are
clearly competitive and dominance-seeking aspects of both repertoires, most clearly
articulated in models of human talk by Mazur (1985, Mazur and Cataldo 1989) and
Burling (1986). Just as some of the most cognitively demanding aspects of primate
social behaviour are those involved in deception, and concealment of intention, so in
human talk we see repeatedly and across cultures a metalinguistic lexicon of terms
devoted to commenting on language use and to analysing conversational intentions
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and assessing truthfulness in a speaker’s utterances (e.g., Stross 1974, V. Turner 1980).
These are certainly not restricted to literate cultures, and remind us of the extent to
which humans can monitor intentionality in themselves and others outside the
linguistic channel – for example, by visual monitoring. Nevertheless, the most
immediate parallels between human talk and primate vocal behaviour appear to relate
to reassurance gestures and affiliative bonding, and it is my suggestion that the
anatomical and behavioural continuities mark out these aspects of human talk as
conserved, Type ‘1’ behaviour patterns shared with other living primates.
Derived Aspects of Human Language Abilities
What, then, are the Type ‘3’ (derived, novel) aspects of human language abilities?
Clearly these include at least the following: brain expansion and associated expanded
working and long-term associative memory capacity; vocal tract remodelling to permit
greater high-frequency acoustic modulation of the speech signal; increased voluntary
control of vocalisation circuitry; increased role for linguistically encoded
representations in organising memory processes and in regulating behaviour. These are
the traits which are the most usual focus of palaeoanthropological reconstruction in
‘language origins’ research. However, by focusing exclusively on them we risk losing
sight of the continuities which I have just discussed, and which may shed light on the
evolution of the Type ‘3’ components of human talk as adaptive traits.
As I have suggested, the default social science model starts with these ‘novel’
components, and therefore treats human language processes in their entirety as
effectively novel, Type ‘3’ behaviour. This model has also been associated with what
Andresen (1992) calls the ‘FAX’ model of human linguistic communication: the
conventional conduit model of language as transmission of information between two
speakers who share a common grammar, lexicon, and set of mental representations.
Dawkins and Krebs (1978) depicted the traditional ethological view of animal
signalling in similar terms, as a vehicle of interindividual co-operation, in which
signals carry information which is beneficial to the recipient. They argued (from game
theory) for a contrasting view of animal signals as a means whereby actors manipulate
‘at a distance’ the behaviour of reactors. A lot of recent work in primate studies has
focused on primate ‘mind-reading’ abilities as the correlate of such deceptive
intentions in signallers (e.g., Byrne and Whiten 1992). However, in a subsequent paper
Krebs and Dawkins (1984) argued that, whereas exploitative signalling which had
evolved as a means of coercive social manipulation would tend towards repetition,
ritualization and conspicuousness, co-operative signalling for common interest should
lead to ‘conspiratorial whispering’, minimising the costs (predation risk, energy and
time costs) and muting the display: ‘if the reactor benefits from receiving the signal
and responding in accord with the actor’s interests, instead of heightened sales-
resistance leading to exaggeration of the signal during evolution we would expect to
see heightened sensitivity to the signal leading to a reduction in the amplitude and
conspicuousness of the signal’ (1984, p. 391). They cite close-range calls in monkey
troops as an example of this kind of ‘conspiratorial whispering’.
One of the reasons why the FAX model of human talk has been so successful is, I
suggest, simply that in humans the ‘conspiratorial whisper’ function of vocal
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behaviour has evolved to such a degree that the elements of the FAX model – shared
grammar, lexicon, set of mental representations – are close approximations to the
actual substrate of a conversational exchange. However, it is only by excavating the
Type ‘1’ components of human talking that we can understand the preconditions of its
subsequent evolution into a Type ‘3’ universal. Without the conserved basis in
affiliative adaptation, conversational talk could not have evolved to its present rapid
rates of information transfer.
Conclusion
The approach taken in this short paper has been that of a new kind of ‘archaeology’
devoted not to the stratified artefactual record, but to the embedded sets of features
which make up a biological individual as a member of a species. I have distinguished
between conserved and derived traits, and argued that the conserved components of
human language ability point to an origin for talk in primate close calls as a form of
affiliative ‘vocal grooming’. I have then suggested that this provided the basis for the
adaptive evolution of the high rates of information transfer characteristic of human
talking.
Although the analogy with archaeology (as it is conventionally understood) should
not be pressed too far, this kind of approach to human universals and behavioural
predispositions is gaining favour in the social sciences, and conventional archaeology
needs to find a way of integrating the study of the artefactual record with this kind of
behavioural reconstruction based on comparing living species. There are issues in
interdisciplinarity here which deserve our thought. They concern both the difficulty of
working across disciplinary boundaries, and the potential intellectual rewards (for
instance, I would suggest that the Type ‘1’ components of human talk are central to the
process which interpretive sociologists deal with in terms of ‘permanent
communication’ – sometimes seen as a non-rational facet of human behaviour).
Furthermore, for a hybrid field to evolve in which conventional (primarily
Palaeolithic) archaeology is integrated with the new evolutionary psychology, it will
be necessary for some researchers to make such hybridization their primary research
focus. This process has often paid dividends in the past (cf. Dogan and Pahre 1990).
Acknowledgements
Thanks to Alexandra Alexandri for constructive feedback on earlier drafts.
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Chapter 11
Interpretation in the Palaeolithic
Clive Gamble
The founding fathers of archaeology had the habit of producing incompatible
interpretive offspring. The best-known example is Stukeley, who gave us field
archaeology and the Druids – the unhappy twins of ourselves and the lunatic fringe.
Boucher de Perthes in the first half of the last century is another. In 1847 he
demonstrated the great antiquity of chipped stone implements, and hence humans, in
the gravels of the Somme. Having established, but not named, the substance of the
Palaeolithic, he then went on to classify many other natural stones as flint sculptures.
There are, of course, many who think he got it right. At least one amateur collector
this century thought he was a flint, possibly a strangled blade, and starved himself to
death. Many others, like the Revd Frederick Smith (1926) who scoured the
Cambridgeshire gravels for ‘sculptures’ of Gibraltar monkeys, have garages full of
‘hag goddesses’ and other dubious objects.1
Boucher de Perthes was highlighting what he thought motivated Palaeolithic
peoples. In that sense he attempted to understand interpretation in rather than of the
Palaeolithic. Of course he may well have been right. Pebbles could have been selected
because they looked like a Gibraltar monkey. Like Columbus, also in uncharted
waters, Boucher de Perthes may have been better as a reader of signs, a compiler of
significant markers, than at providing accurate observations for those who followed
(Greenblatt 1991, p. 86). His pedigree in the history and development of the
Palaeolithic as a historical science provides us, like the case of Stukeley before him,
with an interpretive challenge.
The reason that most of us continue to think he was wrongheaded stems from our
conviction that, even if the world works like that, we would be hard-pressed with
Palaeolithic data to prove it. Like Stukeley, Boucher de Perthes relies on little more
than assertion. The past is what he said it was. The question of meaning is ignored. As
a result he falls easy prey to the materialist camp many of whom are reluctant even to
admit that prior to cave art humans had that top rung in Christopher Hawkes’s famous
ladder.
Consequently there is an obvious unease with alternative interpretations among
Palaeolithic archaeologists (e.g., Bettinger 1991, p. 147; Bender and Morris 1991, p.
9). One reason perhaps why the Palaeolithic is regarded as different, somehow apart
from the rest of archaeology. Ever since Lubbock named the period in 1865 we have
interpreted its data as human by supplying an ethnographic face (Murray 1987), but
rarely a text. We prefer instead interpretive arguments validated by a temporal
metaphor of controlled attrition to reveal the process of the past, whether that entails
dismembering a caribou or reducing flint from nodule to tool. In the Palaeolithic
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actions always speak louder than words.
But these interpretive arguments are unlikely to crack the problem of the origin of
meaning – if meaning can, indeed, be said to have an origin in the same way as
agriculture, urbanism or even modern humans. In these traditional archaeological
terms I do not think it can; but I find the question intriguing, like asking why Boucher
de Perthes was wrong about his sculptures. By asking it we are forced to examine our
frames of reference.
Messages and Contexts
I understand meaning as message + context. An interpretive archaeology needs to
examine both parts of the equation. The messages are the basis for the interpretation of
the past, although they remain obscure to us because they are specific to the past.
Moreover, the form and content of the messages are more likely to be exaptively than
adaptively derived; the product of selection by reason of their form rather than fit by
the selective design of history. As Gould and Vrba (1982, p. 13) comment, ‘most of
what the brain now does to enhance our survival lies in the domain of exaptation – and
does not allow us to make hypotheses about the selective paths of human history’.
It is this crucial distinction between exaptation and adaptation which makes the
task of prediction concerning the choice of message (their form and content) so
difficult, except in general terms. Cultural choices that involve how pots, flints,
textiles, houses, boats, headgear, paintings – whatever – will be elaborated remain
almost infinite. The messages may be comparable, but the means to express them can
be so widely divergent because they are co-opted from existing forms rather than
adaptively constrained. Hence historical circumstance is important in understanding
the form of the message and documenting how these change along cultural
trajectories. But this is hardly a route to explanation and interpretation. So we need to
appreciate that, although the forms messages can take are almost infinite, the
information systems of material culture are under selection. Variability within cultural
systems has to be understood in that light (Wobst 1977). Any attempt to examine the
origin of meaning therefore addresses a question in evolutionary time. The
interpretation of meaning is best-regarded as a problem on an ecological timescale
(Gamble 1991a).
By comparison, contexts can at least be generalised since the institutions which
define them are recurrent as is the power upon which they are reproduced. The
resources for this power involve interaction between people and their surroundings.
Such forces of interaction are never purely social or environmental but dynamic and
interactive (Hinde 1987, p. 27).
The second part of the equation, context, needs closer definition. It refers to
lifespace where meaning is both restored and recouped through actions by individuals,
groups and institutions. The messages conveyed through routines include
technological procedures, while ritual and performance constitute meaning as defined
above. Sacred and secular, the interest lies in the regional organisation of power.
At this spatial scale we must expect that meaning will vary enormously within a
thousand years let alone 10,000 or even 100,000. For many years it has been
commonplace to talk of the monotony of the Palaeolithic (the million years of
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boredom) with its unvaried material culture and colourless stone tools. It is now
increasingly common to discuss the diversity within the uniformity (S. L. Kuhn 1991,
Cundy 1991). We need to become interpreters of signs as well as observers of data,
appreciative of inner and outer meanings. To do this requires recognising other
properties in Palaeolithic artefacts.
Long-Term Aesthetics
The possibilities of alternative interpretation in the Palaeolithic can be illustrated
within the wider discourse on aesthetics. Grahame Clark provides a characteristically
elegant starting-point in his book Symbols of Excellence (1986) that examines the
cross-cultural recurrence of similar precious materials as expressions of status. His
question why this should be is a good one. He begins by listing the physical attributes:
‘Ivory attracts by reason of its smoothness and creamy colour, jade by its translucence,
hues and touch, gold by its untarnishable gleam, pearls by their orient and the most
precious stones by their fire’ (1986, p. 6). These are qualities of excellence according
to Clark (ibid., p. 12) where, ‘Regardless of social circumstances a concern for
excellence and a desire to recognize it through symbols embodying precious
substances, is widespread among our species’ (ibid., p. 106).
While disagreeing with his explanation, I am struck by the pan-cultural sweep of
his vision and the interpretive insights it might offer, if harnessed differently, to an
assessment of meaning in the past. Clark remains wedded to his own culture from
which he ponders the artistic marvels encompassed in its empire. The alternative
pursued by Morphy (1989) in his discussion of aesthetics is to look at the concept
from the periphery rather than the centre of such political relationships. He defines
aesthetics as how something appeals to the senses (ibid., p. 21). Using the art of the
Yolngu of Eastern Arnhem Land as an example, he shows how spiritual power is
expressed in their art through the quality of bir’yun, or brilliance. This is caught in the
shimmering quality of the art as well as being present in natural objects such as ochre
and stones. Blood forms a similar important source of spiritual power (ibid., Knight
1983, 1991). People can be made to shine, wangaar, by rubbing them with fat, ochre
and blood. Bark paintings shimmer like a Bridget Riley with their fine hatched lines
and basic colours. Bir’yun produces effects that humans find stimulating and
appealing. Brilliance, Morphy believes, is an effect that operates cross-culturally
(1989, p. 36). Good taste has nothing to do with it, as Gary Glitter and the Crown
Jewels both testify.
What catches the eye is aesthetic. If it expresses spiritual power, such meaning will
be context-based, the brilliant messages related to it. A T-shirt with Australian
aboriginal designs reflects brilliance, is definitely aesthetic but is not necessarily a
source of spiritual power. The power of ritual, as Morphy points out, is not an aesthetic
effect (ibid., p. 38). That possibility depends upon a belief in Ancestral beings.
Although, to be successful as theatre or performance, ritual requires the enhancement
of aesthetic qualities of natural and artifical objects brimming with brilliance.
Now down a rung on the ladder of inquiry to the technological procedure of
making a spear-point. Jones and White (1988) were privileged to observe this at a
sacred Yolngu quarry. These sparkling quartzite spear points are described by the word
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djukurr, which has an outside and an inside meaning. On the outside it refers to a
particularly important source of brilliance, animal fat, especially the shining fat around
the kidneys. The inside meaning of the word refers to power both ritual and actual
(ibid., p. 61). The power of these killing-points is spoken of as djukurr mirri (having
fat).
Many might dismiss this argument as just so many pretty pebbles on the beach, a
magpie model of aesthetics and power. Now, if this were a multimedia text, you could
click the movie button on your screen, activate a window to another context, and let
the Yolngu do the talking as they do in a Kim Mckenzie film, The Spear in the Stone
(1983, counter 5.12 to 6.52). The passage I would select to illustrate my argument
from this short film highlights both message (spear-points: brilliance: danger) and
context (quarry: regional power: death) that together provide me with an interpretation
of meaning in ecological time. The fact that this episode is ‘frozen’ on tape and can be
replayed, recycled, recut, reinterpreted emphasises the shape of meaning (B.
Molyneaux, pers. comm.).
The clip follows two traditional owners as they ‘rediscover’ their sacred quarry.
Such an exercise in memory deals with the reproductive power of stone and the power
of blood, and ends on a lighter note with one of the principals cutting himself while
knapping flint and joking to camera about his companions leaving a wounded man.
The Archaeological Challenge
While such films may be an enriching experience, supplying the missing text to
Lubbock’s ethnographic faces, they usually frustrate archaeologists rather than inform
them. Jones and White (1988, p. 85) talk of the ‘impoverished history’ that would be
available to any archaeological excavator of the quarry who lacked the insights of the
traditional owners. They mention (ibid.) extra hypotheses which could be tested with
the archaeology, but tantalisingly do not tell us what these might be.
The alternative, as Taçon (1991, Gamble 1991b) has shown for the stone tools of
Kakadu in Arnhem Land, is to stress different properties. Rather than measure the
points as Jones did as a good and honest observer, read the signs and see how they
glitter. Taçon proposes that changes in raw material were constrained not just by
provisioning and availability but by their variable brilliant properties that symbolise
alteration in regional power relations.
And why not? I would be one of the first to admit to the sterility of many
typological schemes for stone tools based on shape and edge. Brilliance can be
measured and changes in patterns of regional mobility or transfer documented through
sourcing raw materials. Variation in the local and global connotations of brilliance can
be compared. Their aesthetic appeal and its relation to sources of power underpins the
argument. If required, this appeal could no doubt be pinned down to cognitive and
psychological causes. The just-so stories of those like Bender (1985) who descry the
functional-technological school (Bender and Morris 1991, Mazel 1989) would now
have something other than subjectivity to elaborate their histories of hunters and
gatherers.
The key point is to locate the problem of meaning in regional terms. The glitter
factor by itself is probably a red herring, rather like the entoptic theory (Lewis-
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Williams 1991) for all cave art that originally came from the written ethnography of
the !San. Such simple universals explaining complex cultural phenomena usually
enjoy a brief following. No doubt the brilliance will also soon fade.
Its lasting interpretive value for archaeology would be to link the tools with other
aspects of the cultural landscape. The tools become the basis for recognising contexts.
As messages in the meaning equation they remain obscure and unpredictable. Instead
they signpost contexts where power was reproduced, their variable properties the basis
for future interpretation of the symbolic worlds of prehistoric peoples.
Conclusions, Wild and Dangerous
The origins of meaning will never be a research question like the origin of modern
humans. It provides instead a focus for reviewing our interpretive arguments. I have no
wish to set up a chase for the earliest shining stones such as the rock crystal tools from
Mousterian levels at Les Merveilles (McCurdy 1931) or the swirling multicoloured
jasper hand-axes from Fontmaure-en-Vellèches (Gruet 1976, p. 1092). Local examples
of Mousterian brilliance do not necessarily reflect Neanderthal meaning. That requires
an altogether wider study. The origin of meaning, if it exists, is an exaptive process,
one of those evolutionary ‘opportunities’ on a par with the meteoric demise of the
dinosaurs. Stone tools, as The Spear in the Stone shows, continue to do what they have
always done since first used some 2.5 million years ago – assist hominids to survive
and at some point to interpret existence. In ecological time that must be about 900
million days of selection at an ecological, immediate, timescale. During all that time
the routines of existence were repeated as we repeat them today. The stone tools
assisted and were available for co-option as elements to change the shape of meaning.
They were a resource for exaptation and hence the elaboration of cultural and social
life. But there was no requirement that they should be so co-opted, just as there is no
requirement or necessity that the stones which forest chimps use to crack open nuts
will be exapted to interpret existence and so provide more than just assistance.
Such a conclusion is at variance with Hodder’s recent suggestion (1990, p. 283)
that at the beginning of the European Palaeolithic there is a contradiction ‘between the
ordered world of social representation and the physical violent world of the non-
social’. Following such initial conditions all that happens during the European
Palaeolithic is an extension of a single idea, ‘The prestige of the cultural, its value,
depends on the presence of an opposite – the danger of the wild. Thus at the centre of
the cultural is an absence. The handaxe both celebrates and excludes the wild’ (ibid., p.
284). Know the noble savage by his footprints in the forests of time, seems to be the
conclusion. The long-term extension of an idea, subject to a form of multiplier effect,
leaves me wondering what remains to be explained in the long corridors of the
Palaeolithic. Is ‘enough time’ sufficient explanation for the idea to grow to full
expression? If it is, then the origin of meaning in Hodder’s sketch can be found in the
words of the song ‘You’re everywhere and nowhere, baby, that’s where you’re at’. The
problem will remain unresolvable because the questions of evolutionary time have
been elided with the experience of ecological existence. History has been abandoned
in preference to assertion. The spectre of Boucher de Perthes returns to haunt us by
casting doubts on what we think we know and how we know it. While it is good to
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have interpretations challenged, it is unhelpful if the alternative concludes there is
essentially nothing to explain in a historical discipline because no changes occurred.
The examination of the origin of meaning requires more than hindsight and assertion.
Once there is meaning, who, indeed, would abandon a wounded man?
Acknowledgements
Financial assistance towards the preparation and research for this paper was
generously provided by the Sir Robert Menzies Centre for Australian Studies and the
British Academy. I would like to thank Alexandra Alexandri for editorial
encouragement.
Note
1 For a discussion of the theoretical power of images in the visual language of archaeology, see Gamble 1992.
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Part 3
Interpretation, writing and presenting the past
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Chapter 12
Interpretation, writing and presenting the past
John Carman
This subject-matter is one on which most participants at most conferences (rightly or
wrongly) feel qualified to comment. Whereas in a discussion of ‘origins’ participants
may feel alienated by the intrusion of non-archaeological specialisms (primatology,
cognitive development), here they encounter an aspect of contemporary modern
culture – the social context in which we all work and live day-by-day – that of ‘the
heritage’.
This ‘heritage’ word is a dangerous one: it is one of those that most people think
they understand, but rarely take the trouble to define. Accordingly, some of us are
fighting the battle to ban the ‘H-word’ from use. The ‘H-word’ should be banned
because the field of ‘heritage’ is strange and wide. At one level, the central issue is that
of the values to be placed on archaeological material. Key questions concern the rather
ambiguous nature of ancient material existing as objects in the contemporary world,
raising issues concerning the nature of (post)modernity, why the past is considered
important, and how specifically archaeological material can be distinguished (if it can)
from other phenomena – art, antiques, the everyday. This extends into the area of the
presentation of the past by way of the processes by which the thing is transformed into
language, the medium of communication – and how this affects the object itself and
the audience to which the words are addressed. Connected to this is a close concern
with the immediacy of the object – its capacity to engender an emotional response in
the viewer, the physicality of the object, the art in artefact. At the same time, there is
the problem of the otherness of the past and its objects (Lowenthal 1985) – as well as
its simple difference from modern objects, and all the issues surrounding
commodification (Appadurai, ed., 1986) and alienation (Stewart 1984). The problem
with this level is that – while very interesting – it inevitably leads away from an
attempt to consider the audience for archaeology (our ‘public’, our ‘clients’, our
readers) and into territory better-served under other rubrics – philosophy, the nature of
history, the interpretation of material culture itself.
At another level, ‘heritage’ encompasses a concern with the production and
consumption of archaeological knowledge – a direct concern with our audience. Since
archaeological knowledge is contained in works that are written, then ‘writing’ is a
convenient and apt metaphor for all kinds of dissemination: books, journals,
conference papers, museum displays, television and radio programmes, guided tours.
All of these are forms of ‘writing’ which need to be ‘read’ by an audience. Reflecting,
as it does, the concerns of so-called ‘interpretive anthropology’, this approach opens
up many avenues to thought.
A key text – and one that conveniently raises all the relevant issues – is James
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Clifford’s introduction to Writing Culture (Clifford 1986). Clifford’s argument starts
with the recognition that the act of writing is central to ethnography as a discipline,
itself a historically constituted framework for organising knowledge in the modern
world. If we are now entering a postmodern world, in which the institutions of
modernity (those that have dominated since the later nineteenth century) are
unravelling – as some have argued (and Kevin Walsh agrees: see below and Walsh
1992) – then the concept of ‘Man’ as a focus for study is also unravelling (Clifford
1986, p. 4; cf. Foucault 1970), which raises the question of the nature of any academic
discipline which studies human society. If, as Clifford goes on to argue, ethnographic
writing is determined by its context, by established forms of rhetoric, by its
institutional framework, by relations of power, and by historical contingency (Clifford
1986, p. 6), then the same must be true of other disciplines, including archaeology. The
consequence is that ethnographic truths – and archaeological ones – are ‘inherently
partial – committed and incomplete’ (ibid., p. 7). In other words, ‘power and history
work through [texts] in ways their authors cannot fully control’ (ibid., p. 7). If ‘the
writing and reading of ethnography [and archaeology] are overdetermined by forces
ultimately beyond the control of either an author or an interpretive community [the
readers, then] [t]hese contingencies – of language, of rhetoric, of power, and history –
must now be openly confronted’ (ibid., p. 25). However, ‘an interest in the discursive
aspects of cultural representation draws attention not to the interpretation of cultural
“texts” but to their relations of production’. This raises questions pertinent to all forms
of the production of knowledge: ‘who speaks? who writes? when and where? with or
to whom? under what institutional and historical constraints?’ (ibid., p. 13). It also
opens the way to new forms of writing, as is happening in ethnography and in
archaeology.
This necessary focus on producers versus consumers opens up the question of
other kinds of dispute. Who does, after all, own the past? Indeed, is there a (single)
past, or are we faced with multiple pasts that vie for attention from different
communities? If this is the case, then how do we cope with competing claims
concerning objects and sites of archaeological concern, claims that deny the validity of
an archaeological approach? If the archaeologist is only one voice among many, then
can any preferential position be claimed? Ultimately, the issue is one of the place of
archaeology, and the archaeologist, in society. It is one of the purpose and value of the
past and its study – not a priori but deriving from a consideration of archaeological
practice.
Of course, all practice is historically situated and it is in part a concern for the
historical trajectory of a discipline that gives rise to the possibility of new modes of
practice. This concern with a historical understanding of our own practices is reflected
in much recent literature. It is fairly obvious in the case of Hudson (1987) (a history of
museums which have influenced museum design, now nicely complemented by Eilean
Hooper-Greenhill’s (1992) study of museum history from a Foucauldian perspective
and in the historically orientated contributions in Pearce (ed., 1989). Specifically as it
affects archaeology, the historical perspective particularly informs Barrett et al. (1991)
since part of this project was based on efforts to reinterpret Pitt-Rivers’s nineteenth-
century work in Cranborne Chase in building a new approach to the study of British
prehistory.
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This interest in how we reached our present situation (soon to be the subject of an
encyclopaedia no less: Murray, forthcoming) is combined with a particular concern for
audiences, especially in museum studies (Lumley, ed., 1988, Pearce, ed., 1989, Vergo
1990). Out of this combination is derived an imperative to be explicit about one’s own
approach to archaeology, particularly clearly displayed by Hodder (1990), Shanks
(1992a) and Tilley (1991), and in attempts to express the meanings things have for
communities other than white, male middle-class professional archaeologists (Spector
1991).
Audiences and Communities
The issue of audiences is reflected in all the papers presented in this section. Fowler
exposes the failure of the archaeological community to contribute to an understanding
of the phenomenon of the countryside – a point emphasised from a different angle by
Greeves (1989). Leone et al. and Walsh each display a keen concern for the impact of
their work on those to whom it is shown and a willingness to interact with their
audience. Leone et al.’s use of oral history as a way of making contact between
communities and archaeologists is instructive, reflected elsewhere by Mbunwe-
Samba’s (1989) identification of its value in an African context and McDonald et al.’s
(1991) combination of oral tradition and archaeology as a ‘tool of resistance’ against
military myth-making in North America. Against this, however, can be offset Walsh’s
perhaps too sanguine acceptance of the value of the interactive video: in particular, its
encouragement of passivity in the viewer (surely one of the faults of postmodern
‘heritage’?), and the recognition that, however carefully created, all paths through the
system are ultimately dictated by its structure; no system can be created that allows
completely random and user-controlled access to its contents. Lowenthal’s focus on
the use of rhetoric in disputes of ownership perhaps gives the lie to the suggestion that
archaeologists do not listen to others: in some respects, at least, they may listen too
much to their own (and others’) propaganda!
A direct concern with audiences opens up the wider issue of the place of the
student of culture in society. Chippindale (as communicated in the Peterhouse
conference) argues for the supremacy of the archaeological approach to studies of
Stonehenge – thus freeing the archaeologist from outside entanglements. By contrast,
Fowler, Leone et al. and Walsh advocate a direct involvement of the archaeologist
with other communities. Fowler urges us to contribute to a particular literary genre.
Walsh, more committed, argues for the creation of particular kinds of community
through the use of the museum display and challenges those who dispute its
legitimacy. His is a direct political concern which denies archaeology any pretence to
neutrality. Similarly, Byrne (1991) recognises that the apparent aims of the field of
‘archaeological heritage management’ to serve the world community mask the
imposition on that community of narrowly Western concepts and values.
The suggestion that practitioners of archaeology have ever been politically neutral
in their work is undermined by a review of the history of the discipline. As Bradley
(1983) has pointed out, a main aim of Pitt-Rivers’s work was to teach the
unnaturalness of revolution. Similarly, in the final chapter of Prehistoric Times, John
Lubbock (1900 [1865]) preached a clear political message. At the same time, he, Pitt
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Rivers and others were conducting fierce political campaigns within a number of
learned societies (Chapman 1989, Stocking 1987). Thus, for Walsh to call for the
creation of a specific kind of community in line with a particular political agenda is
not new for archaeology. Nor should we find Leone et al.’s recognition that
‘presentations of history are politically powerful’ strange or dangerous.
There is, of course, the distinction to be made between (real) history and (false)
heritage. Walsh argues against the ‘denial of historical process in heritage’, and
Lowenthal exposes the close relationship between the use of powerful but deceiving
rhetoric in ‘heritage disputes’. Hewison (1987) equates ‘heritage’ with a nostalgic wish
for a past-that-never-was in a period of economic and political decline, and Wright
(1985) with Thatcherism. We are now forced to recognise that the bulk of ‘ancient’
European traditions date from no earlier than about 1870 (Cannadine 1983,
Hobsbawm and Ranger, eds, 1983, Colls and Dodd, eds, 1986), raising doubts about
the ‘authenticity’ of much we hold dear; nevertheless, we must recognise the
problematic nature of ‘authenticity’ itself (Stewart 1984, Clifford 1988, p. 224; Shanks
1992a, pt 3, passim). For Ashworth and Tunbridge (1990, p. 25), ‘heritage’ is the word
that links ‘preservation of the past for its intrinsic value and as a resource for a modern
community or commercial activity’. Accordingly, the field of archaeological heritage
management concerns all things from the past and their role in the present (Lipe 1984,
Cleere 1989, Carman 1991).
The idea of community, in one form or another, is present in all the papers. This
provides a link with the context in which they were presented, since any conference is
really about social cohesion – building and consolidating a community. Academics are
a notoriously individualistic crowd, not least because once formal academic training
has been completed (all the theses written and submitted, all the requisite degrees
collected) one is on one’s own to create new research projects. This makes
community-building quite difficult, and we all have to work very hard at doing it. This
is where conferences come in. At the conference, we seek out those who are like-
minded and seek to avoid those who are not. In so doing, we need tools to help us, and
these can conveniently be found in disciplinary shorthand – ‘weasel expressions’
disguising themselves often as Keywords. A Keyword is a crucial one in
understanding a text, written or spoken. A ‘weasel expression’ is usually also a
keyword – used not to clarify but as a well-worn cliché no one bothers to examine any
more, a form of in-group cipher, the purpose of which is to bind the group more
closely while excluding non-members; the trick is to find a term that no outsider dares
admit they do not understand clearly.
It is here, in the discourse of weasel expressions, that many of the issues of this
section of the book combine – inclusion and exclusion, authority, the personal
anecdote masquerading as general principle, the nature of the ‘discipline’, the politics
of discourse. And the chief principle of community-building (a point that Kevin Walsh
seems to forget in his concern for their creation) is always that, while some people are
chosen to be included, others have to be excluded. Community-manufacture involves
three simultaneous processes on the part of those involved: the construction of
networks of contacts in which one strives to be placed at or near the centre; the
construction of intergroup boundaries, so placed as to ensure one’s inclusion at the
expense of the exclusion of others; and the manipulation of resources to ensure non-
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exclusion from the network and the appropriate positioning of boundaries (M.
Thompson 1982, pp. 38–41).
Divisions are manifest throughout this section. On the one hand, archaeologists –
experts in the past – are to be distinguished from others who are relegated to the status
of ‘the public’. On the other hand, Peter Fowler pointed out (in conference discussion)
that ‘the Public’ does not exist – instead there are many ‘publics’. Archaeologists from
outside the English-speaking world legitimately criticised (in conference discussion)
the exclusive concentration on the condition of Anglo-American archaeology, which
raises questions of national styles of archaeology, nationalist archaeology, and cultural
imperialism. As David Lowenthal put it, answering the suggestion that in re-creating
the past we merely think ourselves into it, ‘isn’t the crucial point that we lie back and
think of England’?
Another criticism may be raised that this section and others in this book do not
explicitly consider ‘the social’ as a category of archaeological reconstructions of the
past: discussion about the character of social practice or behaviour and its relations
with material culture is not as prominent in this book as it has been in many other
volumes concerned with the character of archaeology. But this charge is misplaced:
instead of being ignored, the social was being acted out. Those British prehistorians
who, with others, may voice such a criticism (personal communication) are perhaps
seeking to distance themselves from both processualist approaches and the creation of
a perceived unitary interpretive archaeology which focuses less, in their eyes, upon
issues of social practice and agency in the past. Differences are thus established within
the discipline and community of archaeologists. Overarching these differences within
and between archaeologists and others were divisions between ‘heritage’ and ‘real’
history, to which only professionals hold the key; and between the past and the
present.
The relationships between these phenomena are relations of power. As M.
Thompson (1982, p. 41) comments, ‘manipulation is power made manifest’ –
something akin to Foucault’s notion of power as something that permeates all through
society and creates possibilities as well as acting as a coercive force (Foucault 1977).
Archaeologists control their writings and thus the flow of archaeological information
and knowledge to others. Archaeologists, however, work in the present. Thus both –
archaeologists and the nature of the present – overwhelm the past with their concerns.
The question of the past’s resistance to this overpowering is one which can be found
discussed elsewhere in this volume.
The concerns of this section resolve themselves into three, roughly corresponding
to Thompson’s community-building processes (M. Thompson 1982). In the realms of
discourse, language and writing are communicated and created networks of contacts.
In setting up divisions (between archaeologists and public, the past and the present,
‘heritage’ and ‘real’ history, the West and the Rest) are built and strengthened the
boundaries that exclude and render silent. In the claims of authority and knowledge, in
the exercise of power, are positioned agents or actors in the community of
archaeologists.
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Chapter 13
Writing on the countryside
Peter J. Fowler
Even the titular phrase involves a positivist concept: ‘the’ countryside? Who says that
such exists?
Even more to the point is the commonplace that everybody perceives something
different when they raise their eyes unto the hills or just look out of a train window at
the passing scene. The word ‘countryside’, partly as a consequence but not necessarily
so, is also ambiguous, meaning for some merely the boring bits between railway
stations, for others the habitat of wildlife, for others a place of aesthetic satisfaction,
even stimulation, and for yet others, who have not been blessed or hamstrung by the
concept of countryside, nothing. This chapter can mean little to an Eskimo; yet the
essential prosaicness of its approach would suggest to a Tibetan monk or Australian
Aboriginal that this writer, writing on his countryside, has rather missed the point.
The paradox, however, is that, in the Western world especially, ‘Interpretation’ of
the countryside is not only all around us but is also practised daily by a growing band
of professionals paid to be countryside interpreters. This they do by writing on it, in
several ways (Lunn 1988, Uzzell 1989). Archaeologists do it, too, walking across it,
surveying it, flying over it, digging into it, and then writing on it in the sense of
writing about it (Renfrew and Bahn 1991). Meanwhile, the long tradition of rural
prose writers continues, and poets and composers, painters and, now, landscape artists
and photographers, are as avid as ever for their countryside inspiration, each one
seeking his or her singular interpretation (e.g, Blythe 1972, D. Thompson, ed., 1980,
Arlott 1988, for writers and poets; for an inspirational archaeological perspective of
landscape, see Hawkes 1978, of landscape artists Richard Long and Andy
Goldsworthy, see Fowler 1992, pp. 69–70; and for photographers see Godwin 1990
and Fowler and Sharp 1990). While they do so, a Landsat camera zooms invisibly
overhead, providing a totally different view interpreted by scientists seeking rather
different sorts of meaning.
Despite my diluting positivism with the truism of relativism, an identifiable topic
neverthless exists out there, even if only in the sense that people have written on it,
literally as well as in literature. Perhaps that points the way towards a definition of
‘countryside’: not as something that may or may not physically exist but as a
perception that is always interpreted differentially, both visually and also in terms of
the ‘values’ it carries or represents (Jellicoe 1975, Appleton 1986). The ‘meaning’ of
countryside is therefore relative, the conceptions of it expressed by the products of art
and science and the preconceptions people bring to it as a result. Farmers’ and
foresters’ views would not fit in with that and they are various, too, but archaeological
interpretations would, for they are very much the products of art, science and
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preconceptions. ‘Preconceptions’, perhaps, above all, for in essence there has been but
one conceptual advance, and that only partial, in archaeological interpretation of the
countryside since Camden, Aubrey and Stukeley took to the field 300–400 years ago
(Ashbee 1972).
These three sought sites but were well aware of the possibility of spatial, temporal
and cultural relationships between them; Stukeley, indeed, specifically sought them
out in a very modern way even if his interpretive archaeology, his model, has not
subsequently been substantiated (Ucko et al. 1991). The advance on Stukeley,
reflected methodologically by such as air photography and systematic field-walking,
has led via O. G. S. Crawford (1953) and ‘field archaeology’ and W. G. Hoskins
(1955) and his ‘man-made landscape’ to the like of ‘landscape archaeology’, the
‘historic landscape’, ‘total archaeology’ and ‘cultural landscapes’ (e.g., Fowler, ed.,
1972, Aston and Rowley 1974, Baker 1983, Aston 1985, Birks et al., eds, 1988) . All
such jargon phrases express the concept that cultural relationship through time and in
space is now overt in the seeking, rather than merely a rather surprising result
sometimes. Sites in the countryside, in other words, have been contextualised; or,
conversely, the countryside is conceptualised as being a whole, not merely containing
a lot of potentially related sites but as the matrix within which past life has been
enacted and the consequential residues now exist.
This holistic approach to the concept of an entity contrasts nicely with the
deconstruction in our own time, respectively physically and intellectually, of so much
of both the fabric of the countryside as it is and of the artistic output inspired by it,
including, presumably, writing about it as perceived. Yet it was barely twenty years
ago that one of the few serious book-length studies of the subject – that is, the writing,
not the countryside – began with the statement ‘Rural writing is a curiously neglected
topic’ (Keith 1974, p. ix).
Keith continued: ‘. . . no scholarly attempt has been made to consider the literature
of the countryside as a definable and legitimate field of study’ though, as he
acknowledged (p. x), Williams (1973) was about to do so, and his own self-imposed
limitation to non-fiction reduced the validity of his consideration of a possible ‘rural
tradition’. Presumably most archaeological writing would nevertheless fall within his
scope, at least in intent, though the nearest he came to an archaeologically aware
writer was H. J. Massingham (of, inter alia, Downland Man, 1926, The Heritage of
Man, 1927, and a regional study, The Southern Marches, 1952). Massingham, of
course, did not, and still does not, command any academic reputation, perhaps because
in no sense was he an original scholar, perhaps because in his early years he attached
himself to the Eliot Smith school of ‘diffusionist’ cultural anthropology. Nevertheless,
it is worth remarking on three aspects of his voluminous writing on the countryside
because they are central to present archaeological concerns.
First, in Keith’s words (p. 236), ‘In travelling widely over southern . . . England to
visit prehistoric barrows and encampments . . . [he] came to appreciate the historical
complexity of the local regions . . . the continuity of local culture and tradition, the
fidelity of the ancient builders to the aesthetic features of the regions in which they
settled, all these things gradually coalesced into a discernible pattern . . .’.
Second, an early prophet of modern urban disillusionment and what we would now
call ‘green thinking’, Massingham himself wrote: ‘. . . I do not really care for
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landscape which is without sign of any co-operation between Nature and Man’ (in
Shepherd’s Country, 1938, quoted by Keith 1974, p. 238). He was, as Keith
commented on the same page, ‘well aware of the extent to which an apparently
“natural” landscape is in fact man-made’ – this a world war and half a generation
before Hoskins. It is a lesson which, a full generation and more post-Hoskins, is still
being learned, as the recent conversion of the Countryside Commission well illustrates
(see further discussion below).
Third, in his book called simply Country (1934, quoted by Keith 1974, p. 240),
Massingham deplored ‘a purely ornamental past which has ceased to be in living
contact with the present’ – a sentiment echoed in many a criticism of the 1980s
‘heritage industry’ (Wright 1985, Hewison 1987). Writing of the restoration of
Tretower Manor in The Southern Marches (1952, pp. 96–7), for example, Massingham
remarked that what he ‘should like to see is the ancient manor restored not only to the
appearance of its old self but to the reality of usage by relating it once more to the
agricultural life of this fertile region’ (quoted by Keith 1974, p. 240). The detail, of
course, relates to an issue basic to the preservation movement or, as archaeologists
grandly call it, cultural resource management, and, beyond that, to numerous soft-
centred activities within the contemporary heritage field such as the travesty of
countryside interpretation that blooms in the guise of so much so-called ‘living
history’.
In the Massingham œuvre, therefore, the writing on the countryside of a popular
mid-twentieth-century author echoes the values of his early-nineteenth-century
predecessor William Cobbett (1967, Sambrook 1973). Both were radical and deeply
conservative. We nevertheless find in Massingham three of the main precepts of
contemporary archaeological academic thinking about the countryside: cultural
relationships expressed spatially; the anthropogenic nature of much landscape; and
concern about the very nature of conservation. Yet do Massingham, Cobbett or the
other non-fiction countryside writers discussed by Keith anywhere appear on an
archaeological reading-list? Given the inevitable answer, one can but remark that
more’s the pity.
The reason for saying so, anticipation of contemporary concerns apart, is that the
countryside is quite unavoidably the subject of the bulk of premodern archaeology;
and more wisdom about and understanding of it resides in the writings of Gilbert
White (1977), Sturt (1922) and, more recently, George Ewart Evans (1969, for
example) than in many an academic report about rural archaeological sites. The two
genres are, however, complementary, for archaeology can, of course, decipher much of
which even the non-fiction prose-writing country-dweller was unaware; but, while
these two sorts of writing on the countryside are not mutually exclusive in principle,
they are in practice, if archaeological thinking, however intellectually sharp and
informed by high-tech in trying to understand the countryside, looks only at material
culture and palaeo-environment without absorbing the readily available firsthand
evidence of what it was actually like to live in preindustrial rural communities.
Cottagers, for example, were not quite so preoccupied with the rim-forms of their pots
as archaeologists; and, while the latter through such studies can reveal several facets of
the rural life of the time unknown to those who lived it, to leave it at that without
considering, for example, the number of pigs a cottager kept in the back-garden
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(reflecting Flora Thompson 1973) or, say, what his contribution was to the communal
plough-team, is to produce a somewhat idiosyncratic, almost wilfully perverse, sort of
writing about the countryside. This is not an argument for bucolic nostalgia or rustic
wistfulness, just for a more rounded written ‘historic reality’ – that is, interpretation.
It is the latter, not the former, sort of writing which characterises the work of Estyn
Evans (1973, for example), Fenton (1985, for example) and Jenkins (1976). They
listened as well as observed, respectively in Ireland, Scotland and Wales. Ewart Evans
(1965, for example) is their nearest contemporary equivalent in England; he was just
able to touch the oral tradition extant at the end of the horse-dominated country life of
East Anglia before 1914. The obvious archaeological objections can be made that his
record is both localised, and therefore suspect as a basis for generalisation, and of such
recent times that its validity for the medieval period never mind prehistory is highly
questionable.
At least two other major objections can be made to the general line of argument
above. The archaeologist is a specialist, runs one of them, an original researcher,
moreover, producing primary evidence. His or her role is to make a contribution, small
perhaps but hopefully significant, to a team effort from which the data, the ‘results’,
emerge. Somebody writes a conclusion; possibly somebody else then uses the
conclusions in a synthesis; at which point an aspect of the original work becomes
generally accessible and potentially, particularly if a popular writer like Massingham
launders it, part of general knowledge. If such is the process, then the role of the
archaeologist is very minor; and it is not one that this author accepts, either personally
or for his subject and profession. Yet where are the significant writings on the
countryside by archaeologists? And by ‘significant’ here I have to mean not just
academically original, or merely well informed, but also works whose message has
been assimilated by a wider, non-archaeological audience to the extent of affecting
individuals’ perceptions. In my experience, much of it spent on countryside affairs
outside archaeological circles, no books about the countryside by archaeologists fall
into that category.
My evidence is only anecdotal and personal but, as I work with a fairly wide range
of land-based professionals such as estate managers, land agents, foresters, farmers,
and various experts concerned with Town and Country Planning, road design and
conservation and heritage matters, the work of one man, Dr Oliver Rackham,
constantly crops up. He has certainly succeeded in putting his message across; his
research, teaching and writing about trees and woodland, including, interestingly, the
potential historicity of both (1986, 1990), are now axiomatic in countryside affairs.
There is no archaeological equivalent. If any one person is mentioned, it is Hoskins,
and irritatingly Hoskins 1955, not Taylor’s 1988 modernisation of it. In the case of
both Rackham and Hoskins, my impression is that their television programmes have
been significant in a general sense in conveying their message, though, at least for the
professionals, the existence of their books and papers as back-up to the images is
crucial.
(While on the subject of television, since I have probably been involved in as
many programmes about the English countryside as any archaeologist, I should
perhaps say that my impression is that, educationally, their impact has been minimal
but that, perhaps significantly, the ones that ‘got through’ were the general interest
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series ‘In Deepest Britain’, where I was one of a group walking through and talking
about particular landscapes from several points of view, and various programmes on a
range of topics in regional series produced from Bristol and subsequently repeated
nationally. Avoid didacticism and, engaging interest with the local, move from the
particular to the general, seem to be the lessons. Looking at the writings of Gilbert
White and Ewart Evans, one can but reflect that, in using the late twentieth century’s
moving-image equivalent of traditional writing on the countryside, plus ça change.)
In the contemporary professional milieu referred to above, however, the
archaeological message about the countryside has now been taken. By that I mean not
just the fact that archaeological sites are extremely numerous and are likely to occur in
any given tract of landscape but the proposition that much of the landscape is in fact
man-made or at least man-influenced. This proposition, unlike the Rackham
perception of woodland (1990), may not be associated with any one archaeologist’s
name, though in a list dominated by non-archaeologists, Taylor (1988), Taylor and
Muir (1983), Muir (e.g, 1985, 1989a, 1989b), Darvill (1987a) and Jones (1986) have
doubtless all contributed through their synthetic, at least semi-popular writing, to a
communal effort which has brought about a paradigmatic shift in at least professional
perceptions of the countryside. Darvill 1987b helped crystallise these perceptions.
That shift has recently been expressed, for example, by such countryside-managing
but non-archaeological bodies as the Forestry Commission (Yarnell 1992), the
National Trust (1992) and the Countryside Commission. It was the Director of the last,
no less, who wrote: ‘we are increasingly involved in protecting and interpreting the
historic elements in the landscape of this long-settled country. From drystone walls to
camping barns, from hillforts to inland waterways, our programmes have enabled
many historic features to be protected and to find new life ... we can now put money
into agreements with farmers to protect and restore historic landscapes, meadows and
old pastures and orchards. These achievements . . . reflect the intimate link between
different elements in the landscape . . .’ (Dower 1992). Shades of Massingham fifty
years later but none the less welcome and clearly indicating that now, more often than
not in places where it matters, there exists at least some grasp of a holistic concept of
rural landscape including the time/cultural dimension.
I certainly find that, at the practical level, it is now usually accepted as one of the
‘givens’ in landscape considerations, along with other well-established factors like
floral interest, rights of way and rental values. The questions tend to be not whether
archaeology exists or matters but rather what we do about it: e.g., change the estate
management policy, reshape the proposed tree-planting, or adjust the road alignment
(Fowler 1992, chs 7 and 8). Not every battle has been won, as is sadly illustrated, for
example, by a recent and otherwise excellent report on countryside conservation in
Northern Ireland (Milton 1990, who writes of a countryside which apparently has no
historic dimension – oh! Estyn Evans and Dudley Waterman long ago); but that a sea-
change has occurred compared to the indifference and antagonism of just twenty years
ago is clearly evidenced. Curious writings on the countryside like the relevant parts of
County Council Structure Plans and the Department of the Environment’s Policy
Planning Guidelines no. 16 (November 1990) exemplify that. Perhaps all our own
writings on the countryside have not, after all, been in vain; though it was a journalist
(or headline-writer?) who used what is surely the best phrase for, not the writing but
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the countryside itself: ‘our oldest asset’ (Halsall 1992).
The absorption of this archaeological dimension, the rural historic environment,
into landscape concerns has led to the development of a new type of writing about the
countryside, a type familiar to those involved with Planning Authorities in particular
but currently reaching its apogee, not necessarily to the adornment of English
literature, in Environmental Statements and Environmental Impact Assessments. By
their very nature, references are difficult to give since, in the first instance anyway,
such are prepared privately for the would-be developer and technically only become
available to others at some later stage in the planning process such as a Public Inquiry.
While some may concentrate on the archaeology for practical reasons, others ignore it;
while, in between, the historic dimension of the rural area in question is likely to be
described, assessed for significance, and made the subject of proposed mitigation
including enhancement (for example) included in some form of public amenity such as
a country trail subsequent to the development (Ralston and Thomas forthcoming).
Whatever the requirement, the point here is not only that a considerable amount of
archaeological work in the countryside is, quite suddenly, being funded for such
purposes but that its written product is having to be cast in a format and expressed in a
prose which owe everything to bureaucratic processes rather than to the work of, say,
Ronald Blythe (1982, for example) as a contemporary exponent of the literary
tradition of writing about the countryside.
Clearly different sorts of ‘countryside’ are perceived to exist (Coones 1985,
Cosgrove and Daniels, eds, 1988); it is equally clear that several different sorts of
‘writing’ about them exist, too. Archaeological writing about archaeological
countryside is only a small part of a complex, and is by no means central to it. A
morphology of writing on the countryside – and, like Keith (1974), we must confine
ourselves to non-fiction – can identify at least nine types:
1 The good, well-informed ‘countryman’ writing in book form, exemplified by
Collis (1975), Geoffrey Grigson (1984, for example), Paul Jennings (1968, for
example) and Henry Tegner (1970, for example) until recently, and by A. G. Street
(1932, for example) a generation or two ago. Blythe (1982, for example) continues
that tradition, as do two modern classics, both dealing with fundamental change in the
countryside on the boundary between first-class local history and traditional country
writing (Reeves 1980, Tindall 1980). Some of the articles carried in ‘quality’
periodical journalism such as Country Life, The Countryman and the Weekend
Telegraph continue this peculiarly English tradition of high-class writing on the
countryside. Contemporary individuals working in this genre would include Clive
Aslett and R. W. F. Poole who, whatever their viewpoints, do at least know what they
are writing about; and, collectively, the writers of the Guardian’s Country Diary
(though whether any could sustain a book-length treatment in like vein is uncertain).
In truth, however, it is difficult to discern the contemporary White or Cobbett; and
their function, serious description of what is happening in the countryside during their
lifetime, may well now have passed to popularising academics in category 3 (below).
2 Really a subclass of 1 and often attempting to look like the real thing, is a large
quantity of an inferior sort of writing, characteristically journalism, in numerous
country-type magazines at national, county and local level. Unoriginal, cliche-ridden
and often dangerously sentimental, such need not detain us, though its existence is
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significant in considering, if not the writing about, then perceptions of the countryside.
The sentimental nostalgic strain in such writing carries over into avowedly literary and
quite sincere writing of the sort, often all soft-focus photographs and expressions of
personal ‘meanings’, characteristic not only of many commercial books about the
countryside but also of some serious publications, for example CPRE 1987. Their
good intentions and objectives nothwithstanding, such seemingly perpetuate a rose-
tinted view which is out of step not just with rural reality but also with informed
concern about it; so they fall here with such magazines as Country Living, Country
Homes and Interiors and Heritage (see Hewison 1987, pp. 77–9; a classic of this
subclass, ‘A gentle tale of village folk’, occupied the front page of the Weekend Times,
29 August 1992).
3 Scientific, academic writing about the countryside is now a large category
embracing journal papers, conference proceedings, symposia, books and edited
collections ranging in topic from ard to zymosis. Archaeology, but a small part of a
voluminous literature, fits in here together with all the other ‘-ologies’ such as geology,
geomorphology and zoology, and ‘non-ologies’ like history, botany and geography.
The crucial qualities of this class of writing include being backed or even prompted by
original research and being authored by scientists/academics. Thus, Mingay (ed.,
1981), about the countryside in one period, and Costen (1992), as a modern local
history using a lot of archaeology and a landscape approach to a particular
countryside, are good examples; while, for the archaeological component of this class,
the Coleses’ (1986) Sweet Track and C. Thomas’s (1985) Drowned Landscape, for
example, would be included as works of synthesis arising from detailed scientific
investigation, despite their overt (and successfully achieved) aim of haute
popularisation. Similarly, two other outstanding archaeologists’ books, Morris (1989)
and Hodges (1991), and Newby’s several rural sociological books (e.g., 1988, for
example) would come in here. On the other hand, for example, Clive Ponting’s (1991)
well-written and interesting but unoriginal study is excluded (not least because it very
much echoes Haines 1973 and, on the global scale, Seymour and Girardet 1988).
4 The overtly educational writings follow: not necessarily written by the
academics whose work is used, the material being recast specifically for educational
purposes as textbooks on a subject or course-books for a particular syllabus. Jones
(1986) exemplifies the former, though, since he synthesises a great deal of work
including his own original research, another textbook written by non-academics can
also be quoted (Lane 1992); the Countryside Commission books to go with an Open
University course on ‘The Changing Countryside’ provide an obvious example of a
course-book (Blunden and Curry, eds, 1985; Blunden and Turner 1985; Rogers et al.
1985).
5 Professional interpretive writing on the countryside must now justify a category
of its own, its media ranging from the conventional booklet and pamphlet through
interpretation panels on-site and along the trail to brief written instructions and
explanations, literally, on the countryside. It is the motivation rather than the media,
however, which characterises the output: by definition it is well intentioned, altruistic,
informative and seemingly interpretively neutral, though in practice it has to be
selective and therefore cannot convey other than chosen messages.
6 Tourist literature of the sort put out by Tourist Boards and Local Authorities (see
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Fowler 1992, ch. 10).
7 The next category, more overtly propagandist writing to argue a cause about the
countryside rather than the (supposed) merits of a particular part of it, might be
thought to be a recent phenomenon, but in fact its origins lie in the early stages of the
rural literary tradition. Aubrey (Fowler, ed., 1972, p. 96; Hunter 1975, p. 166) and
Cobbett (1967, Sambrook 1973) were both protesters about the changes they saw
happening to their countrysides; contemporary writers like Christian (1977) and
Shoard (1980, 1987) are themselves within a tradition. Archaeology has played a role
in it, too, perhaps one of its more significant contributions to writing on the
countryside. Lubbock (for example, in the preface to Kains-Jackson 1880), among
others, encapsulated a considerable amount of liberal concern about a component of
the countryside which, after years of failure, finally brought about the first Ancient
Monuments Act in 1882, the first English legislation directly affecting landowners’
property rights in the cause of what we would now call conservation; and Crawford
frequently protested about what was happening to archaeology in the countryside in
his Antiquity editorials throughout the thirties, forties and fifties (a tradition continued
up to the present in different voices).
It was very much rural destruction (mirrored in Fowler, ed., 1972) which led to a
unified archaeological protest, formalised in the creation of Rescue, the Trust for
British Archaeology in 1971 (Rahtz, ed., 1974). Propagandist writing, in the sense of
seeking to publicise archaeology as a rural issue and persuade people of the extent and
significance of damage and destruction, has continued over the last two decades, in
parallel with a deliberate highlighting by others of other countryside changes such as
hedgerow removal, species deterioration and access restrictions. While many
archaeologists feel that their specialist interest fits in well with such issues as part of a
greater, and increasingly ‘green’, whole (for example, Greeves 1989, Macinnes and
Wickham-Jones 1992), neither archaeology nor the historicity of either landscape or
country life-ways are often mentioned by others, let alone expressed in terms
consonant with modern scientific knowledge (Pryor 1990; Fowler 1992, pp. 156–9).
8 The eighth, and newest, type, increasingly including an archaeological element,
is that meeting bureaucratic need, what we might call ‘professional’ writing on the
countryside (as discussed above). The volumes of assessment accompanying the
English Heritage/National Trust outline planning application for development of new
visitor facilities at Stonehenge are so far probably the most ambitious writing of this
type publicly available (Debenham, Tewson and Chinnocks 1991).
9 A final type can be identified as ‘alternative’ writing on the countryside; some
archaeologists used to call it ‘lunatic fringe’ writing but that is to misunderstand and
antagonise quite unnecessarily. Scientifically, of course, archaeologists and others not
only have a right but a duty to characterise that which they can demonstrate to be
spurious; but, nevertheless, many people happily believe in a whole range of irrational
rusticana (Bord 1978, for example), as the burgeoning shelves of ‘New Age’ writings
illustrate, and choose to pursue will-o’-the-wisps like ley-lines and mysterious
phenomena (some of which, unlike ley-lines, actually ‘exist’, see Cavendish, ed.,
1989). Crop-circles are a case in point.
They certainly exist as physical phenomena and, indeed, could well be construed
as ‘writing on the countryside’ in a literal sense, whether they be created by little green
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men or jocular Homo sapiens (for these, and other attempted explanations, see The
Cerealogist 1990–2, and the considerable literature on the subject advertised therein).
‘[C]rop circles . . . could be viewed as a vital clue to a cosmic crossword. The clues
are a developing language, on whose meaning we can only speculate .... They are not
signs giving directional information, but symbols of meaning . . .’ (Davis, ed., 1992, p.
6).
Among all the pseudo-science, bogus claptrap and emotional outpourings, the
scientist should nevertheless note a continuum in the interest in the rural paranormal,
notably in relation to ‘Antiquities’ (Michell 1982), a residue of the unexplained by
rational or ‘alternative’ theory, and an earnest desire on the part of some working in
this fringe area to test their hypotheses by recognisably scientific methods (Devereux
1991, 1992). It is also interesting to note how mainstream archaeological data (e.g.,
Fleming 1988, for example) can be converted to alternative uses, not as von Daniken
et al. did by cheating, but in serious (if misconceived, in this writer’s view) attempts to
construct a different sort of countryside in prehistory.
Which brings us to the nub of the matter. Having indicated the range of
perceptions about the countryside and outlined a rough classification of writing
stemming from them, it is clear that our topic is not about writing at all: it is about
editing – editing in as well as editing out. And that point introduces the thought about
audience. Who is all this writing for? Some of it may well be primarily for the writer,
the motivation and justification being primarily in performance itself, the act of
writing; but most of it was written with an audience in mind, and hence the editing,
tailoring the text to suit the intended readers. Country Living knows what its intended
audience is, so an unreal, almost surreal image of countryside is created and purveyed;
similarly, a totally different audience conditions the nature of the ‘professional’ writing
about the countryside in category 8 above.
The great bulk of writing about the countryside by archaeologists has been
intended only for archaeologists, and some of it only for some archaeologists. No
archaeologist, as far as I am aware, has deliberately set out to write a popular book
about the countryside per se as seen from an archaeological point of view; and maybe
that point of view is too narrow anyway. Hence, at best, the inclusion of archaeological
perspectives in countryside books by others, notably numerous books by Richard
Muir, an academic geographer who turned to writing full-time, sometimes with his
wife (1989a). But otherwise ‘interpretive archaeologies’ of the countryside as
perceived by most people simply do not exist from the pens of archaeologists, so the
failure of archaeology to impinge on those perceptions other than as a specialist topic
of little general relevance and a particular set of rather arcane activities can be laid
squarely at archaeologists’ feet. We write well for ourselves, and sometimes for other
specialists and professionals, but we edit out the other 99.99 per cent of humanity.
The past and present of writing on the countryside, with some omens for the future
perhaps, can be summed up from an archaeological perspective in a number of
propositions:
1. That, for some, the validity of writing on the countryside lies in the act of verbal
creation as performance, not in its product.
2. That wide communication with others is seldom the primary purpose of writing
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about the countryside, especially in writing about rural pastness.
3. That the word ‘countryside’ is itself so value-loaded that it is at one and the same
time both meaningless and a powerful epistemological trigger to aspiration,
expectation and, usually, disappointment: for example, ‘I want a day out in the
countryside’; ‘We shall enjoy a day out in the countryside’; ‘Gawd! Those
midges, those smells, and that crowd at the Interpretation Centre – it will be a
long time before we go out into the countryside again.’
4. That to discuss writing on the countryside actually involves a consideration of
two other activities: editing by the writer, another or others; defining function –
for example, what, if any, is the intended message and/or audience?
5. That archaeology plays a small and often non-existent role in writing about the
countryside.
6. That archaeology is far too narrow a concept by which to interpret, or just write
about, the countryside, yet it can provide dimensions of time-depth and
development, understanding and interest, potentially significant for public
interest and recreation and crucial for land management.
7. That most archaeological writing on the countryside is one, some, or all, of the
following: badly written, introspective, tendentious, tedious, unilluminating, and
irrelevant to most people’s perceptions.
8. That, to correct this, archaeological understanding of the countryside must, for
popular consumption, be repackaged in its written form into other people’s
language and forms of expression (as can be done relatively easily using the
spoken word with any group of people standing on a hilltop and prepared to look
and listen).
9. Among dozens of interpretive models for the countryside, the old one of
Professor Appleton (1986) that much in the landscape can be considered as either
prospect or refuge is very helpful in illuminating not just rural mechanisms but
also rustic psychology.
10. That most people in the world live in the countryside and aspire to live in towns;
while, in the Western world, most people live in towns and many dream of living
in the countryside. The former do not write about the countryside, while the
latter do.
The more you think about it, the more it appears extraordinary that so land-based a
subject as archaeology, devoting so much of its time and effort to rural landscapes and
the peoples who lived in them through all the millennia of human history, has not
developed, outside professional and academic circles, a distinctive voice in writing
about the countryside. The outstanding challenge for future interpretive archaeologies
is to develop that voice.
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Chapter 14
Can an African-American historical archaeology be an
alternative voice?
Mark P. Leone, Paul R. Mullins, Marian C. Creveling, Laurence Hurst,
Barbara Jackson-Nash, Lynn D. Jones, Hannah Jopling Kaiser, George C.
Logan, Mark S. Warner
Introduction
We consider ourselves to be part of a debate within historical archaeology about its
role within the United States. On one side, the debate features a conventional role for
archaeology as a way of discovering the pasts of those normally ignored or thought to
be anonymous. On the other side is our position, which sees historical archaeology as
capable of providing a critique of our own society by using its history. We will
describe this debate in order to situate an African-American historical archaeology
within it.
Historical archaeology is considered an exploration of European expansion and
settlement through material remains. It can be thought of as an exploration of the
spread of Europeans around the world, primarily through the process of establishing
colonies. Thus, historical archaeology can trace the remains of forts, ports, factories,
cities, suburbs, mines, plantations and farms, among other institutions. Archaeology is
associated with these institutions as they facilitated European expansion since the
fifteenth century.
The expansion of Europe was led, if one reads the documents and looks at the
pictures, by white men of status and stature. But, since we all know that many people
were involved in and were absorbed by this process, how are we to know the past from
their perspective? Their perspective is of value either because it offers unvoiced
comments which could be useful to us today, or because in a democracy all voices
deserve a hearing, regardless of their content. And, additionally, it has been argued that
those alive now count on an appropriately presented past in order to safeguard a
reasonable future.
Historical archaeology has access to the material remains and thus, people reason,
the daily lives in the past of women, children, foot soldiers and sailors, slaves, freed
slaves, Native Americans from the moment of contact, the insane, the gaoled, as well
as anybody else who has ever used a dish, chamberpot, room, privy, or medicine-
bottle. While many, many such people have gone unrecorded historically, such people
did often live in and were spatially segregated in countless ways. Consequently, there
is a distinctive archaeological record for them. And studying it is worthwhile.
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It is worthwhile because if people alive now have unrecognised and undiscussed
histories, then we are all poorer because only one view – or very few views – is not
enough to understand history.
This argument acknowledges that presentations of history are politically powerful.
Power is involved because it is derived from the production of the histories themselves
or their ability to produce behaviours that can be influenced successfully by picturing
models of noble natures, patriotism, actions, achievements, probity, or a thousand
other culturally desirable traits. Consequently, historical archaeology can be a vehicle
to give voices to the silenced, power to the disfranchised, recognition to the ignored,
and a historical signature to the anonymous. And thus it can help do the same to any
interested descendants. We will therefore have a more plural and democratic society if
we do historical archaeology.
Since the creation of Archaeology in Annapolis in 1981, we have attempted to
explore the multiplicity of voices in the archaeological record of Annapolis. During
that time we have been fairly successful in exploring histories of the white residents of
Annapolis. However, we also realised that we were overlooking a large portion of the
city by not explicitly addressing the historic experiences of African Americans in our
work. To address this problem we began an initiative in 1988 to explore the histories
of African Americans. Based on our experiences of the past five years we believe that
an African-American historical archaeology is an illustration of the contemporary
relevance of historical archaeology. There is a distinct African-American voice; it can
be heard; and it may or may not be critical.
Hodder (1986), Beaudry (1990), Beaudry et al. (1991), M. Brown (1992), and
Yentsch (1991), among others, claimed that our use of Althusser (1971) meant that
only the ideology created by dominant groups was available through our work in
Annapolis. Neither Althusser nor, by extension, we, had considered whether any of the
subordinated groups had been convinced or infected by a dominating ideology. They
claimed that the historical archaeologists’ achievement was to recapture alternative
and muted voices. Consequently, historical archaeology had little or no need of the
dominant ideology thesis since it had the ability to present voices and resistance –
voices which had the capacity to determine the actual efficacy of any dominating
ideology.
Byron Rushing has said that African Americans want to know how and why they
are here now – they want to know why there is no change for them now. White people
typically don’t want to know these things. They choose to remain blind (no date,
personal communication). Within this paraphrase of Rushing’s quote, we argue, may
lie the solution to the critique of the dominant ideology thesis and of how to realise
historical archaeology’s role of exemplifying anonymous histories. If an African-
American voice, or a woman’s voice, or anyone else’s can protest current
circumstances and unify class membership sufficiently by showing common roots, the
goals of both ways of doing historical archaeology might be achieved, we will argue in
the essay.
The nine of us, as authors, conceived of a project that involved discussions about
the questions to be asked by archaeologists, places to excavate, members of the black
community to be interviewed about their history, exhibiting all the results in local
public museums, and visitor evaluations of the results. None of us was involved in
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every phase of this joint work, but the resultant whole would not have been the same
without each part and person, as well as the co-operation that produced the whole. We
have found it easier to refer to ourselves as ‘we’ in this essay, rather than using specific
names all the time when specific parts of the project are described.
In order to explore the possibility of African-American historical archaeology as
an alternative voice, we were guided by Shanks and Tilley’s (1987a) fourfold
hermeneutic and Habermas’s (1976, 1984, 1989) theory of communicative action. The
hermeneutic suggests that there are many contexts to be understood and attended to in
conceptualising archaeology. One part of the hermeneutic is that of living within
contemporary society as an active participant. More broadly, it entails gaining
knowledge of that which is to be human, in order to interact and participate with others
and to be involved in struggles about beliefs and social and political values (Shanks
and Tilley 1987a, p. 108).
Habermas (1976, 1984, 1989) uses language to enhance life in a democratic
society in a way which enables participation within a living community that cared
about archaeology. He outlines various speech acts or situations needed to have
discussions, or a dialogue, about decisions affecting all parties. These acts include
establishing comprehension, the ability and capacity to establish beliefs and intentions,
equal participation, and access to alternative interpretations. This ideal speech
situation should enable the colonised to speak to the coloniser, the subordinate to the
dominant, the muted to the vocal, and the enfranchised to the disfranchised, if there is
a desire to do so. Habermas’s ideas could make ‘the hermeneutic of living within
contemporary society as an active participant’ work.
One of the first actions of an African-American historical archaeology in
Annapolis involved discussion with the two leaders of the Banneker-Douglass
Museum, the home of the State of Maryland’s Commission on Afro-American History
and Culture. Steven Newsome and Barbara Jackson-Nash asked of Mark Leone and
Mark Warner three questions which have guided Archaeology in Annapolis since
1988: ‘Do African Americans have archaeology?’, ‘We’re tired of hearing about
slavery; tell us about freedom!’, and ‘Is there anything left from Africa?’. These
questions have such great value because they are at once political and historical. They
speak for a community that sees unbroken continuity and considers history as political
action. These were and remain archaeological questions, anthropological questions,
political questions, and questions which invited being ‘involved in struggles about
beliefs and social and political values’ (Shanks and Tilley 1987a, p. 108).
The archaeological answers to these questions are still tentative from the point of
view of standard archaeological scholarship. There are intact sites all over Annapolis
from the nineteenth century to today that are African American. Several have not been
excavated by our project and, since they are locales where free people lived, they not
only answer the first question, but they also deal with daily life in conditions of
freedom. The archaeology of sites where free people lived produces three kinds of
information. Analysis of the artefacts from excavations shows both how similar the
artefacts are to sites occupied by contemporary whites and also shows some evidence
of economic and even ethnic differences. And, when combined with oral history, it
provides a partial look into local American racism from within. There is thus in our
joint work beginning to be knowledge useful to blacks, knowledge about how they are
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the same as whites, knowledge about differences with whites, and some knowledge of
what creates the deeper differences within American society.
Artefacts
Since 1988, Archaeology in Annapolis has excavated three sites occupied by free
African Americans and one occupied by both enslaved African Americans and their
white masters. Each of those excavations recovered a significant volume of material
culture including ceramics, bottle glass, food remains, and other household refuse
which was acquired, used and discarded by African Americans.
These excavations have established that there is indeed a rich archaeological
record of the African-American experience in Annapolis, particularly of the free black
community, and some excavated objects have documented the persistence of cultural
practices with links to African cultures. In response to scholarly criticisms of our use
of ideology, we have begun to use these artefacts to interpret how African Americans
simultaneously have been absorbed by dominant ideologies while resisting certain
elements of those very ideologies. These fundamental dimensions of the African-
American archaeological project are intended both to serve the social interests of local
black constituents and to demonstrate to the academic community the social and
intellectual viability of our perspective.
Our first excavation of a site exclusively occupied by African Americans was at
Gott’s Court. Gott’s Court was a series of twenty-five connected, two-storey wooden
houses built about 1906 and occupied exclusively by African-American renters into
the early 1950s. Gott’s Court’s tenants were primarily employed in service positions in
Annapolis, such as day labourers, laundresses and cooks. The Court was located on the
interior of a city block within sight of the State House dome two blocks away; yet, like
other contemporaneous ‘alley’ communities in Annapolis and other American cities,
the Court was invisible from the surrounding streets (Warner 1992b).
Although the excavations at Gott’s Court were limited, the artefact assemblages
suggested several points for investigation on subsequent African-American sites. The
first insight was that excavated artefacts could indeed be very effective in stimulating
dialogue about how to interpret the histories of peripheralised people. We confronted
this after excavating a steel comb (Fig. 6). After the archaeologists fruitlessly tried to
determine the object’s function, an African-American woman explained that the object
was a ‘hot’ or ‘straightening’ comb, a steel comb which was heated to straighten hair.
The archaeologists initially surmised that straightening hair was an effort to assimilate,
but this notion was quickly rejected by African Americans. They instead saw the comb
as an artefact which was used merely to give the appearance of assimilation. Indeed,
some African Americans saw racism in the archaeologists’ initial inability to recognise
hair-straightening as a conscious social strategy. The archaeologists were forced to
acknowledge that this single object and all its associated cultural connotations could
have quite different meanings between different contemporary and historical
communities. In that sense, the comb was able to foster dialogue between
contemporary African Americans and at least one group of white archaeologists.
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Figure 6 A point of archaeological dialogue: this steel comb was excavated by Archaeology in Annapolis in
1989 at Gott’s Court. Known as hot combs or straightening combs, such combs were used by African
Americans to style and straighten hair. As a group of white archaeologists, we initially saw this as an object
which reflected the functional act of straightening hair, an indication of some integration into dominant society.
However, our African-American constituents see the meaning of hair-straightening as prudent social
negotiation. They consider the hot comb as an object which African Americans used to appear assimilated so
that they could ensure their cultural survival. They see the hot comb as such effective resistance that its
meaning is still being misinterpreted by the white community.
The Gott’s Court assemblage also stressed that African-American consumption
strategies sometimes are quite subtle in their differences from dominant strategies. We
were not surprised to recover a large collection of bottle glass from our excavation,
since post-1900 bottle-production technologies were sufficiently specialised to
manufacture large quantities of inexpensive bottled goods. The goods contained in
these vessels can be identified by embossed designs and bottle forms, so they provide
reliable information on the types of bottled goods being consumed: for example,
pharmaceutical, soda, wine, liquor, etc. Bottles also tend to enter the archaeological
record rapidly, because they are bought for their contents rather than for the bottle
itself. Consequently, glass bottles provide sensitive information about the type and
time of consumption.
When we compared the types of bottle glass goods to those from a
contemporaneous white-occupied site in Annapolis called Main Street (Shackel 1986),
there were no significant differences which seemed ‘African American’.
Pharmaceutical, that is, patent medicines, were the most common type of early
twentieth-century bottled product at Gott’s Court; 38% of the total assemblage, and
45% at Main Street, a few blocks away (Warner 1991, p. 9). The percentages of all
alcoholic goods, which includes pharmaceutical as well as liquors and wine, was also
quite similar, comprising 69% of the Gott’s Court assemblage and 58% of that on
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Main Street. Consumption of bottled goods appears to be similar between these two
assemblages.
The appearance of partial economic assimilation is being more thoroughly
analysed at an African-American residence on nearby Duke of Gloucester Street,
occupied circa 1847–1980. The Maynard-Burgess house was built about 1847 by John
and Maris Maynard, free blacks, and was subsequently occupied by the Burgess
family from 1915 until the 1980s, who were also African Americans (McWilliams
1991). After two years of excavations, the Maynard-Burgess assemblage has provided
a larger and more diverse collection of objects to investigate African-American
consumption strategies, particularly through the analysis of bottles and food remains.
In 1991, a cellar containing 85 bottles with a mean date of 1881 was excavated at
the Maynard-Burgess site (Mullins and Warner n.d.). Of those vessels, 25% (21
bottles) were classified as liquor/whiskey, the most common type in the cellar, and
19% (16 vessels) were pharmaceutical. Yet, of those 21 bottles classified as liquor, six
were Udolpho Wolfe’s Schiedam Aromatic Schnapps, a highly alcoholic, very popular
‘medicinal gin’ advertised to have multi-purpose therapeutic effects (Schulz et al.
1980, pp. 37–8). These may well have been consciously consumed as ‘medicines’,
regardless of their alcoholic content. Six mineral water bottles were also included in
the cellar assemblage, and this bottled water from natural springs was typically
consumed for its medicinal effects as well (ibid., p. 111). If just the Wolfe vessels and
the mineral water bottles were reclassified as pharmaceutical, then pharmaceutical
would comprise 33% of the assemblage (28 vessels). That percentage is slightly lower,
yet still comparable to the percentage of medicines recovered from Gott’s Court (38%)
and Main Street (45%).
What this similarity in bottled-good consumption suggests is that this one form of
material consumption was indeed quite effectively homogenising different social
groups. A high percentage of bottled foods (16%, 14 vessels) might at first glance
seem to suggest further assimilation of the Maynards into the market in the late
nineteenth century. Yet in examining the very diverse and well-preserved food remains
from the site we saw a very wide range of acquisition strategies. This diversity
indicates that these African-American households resisted the trend to acquire food
through the market.
Food remains – animal bones, shells, fish scales, etc. – were recovered in large
quantities at the Maynard-Burgess site. An addition built on to the rear of the house in
about 1875 preserved dense deposits of yard refuse and construction debris dating to
the period 1847–75, and upper layers included deposits of quite recent food remains
which had been taken under the house by small animals and rodents. Although these
deposits have not been fully analysed yet, we can offer some initial analyses and
insights which suggest both ethnically distinctive and class-specific food-consumption
strategies.
Turtles as a source of food were not unique to African Americans. Turtle remains
have been consistently recovered in small amounts from many sites in Annapolis
(Lev-Tov 1987, Reitz 1987). On the Maynard-Burgess property turtle remains were
slightly more prevalent than what was recovered from the Main Street site (Mullins
and Warner n.d.). However, the quantitative similarities between the two sites do not
address potential differences in the social significance of turtles as a food source. Oral
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history accounts recall that turtles were caught as part of individual fishing excursions
and not purchased at the market – a point which suggests that African Americans
avoided and consequently resisted the market through the private acquisition of foods.
Additionally, the turtle shells were decorated by children and used as doorstops in the
house (Kaiser n.d.).
A more explicit example of the significance of foodways is the recovery of a large
number of pig mandibles and feet from the Maynard-Burgess property. Oral accounts
have frequently mentioned the importance of hog’s head and black-eyed peas for
holidays such as New Year’s Eve (Kaiser n.d.). The combination of archaeological and
oral history data suggests that household consumption patterns were not exclusively
based on the market economy but were at least partially related to ethnic food
preferences.
Analysis of one deposit from the Maynard-Burgess house indicates both
similarities and quite clear differences from the faunal assemblage recovered from
Main Street. At both sites, the percentage of fowl was quite similar (30% at Maynard-
Burgess and 39% at Main Street), suggesting that birds were a relatively basic part of
most Annapolitan diets, although their preparation and mealtime presentation may
well have differed between groups. Mammals accounted for 43% of the bones
recovered from the Maynard-Burgess deposit, yet they comprised only 20% of the
Main Street assemblage. Fish accounted for 24% of the Maynard assemblage, but only
7% of the Main Street faunal assemblage was fish (M. Warner 1992a).
The differences in the percentage of mammals consumed probably reflects both
ethnicity and class. The Maynards were by no means impoverished, so any reference
to economics accounts only partially for the differences. They may have had restricted
access to the market – that is, they probably could not shop with some of Annapolis’s
butchers – but that influence reflects racist ideology more than it indicates an inability
to afford certain cuts of meat.
The presence of fish and turtle remains suggests more reliance on foods which
could be obtained readily from the Chesapeake Bay, which is just two blocks from
both the Maynard-Burgess and Main Street sites. Such reliance, though, may have
been experienced by African Americans as a way of gaining some economic
independence from the market.
In analysing these artefacts, which are individually no different from those on any
other site in Annapolis, it became clear that we needed a persuasive way to
contextualise African-American consumption. We felt confident that the context in
which these objects were acquired, consumed and discarded was quite distinctive in
the African-American community, yet documents provided only suggestive
information about the cultural context. To interpret the everyday African-American
world and its relationship to material culture, we incorporated interviews with African
Americans which discussed how excavated objects were part of African-American
society.
Oral Histories
Members of the project posed general questions to elicit stories about artefacts, and in
some cases asked specific queries, such as questions about children’s games and china.
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In turn we heard rich accounts about playing marbles, eating large Sunday breakfasts
with the family, going to church, paying fifty cents a week for fine china bought on the
instalment plan, three generations of women doing the laundry on wash days, and
fishing expeditions.
Some of the stories provided an African-American context to the artefacts. The
former Franklin Street residents described how extended families acquired and made
clothing for children; what it was like as children not to attend the same school as their
white playmates; the experience of being allowed to buy food to carry out, but of
being prohibited from eating food at the counter of the Little Tavern Restaurant; and
the experience of listening to your grandmother read to your illiterate grandfather the
Saturday Evening Post in the evening by the light of a kerosene lamp.
We understood from the beginning that we were not collecting oral history in order
to do better archaeology. The request to listen to the recollections of residents of the
former houses being excavated was initiated by a member of the African-American
community, Barbara Jackson-Nash, and we understood that the stories were not only
valued in and of themselves but that they had a special status for the community, rather
like that of written records for the white community. We understood, too, that this
enterprise could offer us the opportunity to see the other side of life in Annapolis,
including economics and racism, and, through archaeology, the history of both, which
might extend beyond memory. Thus oral history might provide access to a critical
commentary of contemporary and past society in Annapolis.
The oral history entailed, as Hodder (1991b, p. 15) has described interpretation,
‘listening, understanding and accommodation among different voices rather than
[being] solely the application of universal instruments of measurement’. Based on
conversation with Banneker-Douglass staff, an outline of general questions was
prepared for interviews with five former residents of Franklin Street. These people,
identified by Jackson-Nash, were interviewed in the summer of 1991 by several
archaeologists about the layout of their houses and backyards. When Kaiser, who did
most of the key oral history, met with them in the spring of 1992, they were already
familiar with the project and interested in helping the archaeologists interpret the
artefacts.
The former residents of Franklin Street were first asked broad open-ended
questions about the neighbourhood, what it looked like, where the children played,
what the adults did, and generally what went on outside. They were then asked about
the interiors of the houses, the preparation of food, and family life, since
archaeologists wanted to learn how the artefacts were used and what they meant to
African Americans. Respondents in general were not guided or influenced, so that they
were given the opportunity to describe their world as they remembered it. This showed
that, as Margaret Purser (1992, p. 28) has described it, ‘oral history is an inherently
collaborative process, between interviewer and interviewee, between story teller and
audience’.
Exhibit
Two factors led all these authors to participate in an exhibit that contained both the
archaeological material and the oral history. The Banneker-Douglass staff felt that the
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African-American community would be interested in the archaeology since it was
virtually unique in everyone’s experience; and the archaeologists, long involved in
public explanation of archaeological method, wanted to continue to try to reach black
and white audiences with views of Annapolitan society from an alternative and, they
hoped, a critical perspective, one that developed consciousness of society as it was and
is.
Once the interviews had been transcribed, Archaeology in Annapolis and the
Banneker-Douglass Museum staffs met to decide what texts would be selected for the
exhibit. This was a dialogue about the past, one ‘enabled by an assumption of
momentary political equality, one which recognizes competing interests in the past and
suggests negotiating these interests’ (Leone and Potter 1992, p. 140). One result of the
dialogue was a general agreement about which texts should be included, with one
exception. Stories about taking food from the Naval Academy as a way of getting food
during the Depression were not included. The Banneker-Douglass staff thought they
were too negative. The archaeologists did not think the stories reflected negatively on
African Americans but, rather, revealed the consequences of racism and limited
economic opportunity – circumstances the archaeologists thought were important to
include.
The exhibit was planned and mounted three times, twice in Annapolis and once in
southern Maryland. Laurence Hurst, designer for the Banneker-Douglass Museum,
created the floor plans, case arrangement, and integration of the exhibit for its two
installations in Annapolis (Figs. 7–10). The exhibit design was straightforward, and
was done with a $1,200 mini-grant from the Maryland Humanities Council and many
hours of volunteer labour.
The exhibit separated the archaeological sites shown – Franklin Street, Gott’s
Court, and Benjamin Banneker homesite – and then divided cases into kitchen
artefacts, architectural artefacts, and toys. The artefacts in the exhibit included bits of
ceramic, bottle glass, buttons and parts of porcelain dolls. To the museum staff, and to
the archaeologists, most of the artefacts could have belonged to anybody. Only one
artefact was identifiably ‘African American’, and that was the metal straightening-
comb.
The novelty of the exhibit came from its very existence – no such exhibit had ever
been mounted before in Annapolis and probably in Maryland. And, second, in its use
of oral histories as the main texts, we tried something unusual in blending artefacts
and community identification. In this sense, the people who lived in the
neighbourhoods and who knew the excavated and exhibited materials made the
commentary.
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Figure 7 The Banneker-Douglass Museum is a former African Methodist Episcopal Church. The exhibit was
mounted in the balcony in cases A-J. The balcony forms a U overlooking the main floor.
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Figure 8 Case F contained doll fragments and toys with accompanying texts.
Three of Laurence Hurst’s drawings for the exhibit show how a blueprint for an
exhibit was essential to integrating exhibit areas, print and artefacts, labels and larger
placards, colour, classes of things, numbers and sizes of artefacts. The archaeologists
had no idea at first about what to choose, how to display or identify the artefacts.
Working in an African-American space with an exhibit designer who knew its special
needs and offerings made the exhibition work through the careful selection of material
for all these criteria.
We all discovered that the exhibit could be self-sustaining and self-correcting.
Wherever it was moved, a new community’s needs presented new material for display;
wherever it was received by new parts of the African-American community, new data,
new ideas, opinions and facts became available for inclusion. When the exhibit was
moved to the Shiplap Museum, a building owned by the Historic Annapolis
Foundation, the archaeologists curated this exhibit. Because of time constraints, the
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Banneker-Douglass staff and the archaeologists did not meet to decide what texts
would be put on the wall, so that there was no dialogue between the two staffs prior to
this exhibit’s opening. The archaeologists decided to use the quote about taking food
from the Naval Academy, but they included additional text that described what it was
like to be poor during the Depression in order to give taking food a context. The
Banneker-Douglass Museum staff did not object when they read it on the wall.
Figure 9 Case E contained bottles, bottle fragments and pottery fragments, with text.
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Figure 10 Case H contains the hot comb and other archaeological materials, a photo of Gott’s Court and texts.
Editor Figures 8–10 were created originally by Lawrence Hurst and redrawn by Amy Grey with his approval.
The most compelling illustration of the self-correcting aspect of the exhibit process
we jointly defined involves the former residents of Gott’s Court who were displeased
with the newspaper article which resulted from a major excavation on their former
homes. The excavation and article were not part of Archaeology in Annapolis. One
former resident had contacted Jackson-Nash because of an article in the Arundel Sun, a
local newspaper, which described the houses in Gott’s Court as ‘ramshackle’. The
residents from Gott’s Court considered the article demeaning, believed that it
portrayed their neighbourhood as dirty, and they wanted to respond to it. Jackson-Nash
suggested that they meet with the Archaeology in Annapolis staff who would
interview them about their past and help them develop a response to the newspaper
article.
The Gott’s Court residents met with project staff, learned about the oral history
project and visited the exhibit at Shiplap Museum. They laughed at the quotes about
chicken feet soup and strongly disagreed with the stories about taking food from the
Naval Academy, claiming that people in Gott’s Court did not do that. It was explained
that the texts represented other versions of the past. Their memories of Gott’s Court,
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which were just as valid, could be added to the exhibit.
The oral history interviews with Gott’s Court residents have followed the same
outline used with the Franklin Street residents. Additionally, there have been several
group interviews. A preliminary selection of texts related to the artefacts was made
and presented to them for their approval. Their stories portray them as a clean close-
knit group of people who helped each other. These quotes were added to the exhibit at
its third location, the Jefferson-Patterson Museum in Southern Maryland. Discussions
about how to respond to the newspaper article are also continuing.
Evaluation of the Exhibit
Voluntary, spontaneous visitor participation has always been an important component
of Archaeology in Annapolis on-site educational programmes. Such participation has
usually taken two forms: tour discussions and written visitor evaluations. Discussions
held at the end of every tour have given visitors the opportunity to ask questions,
challenge archaeologists’ interpretations, and offer interpretations of their own. One-
page visitor evaluation forms have asked for demographic information and analysis of
programme content and effectiveness (Potter and Leone 1987).
As part of a central commitment to make the African-American initiative a
community-based project, archaeologists and museum professionals have used
visitors’ responses as an important source of information to gather reactions, to see
whether messages were acceptable, got across, provoked dialogue, strong
disagreement, as well as to plan subsequent public programmes. Did a dialogue occur?
Was there any hint that alternative voices produced consciousness of conditions within
our own society? These are different questions, and this section summarises visitor
responses.
More than 300 written evaluations have been collected at the African-American
exhibits (Logan 1991). Through the questionnaires, visitors indirectly became
decision-makers in developing educational programmes, illustrating the first result.
In September 1990, during Annapolis’s annual Kunta Kinte Commemoration and
High Heritage Festival, over 350 people visited excavations on the Franklin Street site,
adjacent to the Banneker-Douglass Museum. Approximately half of the site visitors
that day were African Americans, and 25% of the total number of visitors filled out
questionnaires – an unusually high rate of response (Logan 1990).
Many enthusiastically positive responses were passed along to the project
members through these evaluations, indicating that programmes in African-American
history were long overdue. Furthermore, most respondents indicated that they did not
want to see this initiative begin and end with archaeological excavations. For example,
when asked, ‘What would you like to see in future tours?’, most responded that they
would like to see examples of the many archaeological finds put on display (Logan
1991, pp. 12–13).
In an effort to satisfy this request and to continue working with the local African-
American community in exploring its past, archaeologists and museum professionals
created the exhibit entitled ‘The Maryland Black Experience as Understood through
Archaeology’. The total number of visitors to the exhibit at Banneker-Douglass
Museum was 842, and 149 questionnaires were completed – a return rate of 18%;
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10,789 visitors viewed the Shiplap House exhibit, yet only 106 questionnaires were
completed – a return rate of less than 1%. Although no specific numbers on ethnicity
were recorded, a high percentage of Banneker-Douglass visitors were African
Americans, whereas most visitors to the Shiplap House were whites.
The general purpose of the evaluations was to help the exhibit’s creators answer
their own question: Did the exhibit work? Project members developed three
questionnaires during the exhibit, but since all were very similar no attempt has been
made to analyse each questionnaire-type separately. However, one general observation
about the different forms is worth mentioning before discussing individual responses.
The forms available to visitors at the Banneker-Douglass Museum consisted of
questions that required checks to indicate answers or preferences for future work: that
is, they included no spaces for text responses. There were no questions requiring
written answers, and nowhere on the form were visitors explicitly encouraged to write
down additional thoughts.
Nevertheless, some visitors included very powerful responses on these surveys.
It explains what history books don’t about African-Americans.
So few blacks realize through their constant struggle they have a rich background that needs to be
remembered and kept in mind.
I felt the oral and archaeological perspectives complemented each other really well, like a call and response
from church. I thought that this was a wonderful exhibition and it just pointed out how much more we need
to learn and for so many reasons. . . . All in all, this history seems so important (for many reasons!) because
so much of the history of this area is one colonial (white) history. . . . How about something from another
perspective! Thank goodness for the Banneker-Douglass Museum.
(Logan 1991, p. 14)
Visitors to the Shiplap House exhibit often commented on how similar daily life was
for the people depicted in the exhibit as compared to their own daily lives today. When
asked, ‘What did you learn about the history of African Americans in Annapolis?’
many respondents repeated (more or less accurately) basic points from the exhibit
texts:
About 1/3 of free people in Annapolis in the 19th century were black.
The most important fact was that there were free black families in the 1800s.
Free blacks comprised a large portion of the population of Annapolis and not all were poor.
They lived more like civilized humans with more rights, freedoms, and privileges than the African
Americans about whom I’ve heard.
I had not known that 1/3 of the population of Annapolis has consistently been African Americans and they
they had contributed as much as they did to this community.
I’ve never been to a free African-American home as an historic site that wasn’t famous or a slave. Very
interesting to see and about time.
(Logan 1991, pp. 10–11)
One realisation that came as a result of reading these questionnaires is how knowledge
of the African-American past is absent from most people’s understanding of history.
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These responses suggest that visitors incorporated at least some of the exhibit’s
empirical information on African-American history.
Answers to the question ‘What would you like to see in future exhibits?’ led to a
diverse range of recommendations. This is not surprising, given Americans’ generally
low level of knowledge of the African-American past. Suggestions to the question
included:
More artifacts from residences . . . records of work life.
Show successes of blacks from 1700–1900.
Early black literature and other cultural finds.
Types of clothing, currency, pictorials of a typical family.
Things they did for entertainment. More info about African-American life.
(Logan 1991, pp. 12–13)
These responses make it clear that people realise how little they know about the
African-American past and that they will take advantage of opportunities to learn
more. Evaluations of this exhibit argue that it was a success in promoting some
consciousness of African-American heritage. They also point out that there has been a
long-standing demand for more information about African-American history (and
minority groups in general) that has not been satisfied.
Conclusion
We achieved some goals and not others. The archaeologists certainly have learned how
to be archaeologists within a living community’s needs. There are some new
archaeological questions and answers, and we are serving archaeological needs and
community concerns in new ways. White archaeologists have felt useful, innovative,
and participatory about the focus of their work. African Americans have felt better-
served but also felt the need for more exhibits, colloquia, workshops and contacts of
all kinds. The demand to know about and contribute more information on black
heritage was substantial.
Was consciousness changed? Yes, at some level for most who participated. If the
evaluations tell a truth, then certainly awareness of a new source of African-American
heritage occurred. Among archaeologists there is a sense of greater understanding of
African-American culture, but little truer understanding of what it is like to be black,
or how difficult it was or is. But there is the beginning of an understanding of what
American culture does to black people and that many black people do see American
society with very different, sharper, and both angrier and more tolerant eyes. So, some
white eyes are more open. And some black eyes have a better understanding of ‘why
they are here now’.
Acknowledgements
The authors would like to thank the Maryland Historical Trust and the Maryland
Humanities Council for their continuing support of the Archaeology in Annapolis
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project. Additionally, we are grateful to Karen Davis of Jefferson-Patterson Park for
the opportunity to present the exhibit on African-American archaeology at their
facility. Finally we would like to thank the many former residents of Gott’s Court and
the Franklin Street neighbourhoods for their willingness to participate in the oral
history component of our project.
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Chapter 15
‘Trojan forebears’, ‘peerless relics’
The rhetoric of heritage claims
David Lowenthal
Those who treasure memories and artefacts of the past, whatever their motives,
characteristically assert impassioned claims. Archaeologists, archivists, genealogists,
conservators, patriots of all kinds champion the viewpoints and husband the relics of
the epochs they explore. This essay documents the role of rhetorical hyperbole in
delineating the past and in staking claims to its heritage.
Rhetoric today is often decried as empty bombast. But in classical and medieval
times rhetoric pervaded and enriched learning. The truth or falsehood of an argument
mattered less than the eloquence and elegance with which it was presented; the art of
persuasion took precedence over pedantic concern with accuracy.
In writings about the past, the topic deemed most worth attention, rhetoric was
emphasised to the detriment of other scholarship (Levine 1987, pp. 102, 135–6).
History, in Cicero’s classic expression (De oratore 1979, 2.9.36), was ‘the witness to
the passing of the ages, the light of truth, the life of memory, the mistress of life, and
the ambassador of the past’. History and biography delineated particular events and
lives chiefly to exemplify moral principles and eternal verities, in order to promote
public virtue. Chroniclers’ functions were panegyric and hortatory, not critical.
Anecdotes and speeches, conversations and contexts were concocted to heighten
interest and to stress the virtues or vices of past notables, themselves often
anachronistically displaced or purely mythical. Death-bed scenes (men of fame seem
never to have died in their sleep or in a coma) were choice occasions for rhetorical
prophecies.
In describing themselves as disinterested purveyors of unvarnished truth,
chroniclers were being doubly rhetorical; they knew they were expected to exaggerate
and invent. After dismissing precedessors’ fictional additions, historians then took
them over and went on to devise their own. The distant past was rhetorically more
manageable than that within living memory, when the historian’s embroidery might be
challenged by eyewitness memory (Morse 1991, pp. 16, 87–94).
The law courts were rhetoric’s prime locale; here advocates deployed their skills
on causes remote from their own interests. It was rhetorically persuasive to start with a
chria, a gloss on some well-known wise saying; assenting to this memory inclined
auditors to agree with the argument that followed (ibid., pp. 53–65). More honour
attached to pleading a brilliant losing case than to winning it, though clients may have
felt otherwise.
Rhetoric infused famous quarrels over the relative worth of ancient and modern
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achievements. Humanists often took stances in order to flaunt their virtuosity in the
face of common faith, defending moderns not to undermine ancient authority but to
parade unusual rhetorical skills. The fifteenth-century Florentine chancellor Accolti
thus upheld pro-modern positions seen as notoriously absurd. He contended ancient
rhetoric had been made obsolete by the decline of Roman oratory; praised the
mercenary system and arts of trickery and deceit as military innovations; defended the
luxury of the modern Church and its paucity of martyrs on the ground that ‘if there
were more martyrs in antiquity, that was because there was more persecution’ (Black
1982, pp. 17–19, 25; 1985, pp. 192–208).
Noble families had long advanced themselves by means of historical rhetoric. In
late-medieval Europe an ancient lineage became a bona fides of rights to titles and
landed estates. ‘Written above all to exalt a line and legitimize its power, a medieval
genealogy displays the noble family’s intention to affirm and extend its place’ (Spiegel
1990, p. 79).
Rising English and French aristocrats bolstered the antiquity of their lineages by
contriving fabulous pedigrees. Fake modern versions of Homeric epics, the pseudo-
Turpin chronicles of Charlemagne, the fantastic history of Geoffrey of Monmouth
made available heroic Trojan and mythic ancestors. Working Hercules (not to mention
Gideon) into the Duke of Burgundy’s family tree enabled him to ‘restore’ his dukedom
to the status of a principality (Morse 1991, p. 107).
Several rhetorical modes added weight to these family tales. Their vernacular style
appropriated the authenticating authority of Latin texts. Prose (rather than verse) was
used for gravitas and to heighten the appearance of truth. Conflating vita and
chronology upgraded hereditary succession into historical narrative, stressing
procreation and filiation as metaphors for historical continuity and change. Individual
lives were celebrated in rhetorical tropes that affirmed the collective identity of the
whole lineage, from mythical forebears to Merovingian monarchs. Tracing ancestries
back to Troy not only earned feudal nobles awesome pedigrees, it at length glorified
nascent national identity (Citron 1991, p. 149; McKendrick 1992; Spiegel 1983, 1986,
1990).
Rhetorical histories flourished well into the last century. In praising Boswell’s
biography of Johnson as a monument more lasting than any material remains, Carlyle
(1832, p. 227) both salutes and exemplifies the power of rhetoric:
Rough Samuel and sleek wheedling James were, and are not. Their Life and whole personal Environment
has melted into air. The Mitre Tavern still stands in Fleet Street: but where now is its scot-and-lot paying,
beef-and-ale loving, cock-hatted, pot-bellied Landlord; its rose-faced assiduous Landlady, with all her
shining brass-pans, waxed tables, well-filled larder-shelves; her cooks, and boot-jacks, and errand-boys, and
watery-mouthed hangers-on? Gone! Gone! . . . The Bottles they drank out of are all broken, the Chairs they
sat on all rotted and burnt; the very Knives and Forks they ate with have rusted to the heart, and become
brown oxide of iron, and mingled with the indiscriminate clay. All, all has vanished. ... Of the Mitre Tavern
nothing but the bare walls remain there: of London, of England, of the World, nothing but the bare walls
remain; and these also decaying (were they of adamant), only slower.
Chroniclers today profess to be as soberly unbiased as possible. But the most objective
and dispassionate histories need eloquence to be readable. ‘Rhetoric is ordinarily
deemed icing on the cake of history’, but in fact ‘it is mixed right into the batter’.
Historical knowledge depends on emotive language; if the historian fails to
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communicate what he believes, it never becomes publicly available. Hexter (1968, pp.
378–91) shows how quotations function as rhetoric. Confronted with a veritable slice
of the past, we respond not simply, ‘Yes,’ but exclaim, ‘Yes, indeed!’ Historians
constantly have to gauge when to be allusive rather than precise, when to sacrifice fact
for evocative force. Rhetoric gives us not Frye’s (1983, p. 227) ‘familiar remembered
things, but the glittering intensity of the summoned-up hallucination’.
Unlike earlier times, however, historians’ rhetoric is now constrained by narrowly
prescriptive and prospective standards of truth. Not so the rhetoric of heritage, which
uses history to persuade, to kindle patriotism, to enlist chauvinist passion. Heritage
concern normally reflects personal or national self-interest. Things are valued as my
heritage or our heritage; rival claimants dispute peerless and indivisible relics. We may
be modest about what we are, but not about what we were. Even a shameful past is
lauded in unabashed self-admiration. In celebrating the symbols of their identities
societies actually worship themselves (Durkheim 1915, pp. 206–14, 230–2).
Social self-admiration has sources in private ancestral pride. Every person’s ‘past
life . . . presents itself through the beautifying glass of fancy’, noted a pioneer Nordic
scholar (Thorpe 1851, Vol. 1, p. 1–2):
Among nations the same feeling prevails; they also draw a picture of their infancy in glittering colours. The
vain-glory of the people will continue to cherish, to ennoble and diffuse their traditions from generation to
generation. Nations proclaim the peerless nature of their own past residues, historical memories along with
material monuments. Antiquity and continuity, redemptive hardship and triumphal success are common
leitmotifs of such claims.
National anthems graphically confirm the durability of militant rhetoric. The
‘Marseillaise’ urges French patriots to ‘drench our fields with [Prussians’] tainted
blood’. ‘God Save the Queen’ begs Him to ‘Scatter her enemies and make them fall’.
Danes extol King Christian ‘hammering . . . through Gothic helm and brain’.
Mozambicans foretell ‘the tomb of capitalism and exploitation’. Gaddafi’s Libyans
repulse the enemy ‘with truth and with my gun’. Even citizens of tiny Monaco vow to
‘die in defence’ of their Prince (Cathcart 1992).
A few British rhetorical flourishes typify the flavour: Mandell Creighton (1898,
pp. 14–15, 18), historian and Bishop of London:
The most important point about English history is that the English were the first people who formed for
themselves a national character at all. No nation has carried its whole past so completely into its present.
Our long period of steady success [spares us] the centuries of oppression from barbarian conquerers, of
long struggles to realize national unity [that make others] fantastic, unreasonable, fanatical.
C. H. K. Marten (1905, in Samuel 1989, Vol. 1, p. 12), Eton provost and Queen
Elizabeth’s tutor:
Our history has a continuity [lacking in] many other countries. We have preserved our national character
throughout the ages. The medieval, the Elizabethan, and the modern Englishman all show the same
individuality, the same initiative, the same independence, the same practical sagacity.
Bernard Levin (1989), contemporary columnist:
The most noticeable thing about our history is that we have more of it than any other country. Of course,
Rome is older, but Italy is a 19th century upstart. The length of time, the depth and richness of our island
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story, gives us a claim to pre-eminence.
But the British have no monopoly on chauvinist rhetoric. This is a prefatory
exhortation from a French school-history text (Chiappe 1989, p. 8):
Whether you are noble or bourgeois, of worker or peasant origin, you participate in the unrivalled glory of a
monument of wisdom and grandeur: the French monarchy. Thanks to her, you are what you are: superior in
knowledge and imagination to all other men.
The seldom-read but oft-cited sacred Finnish epic, the Kalevala, is exalted by a
historian as Scandinavia’s ‘richest, most genuine, and most independent [folk
creation], a singing testimony of our people’s immemorial heroic age and of that
toughness and will to survive by which our nation and our culture have grown . . .’
(Jalmari Jaakkola 1935 in Wilson 1975, p. 107).
The Kalevala is not only the unquenchable wellspring from which our writers, our artists, and our
composers have drawn . . . inspiration; it is also the sounding board which has given power and strength to .
. . political awakening [enabling] a nation whose heroes once freed the sun from the mountains ... to cast off
the bonds of slavery, to walk free and independent.
(Niilo Karki 1924, in Wilson 1975 p. 121)
And from an Andalucian spokesman (in Enzensberger 1990, p. 225):
Our culture survives by allowing itself to be over-whelmed. This strategy has defeated every conqueror: the
Phoenicians and the Romans, the Vandals and the Visigoths, the Arabs and the kings of Castile. We
corrupted the Napoleonic invaders, and we’ll deal with tourism as well. Adaptation is our strongest weapon
– it makes us unconquerable.
Along with boasts of superiority and uniqueness, rhetoric is crucial in conflicts over
heritage that now suffuse politics and public consciousness. Such disputes are of two
principal kinds: contested assertions of prior occupance and creation, or of a privileged
divine covenant; and contested demands for relics and icons of identity.
Different heritage realms generate different conflicts. Endemic to archaeology are
disputes over national or ethnic primacy, the validity of famed remains, preferred
prehistoric and historic epochs, the repatriation of autochthonous skeletal remains, the
primacy of scholarly versus sacred values of relics. Those who would restrict
excavation rights to nationals are at loggerheads with international scholars. The
allocation of finds among national, regional, local and in situ display sites is bitterly
contested. Impassioned disputes attest the close linkage of heritage and habitat, the felt
fusion of identity with locale.
National heritage crusades are couched in highly righteous polemic. To seize or
demand land or resources is internationally reprehended; to seize or demand adjuncts
of heritage may be condoned as essential to integrity, even if it infringes the integrity
of others. A Mexican scholar’s theft of an Aztec codex from France’s Bibliothèque
Nationale was acclaimed as an act of patriotic heroism because his purpose was
repatriation (Stetie 1982, pp. 55–6).
The rhetoric of restitution is expressly anti-colonial. Newly independent nations
dwell at length on imperial iniquities that deprive them of material relics and icons of
identity. For tangible validations of ancestral antecedents, former colonies have to grub
for their roots among relics held in Western collections. They term it imperative that
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‘the former mother country restores to the new State not only its sovereignty but also
its heritage’, as an Algerian (Tayeb 1979) expressed it. The chairman of the UNESCO
committee charged with this issue saw ‘the restitution and return of cultural property’,
embracing architectural structures along with other antiquities, works of art and
archives, as ‘one of the key problems of the Third World’ (Stetie 1981).
UNESCO’s then chief was no less dramatic. ‘The vicissitudes of history have . . .
robbed many peoples of a priceless portion of [their] inheritance in which their
enduring identity finds its embodiment. [To] enable a people to recover part of its
memory and identity’, other lands should relinquish these irreplaceable cultural
treasures ‘to the countries where they were created’ (M’Bow 1979).
Though heritage claims ring with rhetorical bravado, their vehement assertion does
not necessarily mean the claimant especially wants what is at issue – at least, not yet.
In many disputes honour is satisfied, communal identity secured, simply by fervent
reiteration of a heritage claim. It may better serve Greek pride to go on demanding the
return of the Elgin Marbles than actually to get them back.
Nothing rouses popular feeling more than a grievance unrectified. To gain
Quebecois sovereignty or Scottish home rule would at a stroke deprive separatists of
their prime weapon. Identity is more zealously created and husbanded by the quest for
a lost heritage than by its nurture when regained. Basque extremism dwindled to
querulous impotence once Basques gained substantial autonomy. ‘Before, we had
answers to our problems,’ says a Basque spokesman (in Heiberg 1989, p. 230). ‘They
were self-government, conciertos economicos, the restoration of our Basque culture.
All that has been achieved. . . . Now our problems seem to have no answers at all and
what we have achieved doesn’t seem that important.’
Many conflicts fester unresolved because bereaved claimants are poor and
powerless. It is no accident that ex-colonial Asian and African nations spearhead
UNESCO’s heritage restitution drive. Though now sovereign, these states often seek
in vain to regain icons of their identity from European collections. Lacking armed
clout, their heritage crusades are limited to moral exhortation, with predictably few
victories.
Autochthonous and other beleaguered minorities often assert claims that are
blatantly extreme. They do not expect them to be conceded; instead they aim to
maintain a high profile, reminding the majority of past iniquities for which guilt can be
turned to account. Passamaquoddy Indians in Maine challenged the validity of old
treaties that ceded fully half the state; so huge a claim would never succeed, but while
legal proceedings went on no land could be transferred; the resulting log-jam of
property transactions ensured a substantial out-of-court award to the Indians (Brodeur
1985, pp. 69–141). The Woggle, an invisible Aboriginal spirit, can be found to have
inhabited – and hence now inhibits – any locale facing a critical decision affecting
conservation or development.
British amenity groups frankly admit they assail agricultural greed to generate
public interest in open-space causes. Asked why his countryside pressure group
adopted such an aggressive stance towards farmers and landowners, its secretary
replied: ‘Because it gets us publicity in the media, and that is how we attract new
members’ (in ‘Access’ 1991). Populist rhetoric pits heritage amateurs against
professionals who invoke the claims of science to protect some legacy from the
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philistine public. Complaints by geologists about fossil-hunting despoliation along the
Dorset coast are countered by accusations that this academic élite exaggerates the risks
to palaeontology in order to deprive the public of time-honoured heritage participation
(Lowenthal 1985, p. 44; Nicholson-Lord 1991). Accusations that the Council for
British Archaeology is a hotbed of Marxist authoritarianism may strike archaeologists
as absurd, but metal-detector cowboys get a lot of mileage out of portraying
themselves as folk patriots against a haughty and (shades of Anthony Blunt)
subversive scientific Establishment (Wright 1991, pp. 39–51).
The gulf between rhetoric and results is symptomatic of heritage issues generally.
It is not only the poor and the weak whose aims exceed their grasp. British laments
over the drain of national treasures overseas are a case in point. Current export
restrictions were, to be sure, tailored to a more prosperous Britain and a stronger
pound. But National Heritage Memorial Fund and national museum resources fall
woefully short of safety-net needs highlighted by SAVE Britain’s Heritage.
The size of this gulf is less startling than the shortsightedness of despondent
heritage guardians. Time and again Britain’s museums have turned down some
proffered private relic as too costly, retrospectively to regret a bargain missed – and
sometimes later buying it at twice or more the initial price. To publicize potential loss
with alarmist rhetoric – ‘comparable to the damage that Cromwell and his Roundheads
caused when they executed Charles I and dispersed the greatest private collection the
world has ever known’ (Leggatt 1978) – makes such heritage at once indispensable
and ruinously expensive.
In short, competition encumbers heritage with a sad irony: when we realise we
cannot do without some legacy, we find we can often no longer afford to keep or
acquire it. Where access rights embroil rival claimants, as at Stonehenge, media
reports of hippie intransigence, Druid determination, and custodial fears of criminal
damage led to draconian protective measures that have negated most heritage
functions for a decade.
I have shown that rhetoric suffuses public debate on heritage matters. Let me
conclude by suggesting why this is so. One reason is given above: heritage is seen as
intensely personal to individuals and to communities; its ownership and control arouse
possessive anxieties. But the very uniqueness of heritage to each claimant means we
cannot persuade others to adopt our perspective. Failing rational reasoning, we fall
back on rhetorical hyperbole. Finally, rhetoric reinforces our own sense of attachment,
shoring up our conviction that we care about heritage as much as we claim to, and
reassuring our fellows that we are at one on vital matters of identity.
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Chapter 16
A sense of place
A role for cognitive mapping in the ‘postmodern’ world?
Kevin Walsh
Introduction
Although there are many characteristics of the so-called postmodern condition, it is
my belief that the most important is that of a feeling of placelessness. This
placelessness undeniably has its roots in the process of modernisation witnessed
during the eighteenth and nineteenth centuries.
In this paper I will consider one possible strategy for coping with this sense of
placelessness. It involves the development of an idea mooted originally by Kevin
Lynch (1960) and then Fredric Jameson (1988a) – the idea of cognitive mapping.
Essential for an appreciation of how feelings of placelessness have emerged is a
consideration, albeit a brief one, of how economic systems have affected people’s
lives.
Each stage of capital has brought with it a new experience of space. With each
‘advancement’ of capital there has been a kind of distancing of the social: people have
become removed from the economic system of production which they serve. In the
early stages of economic development people were closer to the actual market systems
within which they operated. During the Industrial Revolution the great migrations to
urban centres removed people from the markets in which they worked. For the
majority, life was dominated by the locality: personal interactions, economic
production and exchange largely occurred within a set of relatively small spatial
contexts.
The development of imperial networks heralded the beginnings of a truly global
economy; markets which working people in London, Manchester and Liverpool could
never really hope to understand or participate in with any power.
If placing oneself in time and space, and therefore gaining a sense of place, was
difficult during the nineteenth century at the time of imperial capital, then today, under
the regime of multinational capital, it must be well-nigh impossible. Even the nation-
state has a limited existence in the truly global economy. It is the multinationals such
as Ford and Unilever that call the shots in the postmodern world. Production processes
and market networks are so disparate today that people and places are subjected to
influences on a global scale. Our consumption and cultural experiences are the result
of many varied influences which seem to know no temporal or spatial limits. Few in
the Western world would raise an eyebrow at the thought of consuming Taiwanese
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cooking in a refurbished nineteenth-century dock situated between a French-style
street-cafe and a boutique selling clothes from South America.
Also, the media which have contributed to the ability of capital to transcend time-
space boundaries and exacerbate the processes of alienation have at the same time
perpetuated an experience of time-space compression – what might be described as a
shrinking of the world (Harvey 1989, chs 15–16). Media of mass communication
permit both instantaneous transactions of ethereal capital and also communication
between people or groups of people. Despite the fact that it is now possible to be
aware of events that are taking place all over the world, the media of mass
communications serve to deny our understanding of these processes which affect our
lives, through the incessant reporting of events both important and specious. This
irruption of media imagineering (sic) serves to promote an amnesia which denies the
possibility of ever coming to terms with these events.
Since the nineteenth century particularly, people have witnessed ever-accelerating
changes, especially within cities. Both architectural styles and consumer goods have
been developed with such speed that it seems almost impossible to stop for breath,
stand back, and come to terms with the machinations of the (post)modern world. Such
perpetual change has brought us to the point where there would seem to be an
exhaustion of style; all we can achieve today is the mixing and remixing of styles
aggregated from any time and any space. The past is now a pool of timeless images
which feed a seemingly ever-growing desire for the retro.
As Jameson considers, late capitalism might be thought of as a set of processes
which have increasingly collapsed the differences between the cultural and the
economic (Jameson 1991, p. xxi). This has resulted in a lack of distinction between the
base and the superstructure (the economic and the cultural): a mythological book, such
as J. R. Hartley’s Fly Fishing, the creation of a television advertisement for Yellow
Pages, is eventually published as demand for this non-existent commodity reaches a
level where it becomes profitable actually to produce it.
Aesthetic production today has become integrated into commodity production generally: the frantic
economic urgency of producing fresh waves of ever more novel-seeming goods (from clothing to
airplanes), at ever greater rates of turnover, now assigns an increasingly essential structural function and
position to aesthetic innovation and experimentation.
(Jameson 1991, pp. 4–5)
Postmodern heritage is typical of such a system of production. With its unnerving
ability to deny historical process, or diachrony, heritage successfully mediates all our
pasts as ephemeral snapshots exploited in the present to maintain an artificial sense of
organic unity within the nation, to embellish decaying cityscapes, and to guarantee the
success of capital in its attempts to develop new superfluous markets.
The postmodern place is one constituted through an unrestrained plagiarism: the
unreferenced quotation, or even misquotation, of styles, images, histories and legends
from any time and any space. Such contrived places range from the redeveloped city-
centre, with its postmodern architecture and heritage centres (see Walsh 1992, chs 4
and 5) to the hyperreality (Eco 1987) of EuroDisney where the ‘most popular rides
like Star Tours, Captain EO and Pirates of the Caribbean will be combined with brand
new experiences drawn from the rich heritage of European culture, fairytale and
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legend’ (Cresta 1992, p. 2). The wealth of brochures appearing in 1992, enticing those
who can afford the more exclusive ‘short break’, are a bricolage of images of Paris and
EuroDisney. Pictures of the Eiffel Tower, Mont-martre, St-Germain and the Left Bank
are juxtaposed with those of the Sleeping Beauty Chateau, Fantasyland and Big
Thunder Mountain.
It would be wrong to claim that the consuming public do not differentiate between
the ‘reality’ that is Paris and the myth or fantasy that is Disney. But it might be prudent
to consider whether the strategy of packaging what should be two very different
experiences so closely might eventually lead to a blurring of the differences between
real and imagined places. Because, despite my contention elsewhere (Walsh 1992, ch.
6) that places constituted by postmodern architecture and heritagised space might not
be considered as ‘real’ places, there is a danger that as experiences such as EuroDisney
become established in our mental maps they may take on a reality which erodes the
distinctiveness of real places.
It is this blurring of difference and erosion of distinctiveness which as much as
anything else contributes to a loss of a sense of place as we approach the end of the
century.
Making Connections
This loss of a sense of place, a product of those experiences outlined above, may be
avoided through an attempt at a totalising of ‘mapping’, based on a strategy of
understanding the links that exist between people and places across both space and
time. It should also be considered that such processes continue right up to the present,
as throughout the (post)modern period the past has emerged as something which is no
longer contingent upon our daily lives. The idea that history is over, and that all we
should do now is exploit the styles and images of the past, was symbolised by Kenneth
Clarke’s declaration, in a circular to teachers in January 1991, that these teachers
should not cover the Gulf War in their classes, as history has nothing to do with
current events. The cut-off date for the study of the Middle East in British schools is
about 1967 – a generation ago.
The links which we might wish to articulate are partly related to understanding the
nature of markets and, more recently, the movements of capital, as it has been and is
these which determine to an extent economic, social and cultural configurations. None
of us is removed from these networks, and it must therefore be one aim of museums to
help people come to terms with the ways in which these networks affect them.
An appreciation of how these processes affect us is best approached from the
locality, defined as ‘the space within which the larger part of most citizens’ daily and
consuming lives is lived’ (Cooke 1989, p. 12).
Two geographers, Gould and White, attempted to ascertain how people perceived
their own localities; the ‘mental maps’ that people possessed. They considered the
degree of ‘emotional involvement’ that people had within an area. Unsurprisingly the
research revealed that emotional involvement fell off very steeply with distance, and
then levelled out after this (Gould and White 1974, p. 42). Therefore, the starting point
for any cognitive mapping project must be this kind of locality.
A sense of place is partly constituted through the subjective recognition of ‘time
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marks’: elements in the environment, both humanly and naturally constructed. Such
marks, in a way, make time ‘visible’. To put it another way, one’s sense of the past or
sense of history is partly developed through an appreciation of age, that is, how old a
building, a person or even a mountain is. More specifically, a history is developed
through locating these phenomena in some kind of temporal order, and also within
spatial contexts relating to this order. A key element in any strategy of cognitive
mapping must be the discovery and articulation of the links which have existed, and
still do exist, between these phenomena.
Also, we should be concerned to develop strategies which allow people to develop
their own mental maps of places rather than impose institutionalised readings of
places, as is often the case with orthodox museum and heritage presentations.
A Role for Museums
Museums as facilitators should first and foremost be concerned with promoting the
skills which might enable people to read their own place, as well as other places which
they may visit. One example of such skills would be the ability to date vernacular
buildings and to understand how and why they were built. The need to understand this
element of the historical environment is all the more important in the light of the
impact of postmodern architecture. The unreferenced quotation of historic styles
within built environments which consist of ‘real’ historic buildings and those produced
by plagiarising architects can only serve to inhibit a sense of place.
An understanding of place might well be enhanced through a consideration of the
‘four-dimensional web’. This requires us to consider localities as nodes developing
through time and space, which possess almost any number of links with other nodes,
or localities, within a web or network. As far as this discussion goes, the first three
dimensions are those of the physical world as perceived at any one moment in time,
while the fourth dimension is time. The fourth dimension does not have to be founded
on the orthodox framework of the past as linear progression through Western historical
dates; but rather as a dimension or, more specifically, a characteristic of a place, or
object, which implies process, change and depth.
An emphasis should be put on how places are nodal points in networks of
production, how places are physically constructed through the exploitation of material
resources, from water, clay and stone, to the manipulation of chemicals and their
transformation into commodities, from bricks to nuclear power.
Archaeologists have long been concerned with illustrating trading networks based
on the provenance of material; such ‘maps’ can be developed to show how we have
exploited different resources over time and space. The trend towards the distancing of
the production of commodities away from the direct daily experiences of those who
consume them is an obvious theme. We might consider how early farmers would have
produced much of their requirements within the locality, while today commodities
manufactured on the multinational scale are consumed. We should consider
highlighting the processes which have remodelled peoples’ places and have perhaps
influenced their perceptions of place. Crucial to peoples’ perceptions of place might be
the definition of boundaries through time – from the parish, and named areas within
towns and cities, through to the nation, and supra-national organisations such as the
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EEC.
We should be clear that places are continually changing, and our perceived present
is always a form of pastness. It is this crucial contingency of the past on our daily
experiences which can be articulated through the museum, more specifically the
ecomuseum as originally conceived in France by Georges Henri Rivière.
The key to success of the ecomuseum is the fact that it operates as part of the
community, within the locality. The ecomuseum is concerned to integrate all of the
disciplines which are normally involved in museology, including archaeology, social
history, natural history and geology, in fact any discipline which contributes to the
understanding of people and places.
The ecomuseum is an instrument conceived, fashioned and operated jointly by a public authority and a
local population. The public authority’s involvement is through the experts, facilities and resources it
provides; the local population’s involvement depends on its aspirations, knowledge and individual
approach.
(Rivière 1985, p. 182)
Rivière considered that such a museum should be a mirror, which a local community
could hold up to its visitors so that the visitor may develop a respect for that locality as
it is constituted by its people and their interaction with their environment through time
and space.
Ideally, ecomuseums should be concerned with considering the development of
places through time, or at least develop a sequence of temporary projects which deal
with this. A theme for consideration might be that of how and why humans have
progressively manipulated and, in one sense, simplified ecosystems through an
unquestioning belief in the verity of technical rationalisation. Why has the history of
the first world especially been one of increasingly labour-intensive modes of
production, which have pushed the ecosystem to its limits whilst reducing the amount
of free time available to most people?
The ecomuseum is, then, one way in which projects of cognitive mapping may
develop. Other ways might include the production of ‘maps of feeling’ as promoted by
the Common Ground organisation. Such maps allow people to represent their place as
they see it (see Greeves 1987a, 1987b).
Integrated with this sort of mapping project should be a consideration of people’s
relationships with objects. Areas for consideration might include the following:
people’s relationships with everyday objects, including consumables and durables, and
objects of ‘special’ meaning, from heirlooms to souvenirs. How do people ‘feel’ about
these various objects? Are they aware of the object’s history? Where, when and by
whom was it manufactured?
There might be scope for discourses on the differences between gifts and
commodities (Appadurai, ed., 1986, pp. 11–12). Appadurai argues that we should be
attempting to consider commodities in the different situations within which they might
exist during their ‘social lives’. This demands a break ‘with the production dominated
Marxian view of the commodity and focussing on its total trajectory from production,
through exchange/distribution, to consumption’ (Appadurai, ed., 1986, p. 13). We
should go on to consider the different contexts of consumption and perceptions held by
people over a commodity’s lifespan: for example, the transformation of everyday
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objects, such as a cutlery set, into the more psychologically ‘valuable’ family
heirloom. Another – and perhaps a more archaeologically pertinent – example would
be that of ceramic assemblages, and their trajectory from the everyday commodities of
past societies to the auratic objects of the modern museum display.
We should also consider the ways in which commodities contribute to the
construction of relationships between people. The study of the life paths of objects
undeniably enhances any study of the human condition. Commodities are ‘a universal
cultural phenomenon. Their existence is a concomitant of the existence of transactions
that involve the exchange of things (objects and services), exchange being a universal
feature of human social life’ (Kopytoff 1986, p. 68).
Using such information, it would be again possible to ‘map’ people’s relationships,
exploitation of, and attitudes towards material culture. Again, such strategies must
emphasise the temporal aspects of such relationships.
Interactive Video
One set of tools that could easily enhance the development of the mapping projects
outlined above is Interactive Video and other media environments. The Interactive
Video Disc (IVD) is based on an archive of images which can be still or moving. The
disc is essentially a larger version of a Compact Disc (CD), and has a capacity of 4
gigabytes which allows 26 minutes of moving images or 55,000 still frames. The
image archive can be accessed randomly, which is probably the system’s most
important characteristic. There is also the facility for two parallel soundtracks, and
computer-generated graphics can be superimposed over an image.
At the physical level, the IVD is an indexed collection of images. At a separate
logical level, the image archive is controlled by software on a Personal Computer
(PC), and it is the software which to a certain extent controls the ways in which the
image archive can be accessed and manipulated (Martlew 1988, 1990).
From the museum’s point of view the introduction of IVD permits visitors to
access not just images of material on display in the museum, but also images of
archived material and images of the places where the material was found, including
maps. A catalogue approach to the image-archive offers the potential for users to
access structured sequences of images and other data in a relatively idiosyncratic
manner. The user, through the PC, could structure his own sequences of images and
interrogate the archive to his own particular ends. However, it should be made clear
that structuring a set of images does require a lot of thought, and is not something that
could be achieved by a visitor during a casual visit to a museum.
Interactive Video will allow a user to integrate different types of information,
including information on objects, their provenance, date, and so on. It will also permit
the user to search for information about the site where it was found, and show maps of
similar sites and objects. The information stored and subsequently retrieved can
concentrate on any temporal or spatial context. Such video discs could quite easily
facilitate the mapping of links between people and places within a county or, perhaps
more important for those interested in the (post)modern experience, across the world.
In the context of the community, or ecomuseum, Interactive Video allows
individuals, or groups of people, to develop their own presentations on topics of their
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own choice, or to develop cognitive links between visual and other forms of data
(Ruggles, personal communication). The IVD system easily permits the development
of linked sequences of images, both still and moving, along with superimposed textual
information. It is possible to set up a number of different ‘routes’ through the
presentation. A general topic might start with considering a certain period of a place’s
history. Routes from a general introduction might go in a number of different
directions: economy, religion, leisure, conflict, and many others. Within those
subtopics, a number of alternative explanations could be offered. Essentially,
Interactive Video offers the potential for a greater democracy in access to information
about the past and can allow people to develop their own cognitive maps and, thus, a
sense of place.
Eventually such media could be greatly enhanced through their combination with
Geographical Information Systems (GIS) which contain data relating to production
and consumption patterns, for example. However, some geographers’ inclination
towards the synchronic spatialisation of data would have to be avoided, and databases
concerned with temporal patterns would need to be developed. If GIS were developed
as historical tools, the combined strength of the two systems would allow the
development of quite complex mapping projects which could employ demographic,
environmental, consumption and production data.
The basis for such systems has already in part been developed by the Midland
Regional Research Laboratory at the University of Leicester. The development of the
Meta-Information Retrieval and Access System (MIRAS) allows users to access and
integrate multiple datasets. Such datasets might be constituted by textual, visual and
aural information. Therefore the datasets would contain maps, image-archives of
buildings, objects, and so on, and structured datasets, which might include ‘tape-slide’
presentations on various topics (Ruggles and Newman 1991, pp. 189–90).
The system allows people to set up spatial and temporal constraints. For example,
a user may be interested in a specific 10-square-kilometre block during the last 500
years, or a 300-hundred-square-kilometre block during the previous five years. The
MIRAS system employs spatial and temporal ‘tiles’. These are the user-defined
temporal and spatial parameters, as mentioned above. Defining spatial tiles is
relatively straightforward, while the definition of temporal tiles is more complicated.
As Ruggles and Newman observe: ‘there is the tricky problem of the wide granularity
of time. A dataset of archaeological or geological information could span many
thousands or even millions of years, with imprecise starting and finishing dates, while
a dataset of traffic flows on a section of motorway may only span a few hours’
(Ruggles and Newman 1991, p. 201). Therefore the MIRAS system approaches this
problem by offering time-tiles of different sizes: the smallest are those closest to the
present, and the largest those most distant in time.
This definition of time-tiles may serve to remove the contingency of historical
processes from the present, through the promotion of predefined temporal parameters
which do not include the present. It cannot be overemphasised that cognitive mapping
must be concerned with helping people to locate themselves in the present through an
appreciation of historical processes which potentially have no spatial or temporal
limits.
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Places and Communities
The aim of cognitive mapping and developing a sense of place should be to allow
people to develop their own sense of place. This is not an argument for an unfettered
radical individualism but, rather, an argument for the promotion of communication
between people that allows the development of communities of discourse: ‘common
meanings are the basis of community’ (Taylor 1985, p. 39). People should be
encouraged to take ‘positions’ vis-à-vis the past. This engagement with the
construction of places demands that people be allowed to assess what they consider to
be ‘right’ or ‘wrong’ about the processes which have affected their place. As people
make value judgements about contemporary issues in society, they should be
encouraged to take positions regarding the past, as it is processes through time which
have contributed to the construction of societies. Some relativists might argue that
such intersubjective communities are objectionable on the grounds that they stifle
individuality. For example, one writer has asserted that
Not only does this ideal of shared subjectivity express an impossibility, but it has undesirable political
implications. Political theorists and activists should distrust this desire for reciprocal recognition and
identification with others, I suggest, because it denies difference in the concrete sense of making it difficult
for people to respect those with whom they do not identify. I suggest that the desire for mutual
understanding and reciprocity underlying the ideal of community is similar to the desire for identification
that underlies racial and ethnic chauvinism.
(Young 1990, p. 311)
Such a simplistic decrial of the idea of community is flawed on a number of levels.
First of all, the promotion of the radical individual, supposedly freed from the
constraints of society, is, as I have detailed elsewhere, an uncritical acceptance of Neo-
Conservative ideology. More important, it denies the understanding that for an
individual to exist with rights there must be a concurring society to confer those rights:
‘since the free individual can only maintain his [sic] identity within a culture/society
of a certain kind, he has to be concerned about the shape of this society/culture as a
whole’ (Taylor 1985, p. 207). The individual cannot exist as an isolated entity removed
from surrounding societal processes. Second, Young would seem to be assuming that
communities are necessarily constituted by people from the same ethnic group, the
same sex or even the same class. Young is possibly guilty of assuming that
communities are constructed along the lines of simple binary oppositions, black/white,
male/female, or working class/landed class. So-called ‘postmaterial political
communities’ transgress the traditional well-defined boundaries in the form of single
issue groups.
There is no reason why communities with positions vis-à-vis their place should not
also flourish. Such communities are of course not restricted to understanding their
place purely in terms of the development of the material environment. Although it is a
cliche, people do make places, and an understanding of how people affect places is
crucial. Projects which aim to develop an understanding of localities should ensure
that those people who have recently moved into a place are not disfranchised. The
history of many places is one constituted by processes of both emigration and
immigration. An overemphasis on material culture, and associated trading networks,
should be avoided, whilst emphasis should be placed on the influences of groups of
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people on places. The myth of the ‘traditional’ indigenous society should be exposed,
while the problems that are associated with immigration should be highlighted and
discussed. As Merriman has argued in his discussion of a display on ‘the peopling of
London’, if we look back far enough in time we are all immigrants of some sort, as
initially all hominids originated from out of Africa.
It should be emphasised that communities of intersubjective understanding need
not be constructed along orthodox class or ethnic lines. ‘Ethnic interests also intersect
with class, gender and other dimensions in the community, the workplace, the local
and national state, and – sometimes – the household’ (Bagguley et al. 1990, p. 140). It
should be clear that an understanding of place is developed through a commonality
which is constructed on the basis of a shared intersubjectivity, not bound by gender,
race or class (although positions regarding the past will be necessarily influenced by
such factors), but one developed through a common position regarding the processes
which affect places. Such communities are not place-specific but are developed along
the lines of intra- and inter-place commonality. Since the emergence of multinational
capital such communities are potentially global, as many places are subjected to
similar processes over time and space. The bottom line in the postmodern world must
be making connections.
Whatever method is employed, cognitive mapping must be about developing an
understanding of those forces which influence places. We have only to look at the
success, even if limited, of campaigns against multinationals such as Barclays Bank,
or the strategies of Greenpeace, where local organisation has proved crucial for
dealing with a problem which is undeniably global. Such strategies are successful
because of the realisation that making connections across both time and space is the
key to an effective politics.
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Part 4
Archaeology and history
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Chapter 17
The nature of history
Jonathan Last
Annales History and its Relation to Archaeology
In recent decades, archaeologists have rarely shown more than passing interest in
history and the theoretical issues of historical interpretation. This is somewhat odd
given the ‘historical’ (in the sense of temporally concerned) nature of our discipline.
Instead, archaeology’s principal influences have come from anthropology and from the
sciences: particularly evolutionary biology, which sees change as an externally driven,
adaptive process rather than one of historical contingency; and philosophy of science,
especially the Hempelian logico-positivism underlying the New Archaeology.
Postprocessual archaeology has recently rediscovered the social sciences, and the anti-
histories of Claude Lévi-Strauss, whose reified mental structures allow no room for
historical change, and Michel Foucault, whose ‘history’ has been extensively criticised
on empirical grounds (Vilar 1985) – although this does not invalidate his theoretical
project. For their part, historians have generally been concerned more with
methodology and the problems of interpreting texts than with the wider issues of
understanding the past. Hence the archaeology of historic periods has had little
theoretical input from documentary history and is frequently characterised as an
atheoretical ‘handmaid of history’ (at least in Britain; for America, by way of contrast,
see the historically situated structuralism of Glassie 1975, Deetz 1977). Historians
have generally distrusted grand theorists – who now reads Toynbee? – and Foucault
has contrasted the Hegelian view of history common among philosophers with the
real-life practices of the historian (Chartier 1988).
Against this particularist trend in history has been the Annales school in France,
named from the journal Annales d’histoire économique et sociale (renamed Annales:
économies, sociétés, civilisations in 1946) founded by Marc Bloch and Lucien Febvre
in 1929 (for more detailed discussion, see Stoianovich 1976, Burke 1990). The main
aims of Bloch and Febvre were to initiate a multi-disciplinary approach (in the early
days the interest was in psychology, sociology and economics) and to overcome the
prevailing emphasis on political history and ‘great men’ by considering economic and
social factors. This led to some radical changes in the methodology and theory of
history, as Aron Gurevich describes, particularly the rejection of notions of objectivity
typified by Ranke’s stated wish to write history ‘as it really was’ (wie es eigentlich
gewesen), and an interest in mentalités – not the history of ideas, which is an elitist,
‘great man’ concept, but the history of ideologies, worldviews and mental structures,
in other words the historical context. In this respect, Febvre was interested in historical
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psychology, Bloch in the Durkheimian notion of collective representations.
The second Annales generation of the 1950s and 1960s was dominated by the
figure of Fernand Braudel. His seminal La Méditerranée et le monde méditerranéan à
l’époque de Philippe II was published in 1946, although not translated into English
until 1972 (translation of the second (heavily revised) French edition). Braudel’s
history was revolutionary in its approach to time and space. He studied the history of a
region in terms of its human geography and topography. Ultimately historical events
were constrained or even determined by these geographical structures: Mediterranean
life has ‘clay foundations’ (Braudel 1972, p. 352). For example, the mountainous areas
of the Mediterranean basin can be characterised as lawless and places of refuge
throughout history because of their topography: ‘for the mountains are a refuge from
soldiers and pirates, as all the documents bear witness, as far back as the Bible’ (ibid.,
p. 31). ‘Their history is to have none, to remain almost always on the fringe of the
great waves of civilisation, even the longest and most persistent, which may spread
over great distances in the horizontal plane but are powerless to move vertically when
faced with an obstacle of a few hundred metres’ (ibid., p. 34).
Braudel discerned temporal structures of historical change at three levels: the
histoire éventuellement of events and individuals, the stuff of traditional history; the
moyenne durée of economic, social and political structures, ‘the history of groups,
collective destinies and general trends’ (ibid., p. 353), governed particularly by the
rhythms of wages and prices; and the longue durée, the nearly timeless geohistory of
the relationship between humans and their environment. In fact Braudel saw these as
abstractions from an infinite number of durées or temporal levels, but it is clear from
the structure of the work that Braudel privileges the longue durée: events are seen as
mere foam, exciting but epiphenomenal, on the surface of a sea below which the deep
currents of history run undisturbed: ‘events are the ephemera of history; they pass
across its stage like fireflies, hardly glimpsed before they settle back into darkness, as
often as not into oblivia . . . every historical landscape ... is illumined by the
intermittent flame of the event’ (ibid., p. 901). Even Philip himself is not a ‘free
agent’, but the prisoner of this historical cage. Musing on the events of 1571, the year
of Lepanto, Braudel (ibid., p. 1243) asks: ‘What degree of freedom was possessed by
Philip II, or by Don John of Austria as he rode at anchor among his ships, allies and
troops? Each of these so-called freedoms seems to me to resemble a tiny island, almost
a prison.’
This type of history, brilliantly continued in the three volumes of Civilisation and
Capitalism, and finally in The Identity of France, has been greatly influential but has
also attracted a number of serious criticisms. These relate to three main areas:
1. The lack of a consideration of mentalités. Braudel was less interested in these
than was Febvre whose death prevented him writing the planned companion
volume to Civilisation and Capitalism on thought and belief, but the division of
the work in this way was symptomatic of Braudel’s belief that the true historical
context lay at the much deeper structural level.
2. This naturally led to charges of determinism. It has been suggested more than
once that the powerlessness of the individual in the face of long-term structures
mirrors Braudel’s personal experience of the prison camp in which he first wrote
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La Méditerranée. In any case, the deficient concept of agency is a problem, as
with the theories of Althusser and Lévi-Strauss.
3. Moreover, the geographical framework is portrayed as static and not susceptible
to human intervention when in fact human practices were significantly altering
the environment – through deforestation, for instance – even within the period
covered by La Méditerranée.
These criticisms of Braudel are crucial as they exemplify the main concerns of
attempts to reconcile subjectivist and objectivist approaches seen in other social
sciences and discussed further below. The third Annales generation attempted to
overcome these shortcomings of Braudel’s work, although objectivist strategies also
continued. Braudel had, for instance, used statistics in a decorative fashion, but among
other historians a serious interest in quantitative methods led to the development of
serial history, and the notions of structure and conjoncture to describe levels of
economic temporality were coined by Pierre Chaunu. This may be seen as part of an
attempt to make history a science, deriving more from Braudel than from Bloch or
Febvre who were more interested in the rather unscientific concept of mentalités.
Serial history tended to substitute the ‘objectivity’ of statistics for the narrative
structures of traditional history, which were perceived to be too close to the style of
literary discourse to be scientific. The natural sciences had long since expunged the
narrative mode from their own discourse. But Hayden White (1987, chs 1, 2) has
argued that a narrative does not have to suffer from the dramatisation and humanism
which were the main Annales criticisms of traditional history. Indeed, philosophers of
history like White and Paul Ricoeur have argued that narrative is an integral part of
historical discourse, even such as Braudel’s (see below).
On the other hand, an interest in mentalités, particularly in the work of the
medievalists Jacques Le Goff and Georges Duby, was paralleled by a rediscovery of
cultural anthropology, seen in works like Emmanuel Le Roy- Ladurie’s Montaillou
(1975). Despite doubts about the accuracy of the statements of the ‘informants’ (which
were collected under the duress of the Inquisition) this book about a late-medieval
Cathar village is the best-known example of this strain of ‘historical anthropology’,
and shows the regional and microhistorical approaches characteristic of the third
Annales generation. But more recently there has been a return, albeit more self-
conscious and theoretically informed, to narrative and political history, particularly
biography. Paul Veyne typifies the hostility to the old buzzwords of histoire globale, la
longue durée and mentalités collectives. The rediscovery of agency can be seen as a
reaction against Braudel’s objectivist type of history, but perhaps the structural baby
has been thrown out with the determinist bathwater.
This discussion of the Annales school is important for a number of reasons. It
shows that ‘Annales’ must not be reduced to Braudel, nor even seen as representing a
unified approach (pace Bintliff 1991). It needs to be considered in the generational
terms outlined here, as part of an ongoing debate concerning the theoretical status of
important concepts like structure and mentalité. The vigour of the debate is related to
the quality of the work produced over the years and begs the question of the lack of
archaeological concern with or input into Annales, a lack that despite recent, belated
theoretical interest (Hodder 1987a, Bintliff, ed., 1991, Knapp, ed., 1992) was not
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rectified at this conference, where Gurevich’s and Alain Schnapp’s papers remained
largely undiscussed. Schnapp attempts to tackle the question of why archaeology,
particularly in France, has missed this historical line of insight and argues that the
discipline has been set since the nineteenth century in a natural science framework.
Another reason is the failure of Annales history to produce a body of theoretical
literature, part of the general antipathy of professional historians to Hegelian-type
philosophy. The postprocessual (in the broadest sense, in order to include Bintliff)
interest in Annales history and related social theory will be discussed below, along
with the wider issues this raises of the interrelationship between subject and object,
structure and agency.
Archaeology and History
The responses of Ian Hodder (ed., 1987b) and John Bintliff (1991) to Annales history
are interesting for their differences. Hodder is chiefly concerned with the long-term
Braudelian paradigm because of its insistence on process – that is historical process –
rather than the ‘causal functional explanation’ (Hodder 1987, p. 2) which characterises
‘processual’ archaeology. Clearly the possibility of a materialist and truly historical
long-term study would appeal to the postprocessual project. But we have already
criticised Braudel for the static nature of his long-term géohistoire. In fact, to admit
process Hodder introduces ideological structures to the longue durée, which Braudel
would presumably see as part of the medium term. An example is Georges Dumézil’s
‘trifunctional’ ideological structure of Indo-European society. This is a clear prelude to
Hodder’s ideas about long-term ideological structures in the European Neolithic – the
discourses of ‘domus’ and ‘agrios’ discussed in The Domestication of Europe (Hodder
1990). In accordance with the thrust of this work, Hodder, like Braudel, underplays
shorter-term historical change and reproduction. Hodder does recognise Braudel’s
failure adequately to conceptualise the relationship between events and structures
(Hodder, ed., 1987b, p. 6), but The Domestication arguably does not follow this
through, and Hodder’s conference paper, as we shall see, raises the same issues.
Bintliff (1991, p. 4) argues that Annales history may allow us to overcome the
problems of the New Archaeology while preserving its central concepts – in other
words, a more conservative reading of Annales history than Hodder’s: ‘. . . the
Annales methodology can be seen as complementary, rather than contradictory to the
central concepts and approaches of the “New” format subjects.’ In fact, as Gurevich
discussed and I mentioned above, an important strand of Annales thinking has been
opposed to the positivism of the ‘New’ approaches in social science. We must not
overlook the influence of figures like Michel Foucault and Paul Ricoeur who, although
not part of the Annales scene, have been very influential upon its more recent
practitioners (Chartier 1988). As I made clear above, Annales represents a number of
different and even opposed modes of thought that do not submit too well to being
presented as a unified body of theory, as Bintliff in particular is attempting to do. In
suggesting Annales history provides a means for theorising the interaction between
structures and events, he overlooks the fact that individual Annales scholars have
tended to emphasise one or the other – hence a process more of oscillation than of
resolution – largely because, although they were aware of the problem, explicit
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theorisation of the issues has been lacking.
The most interesting comment with regard to archaeology in Bintliff’s volume is
that by Anthony Snodgrass (1991, p. 57), who argues that ‘to put forward structural
history, or indeed any other kind of history, as a model for archaeological approaches
to the past is surely to privilege the status of historical archaeology’. Here, indeed, is a
way to inject a theoretical perspective into the archaeology of historic periods; for, as
Snodgrass and other contributors show, one can fit together the historical and
archaeological data more constructively than has been the case up till now by utilising
an approach based on Braudelian temporality. Specifically, archaeology can provide
evidence of a longer-term nature, allowing investigation of the dialectic between
geographical and socio-economic structures on the one hand and historical events on
the other. The use of survey data and approaches to the landscape in order to build up a
regional picture provides the necessary spatial dimension. But essentially this is a call
for advancing the integration of different perspectives rather than for a distinctly new
theorisation of past societies.
So what are we to make of Bintliff’s implied claim that the approach is relevant
also to prehistoric archaeology, the details of which, however, he fails to spell out?
Graham Barker (1991, p. 39) in the same volume makes the point that events cannot
be discerned in prehistory: ‘. . . the search for événements by cultural prehistorians
earlier this century tended to create a narrative prehistory peopled by Beaker Folk,
Urnfielders, Marnians and the rest, that is now almost universally recognised to have
been pseudo-history rather than prehistory. We make better use of the material at our
disposal in evaluating it for trends and processes.’
In Barker’s case-study of the Biferno valley in Italy, the dominant figure in the
prehistoric sequence is the valley itself, like Braudel’s Mediterranean, and its
topographical constraints on communication, settlement and agriculture. This is
interesting, but far from novel – in this sense archaeologists have been writing
‘geohistory’ for years. How it relates to people, which is the historical side of the coin,
is, however, far from clear – this is where prehistoric archaeology can still learn from
historical debates. The reaction to Braudelian history has shown that human agency is
a necessary part of historical explanation. Archaeology may not be able to produce
individuals, but it can produce knowledgeable agents who are more than cultural
dupes. However, we find this theorised less well by historians than by some
sociologists, to whom I will turn below.
If Bintliff’s volume largely fails to demonstrate through case-studies the degree of
relevance of Annales approaches for archaeology which he is seeking to show, a
second recent book on archaeology and Annales history (Knapp, ed., 1992), deriving
from a series of papers presented at an archaeological congress in Baltimore, is more
successful and instructive than Bintliff’s. The range of case-studies is broader and the
willingness to assess Annales approaches critically, rather than merely to borrow, is
refreshing, as is the recognition that Annales means more than Braudel.
Most interesting, perhaps, for prehistoric archaeology is the paper by Duke (1992),
who has looked at the rhythms of temporal change in the archaeological record of the
Northern Plains. Whereas prehistoric cultures have been seen as unchanging,
environmentally adapted, ‘cold’ societies, the historical period’s more rapid change
characterised it as ‘hot’. Archaeology therefore became subordinate to ethnography
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and history. However, Duke uses Annales ideas of structure and event, taking up the
later Annalistes’ shift to a greater concern with the event, and their thinking on
structural change to enlighten the prehistoric sequence. For instance, he considers the
role of a specific event, such as the adoption of the bow and arrow, in producing
broader structural changes in society, in this case relating to the valuation of hunting
and its associated material culture. Hence Duke uses Annales thinking to approach the
problem of the dialectical relationship between events and structures, discussed in
more detail below.
In their summary assessments of the volume, Bulliet and Sherratt both emphasise
that, while Annales history won’t directly advance archaeology, the encounter is
intellectually profitable, although the borrowing of ideas is more fruitful at the level of
general aims and outlooks, rather than specific approaches like Braudelian models of
temporality. Some of these points are drawn out in a perceptive review of both
volumes by C. Delano Smith (1992).
Narrativist Approaches to History
Beyond Annales, historical theory can provide other radically different insights for
archaeology, as exemplified by Hodder’s paper. He suggests that archaeological
periodisations can be understood in a real sense, that narratives structure people’s lives
in an analogous way to our structuring of the archaeological record. In other words,
temporal classifications are not merely imposed on the data but relate to the lived
experience of groups and cultures. The more empirical part of the paper suggests a
certain strategic unity to the meaning of material culture in different phases of the
Scandinavian Neolithic, in other words that ideology has an overall sense to it over
long periods. This does raise interesting questions about the social construction of
ideologies, but in pursuing these we would need to move beyond what Hodder has
presented in The Domestication of Europe and utilise a more comprehensive social
theory. Hodder’s use of the theories of Hayden White and Paul Ricoeur is novel and
interesting but not unproblematic. The main themes need some unpacking.
The first is to do with Ricoeur’s assertion that real life is structured as a narrative.
This raises the fundamental question of the relationship between ‘reality’ (lived
experience) and representations of that reality (texts or memories). The question of
what form history should take and whether narrative is an appropriate mode of
historical discourse comes to the fore when we acknowledge the limitations of
positivist and poststructuralist approaches. The former, which is exemplified by the
covering law approach or Collingwoodian hermeneutics, begins with the denial of any
essential difference between past and present. The latter, as in the works of Foucault,
stresses the absolute difference of the past and denies fixed reference points like
human nature or the concept of ‘man’. But deconstruction inevitably provides only a
partial and unsatisfactory resolution of the problem of capturing the otherness of the
past (see J. Thomas 1991a, pp. 2–6). In between lies the narrativist approach to history.
Ricoeur’s argument, which is outlined in the three volumes of Time and Narrative, is
complex, and I can present only an unsatisfactory summary here (based on H. White’s
1987 discussion). Both Ricoeur and White argue that narrative is an appropriate –
indeed, a necessary – discursive mode for history.
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For White it is a question of rhetoric. By pointing out why the text of a medieval
annals does not satisfy us as history (H. White 1987, pp. 6–16) he helps us to realise
that such a non-history lacks plot, continuity, agency and closure: there is no
‘structure’ to the events other than the temporal scale into which they are inserted;
there are large gaps of blank years when (apparently) nothing happened; events are not
the results of human action but just occur – hence a battle is equivalent to a natural
event like a bad harvest in its lack of historical cause and effect, and seemingly
arbitrary position in the sequence; similarly the annals begins and ends without any
contextual scene-setting or summing-up.
What makes acceptable history, therefore, is form and coherence, characteristics
provided by narrative. Hence any true history is structured as a narrative, that is, it
possesses a plot – even Braudel’s longue durée – although it does not necessarily
narrativise, that is, take the form of a story. The key point is that because narrative is
not scientific does not deny it truth-value:
Narrative historiography may very well . . . ‘dramatize’ historical events and ‘novelize’ historical processes,
but this only indicates that the truths in which narrative deals are of an order different from those of its
social science counterparts. In the historical narrative the systems of meaning production peculiar to a
culture or society are tested against the capacity of any set of ‘real’ events to yield to such systems. If these
systems have their purest, most fully developed, and formally most coherent representations in the literary
or poetic endowment of modern secularized cultures this is no reason to rule them out as merely imaginary
constructions. To do so would entail the denial that literature and poetry have anything valid to teach us
about reality.
(H. White 1987, p. 44)
For Ricoeur narrative history has the status of a ‘true allegory’; it is an allegory of
temporality, but true because historical events possess the same structure as a narrative
discourse. Our understanding of the world and of history is based on making such an
allegory which ‘stands for’ but is not reality. This process has three aspects or
moments: the prior understanding of human action and temporal structures; the
historicality achieved when these events are located within a context, which signifies
the role of the plot in ‘grasping together’ disparate factors like events, agents, goals
and consequences; and the actualization of the world presented in the text through the
act of reading. These are the mimeses discussed by Hodder. The use of this term
implies a sort of ‘real imitation’, a symbolic representation of real events that is
realistic because the real events are themselves symbolic, appealing ultimately to the
level of ‘deep temporality’ which underlies all history. If all this seems to elide the
distinction between history and fiction, it is true that Ricoeur argues they share the
same ultimate referent (temporality) but the immediate referent privileges history, that
is, real events, the document or ‘trace’ (Petit 1989) that maintains the difference
between past and present.
What this theory does is provide us with a critique of some of the Annales
historians’ rejection of narrative, because their conceptualisation is based on too
narrowly literary a view of the term: the ‘trends and processes’ discussed by Barker
(1991, p. 39: see above) are just as much a narrative as the ‘narrative pseudo-history’
he decries. There is also here a critique of the Hempelian logico-positivism which
underlies the covering law approach in history as well as the New Archaeology.
Hempel argued that explanation takes the same form in history as in natural science,
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but the crux of the narrativist argument is that explanation is not the whole story in the
case of history – it can be seen as only a means for understanding, the grasping
together of events within the coherence of narrative, not subsuming a case under a
general law but interpolating a law into a story (Ankersmit 1986, p. 21; Petit 1989).
We are left with the problem we began with, of whether real life can itself be
conceived of as a narrative. Ricoeur, like Frederic Jameson (H. White 1987, ch. 6),
seems to believe life makes sense only in so far as it is worked into a narrative. Kemp
(1989), discussing Ricoeur, argues that because we lack experience of our own birth
and death the narrative plot of an individual’s life is not a given but a task; and for
Jameson narrative achieves the status of a mode of consciousness, making sense of
what is otherwise the blind play of contingency. There remains therefore a tension
between narrative as immanent in the structure of events and narrative as imposed
upon them, but even in the case of the latter it is seen as working at a fundamental
level of human consciousness. The question of the distinction between historical
reality and its textual representation is shown to be irrelevant when we accept that
understanding is impossible outside a narrative representation.
We should therefore conclude that narrative is a necessary form of historical
explanation, and that any attempt to expunge it leads to inadequacies like those of the
New Archaeology. But it needs to be exposed as ideological, however much it is a
model of ‘reality’, so that we can allow an appeal to the ‘trace’, documents and
artefacts, to maintain the distinction between history and fiction.
So, in taking such a line of thought, Hodder has tapped into a rich vein of historical
theory which archaeologists concerned with the relationship between subject and
object would be well advised to attend to. But we may wonder whether Hodder’s
version of narrative adequately captures the real structure of events. The main area of
criticism has to do with the use of White’s ideas of ‘metahistory’, which was
developed as an analysis of nineteenth-century historical writing, and the hidden
discourse of historians in applying their own preconceptions of the world to the object
of historical analysis. In other words, it is a theory of the production of written texts.
By using this theory, Hodder asks us to presume an author of and a motive, albeit a
hidden one, to lived experience, since the sequence of ‘tropes’ he finds in the
Scandinavian Neolithic follows the logical sequence set out by White. As we are not
presuming an external (that is, divine) agent, we must assume Hodder is arguing for
some sort of Durkheimian collective representation and the necessary corollary that
society is more than the sum of its constituent human parts. This is the only social
theory consistent with the ideas about the unfolding of ideological structures discussed
in The Domestication, which again suggests a certain sequential necessity in the shift
from the ‘domus’ discourse to that of the ‘agrios’. Of course, a similar criticism may
be lodged against White’s temporal sequence of historians’ rhetoric, but Hodder’s
extension of the theory to the domain of lived experience throws the problem into
clearer relief.
What Hodder therefore seeks to give us is a view of society that, like Braudel’s or
Lévi-Strauss’s, reduces agents to epiphenomena of structures. Unlike Braudel and
Lévi-Strauss, however, these structures are dynamic and changing, but, for all the fact
that they are enacted through the situated practices of agents, they are inevitable and
necessary in determining those practices, because they follow a preordained narrative
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scheme. The effect for archaeological interpretation if this is the case is that material
culture may be seen as the direct evidence of ideological structures, and we can
effectively ignore the individual agents who produced it. To use a theatrical analogy,
their parts have been written in advance, and, however effective their performance, the
drama will take place in the sequence scripted. In other words, whatever lip-service
Hodder may pay to situated practices, agents’ freedom to act otherwise is constrained
to an extent that they are no longer agents in the accepted sense.
Although Hodder spoke during the conference discussion of ‘dialectical interactive
meaning’, the interaction he implies is one between archaeologists and long-term
ideological structures, not historically situated agents. Hodder seems to make the error
of confusing narrative as a means of ‘grasping together’ disparate factors to make
sense of the world with narrative as a causal factor in history at the level of the longue
durée, going beyond the arguments of White and Ricoeur. Hodder’s scheme replaces
the Braudelian prison with the necessity of the story that the past reveals, and in a
similar way denies agency.
We therefore need to discuss the concept of agency, which many participants felt
was not adequately covered at the conference. It is not, however, a magic word that
gets us out of the structuralists’ problem. Hodder’s paper should not be taken, to mix a
metaphor, as a straw man to be instantly demolished with a salvo of structuration
theory. Attempts to bridge the dichotomy between objectivism and subjectivism are at
the heart of contemporary debate in social theory.
Structure and Agency
Agency, to ‘action theorist’ philosophers, is characterised by volition and intention,
and cannot be reduced to mere events, although unintended consequences, to the
extent that they were the product of an intentional action, can be outcomes of agency.
For Moya (1990) the core of agency is a commitment to do something in the future.
While decision-making is a norm-following process, it is essentially violable. In other
words, the ability of agents to act otherwise is the key to their agency. But there are
always practical restrictions on the range of feasible options for action, dependent on
the individual’s social context, itself a specific manifestation of what may be termed
‘social structure’. No man (or woman), then, is an island – but the exact nature of the
relationship between structure and agency remains a key problem in social theory. The
two philosophical extremes which should be rejected can be characterised as pure
objectivism and pure subjectivism.
In the first of these, actions are subject to causal determinism by pre-existing
structures, be they the ‘system behind the Indian’ of functionalist systems theory or the
‘deep structures’ of the structuralist mindset. In these cases external factors constrain
unacceptably individual freedom, with potentially disturbing political implications. It
is this reef to which Hodder’s theory sails uncomfortably close.
But the other extreme is just as erroneous: the pure subjectivism associated
particularly with existentialist perspectives. Sartre, for instance, can be seen as a
‘libertarian’ postulating every action as a kind of antecedent-less confrontation with
the world (Bourdieu 1990a, although others see Sartre as more of an action theorist:
e.g., Atwell 1980). The critique sees agents’ practice as both enabled and constrained
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by the social and ideological networks of which, as social beings, they are a part.
Individualism is another version of the subjectivist fallacy, for it denies the force of
interest groups and collectivities as well as the impact of those pre-existing structures
into which individuals are socialised.
The conference debate throws some light on these issues as they pertain to
archaeology. One comment heard was that: ‘You have the individual in history, but the
non-literate past is anonymous and collectivist.’ This denies the reality of human
agency, which is unaffected both by the degree of literacy in a society and by the
archaeological knowledge of that society. As John Barrett said, with reference to
Hodder’s paper: ‘What is missing in all this is the idea of situated practice and a
proper understanding of agency. Ian [Hodder] has given us once again the structuralist
image. But people occurred there as individual agents – something we can grasp in
prehistory and in history. The archaeology of agency and situated practice is missing
in so much of what has been talked about.’
Barbara Bender attempted to explain the ‘confusion between individuals and
agency – what we are talking about is the way people effect change’. The key to
agency is not individuality but action. In a sense, to be an agent is to be human; it
should be taken for granted, but that does not mean it need not be theorised. Nor
should we make the mistake of confusing agency with the ‘freedom of the individual’
that is one of the ‘self-evident truths’ of the modern worldview. Agency can also be
collective, through kin-groups, age-sets and so on. The problem for social theorists
becomes one of maintaining a sense of individual autonomy within the wider
conception of agency to avoid the concept merely disguising a neo-objectivism.
We should therefore discuss two major perspectives aimed at overcoming the
objectivist and subjectivist dualism and constructively integrating structure and
agency. The first is that of Pierre Bourdieu, and the notion of ‘habitus’ (Bourdieu
1990a, 1990b). Bourdieu pursued ethnographic research in Algeria in the 1960s and
noticed that the kinship relations stressed in practice were not the full range of logical
relations that a structuralist analysis might have discovered. More generally, practical
action was merely a subset of theoretically permissible actions. He argued that practice
was conditioned by what he termed the habitus, a system of structured, structuring and
durable dispositions produced historically. The habitus varies between individuals, but
individual habitus are in a relationship of homology. These dispositions constrain and
provide for action at the level of practical knowledge, those things which are known
and do not need to be consciously articulated: for instance, kinship relations or the
performance of certain rituals. Action mediated by the habitus is instinctive and
regulated. Bourdieu (1990b, pp. 62–70) uses a sporting analogy: the ‘players’ have a
‘feel for the game’, which equips them to pursue conscious strategies:
I described the double game strategies which consist of playing in conformity with the rules, making sure
right is on your side, acting in accord with your interests while all the time seeming to obey the rules. One’s
feel for the game is not infallible; it is shared out unequally between players, in a society as in a team.
Hence their knowledgeable agency is not compromised. The habitus frequently
sacrifices rigour for simplicity, and rites or beliefs that make sense in practice may
appear counter-logical or contradictory in a broader view:
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symbolic systems owe their practical coherence – that is, on the one hand, their unity and their regularity,
and on the other, their “fuzziness” and their irregularities and even incoherences, which are both equally
necessary, being inscribed in the logic of their genesis and functioning – to the fact that they are the product
of practices that can fulfil their practical functions only in so far as they implement, in the practical state,
principles that are not only coherent – that is capable of generating practices that are both intrinsically
coherent and compatible with the objective conditions – but also practical, in the sense of convenient, that
is, easy to master and use, because they obey a ‘poor’ and economical logic.
(Bourdieu 1990a, p. 86)
Bourdieu (ibid.) gives the example of occasions when the house is symbolically
divided into male and female halves, contradictory to a wider set of beliefs which
portrays the whole house as female in contrast to the ‘male’ land. But such structures
are not a neutral symbolic scheme – practice is always a struggle for domination, as
Robbins (1991, pp. 148–9) makes clear:
Bourdieu realised that there were within Algerian society people who possessed the socially delegated
authority to retain intellectual mastery over the agrarian calendar which constituted the structure within
which social practices operated. . . . Institutionalized rituals excluded the polythetic practices of individuals
and functioned as mechanisms of domination.
The habitus may be codified to different extents, that is, the social ‘game’ may be
given explicit rules; and for complex (or ‘differentiated’) societies Bourdieu
introduces the notion of the ‘field’, a historically constituted area of activity with
specific institutions (the academic field, the political field, etc.). The habitus can
produce different practices dependent on the state of the field, so a dialectic is set up
between habitus and field. In other respects, however, the existence of the field limits
the operation of the habitus:
in general, in undifferentiated societies . . . the personal strategies of agents have to be constantly renewed,
whereas in differentiated societies objectified fields exist within which and between which power is
deployed. To put this in the language of ‘field’-studies: the genesis of autonomous and institutionalized
‘fields’ . . . has the effect of consigning personal strategies ... to a secondary position.
(Robbins 1991, p. 115)
This is an attractive theory which has been noticed by archaeologists (e.g. Hodder
1986, pp. 70–6) but little applied outside ethnoarchaeological studies (e.g., D. Miller
1985, Moore 1986). One problematic feature concerns the means of transformation of
the habitus. Although constituted in practice, the habitus is objectified in material
culture and ritual. Perhaps because the model originated as a reaction to structuralist
interpretations of traditional societies, explaining social change was less of a concern
than showing how social rules were realised in practice. In this sense it may translate
less fruitfully to modern society. But Bourdieu (1990b, pp. 118–19) has defended
himself on this charge:
I do not see where my readers could have found the model of circular reproduction which they attribute to
me (structure-habitus-structure) ... it is the structure (the tensions, the oppositions, the relations of power
which constitute the structure of a specific field or of the social field as a totality at a given point in time)
which constitutes the principle of the strategies aimed at preserving or transforming the structure.
Although apparently situated between structure and practice, there is little sense of a generative dialectic
through the habitus. Bourdieu’s realisation that the French education system was largely impervious to re-
structuring may have influenced his tendency to abstract structure as something largely unchanging.
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Bourdieu has difficulty in explaining revolutionary change because he believes that any revolution is
dependent on the existence of anticipatory conditions which alone can bring it into actuality. . . . The
gradualism which seems inevitable for Bourdieu as a theory of social change also applies in respect of
individuals.
(Robbins 1991, p. 173)
However, because archaeology deals largely with change over the relatively long term,
we need to clarify the processes of social transformation.
A more self-consciously dialectical approach is Anthony Giddens’s theory of
structuration (Giddens 1982, 1984, Cohen 1989, Bryant and Jary, eds, 1991). The
concept of structuration is similar to that of the habitus but it is not objectified in the
same way. Rather, structuration is the set of conditions that intervene between
structure and practice to ensure the reproduction or transformation of that structure.
Giddens argues that the relationship between structure and agency is one of ‘duality’
(each is implicated in the production of the other) rather than ‘dualism’ (categorical
opposition). Hence Giddens argues that ‘the structural properties of social systems are
both medium and outcome of the practices that constitute those systems’ (1982, pp.
36–7); or, again, that: ‘analysing the structuration of social systems means studying the
modes in which such systems, grounded in the knowledgeable activities of situated
actors who draw upon rules and resources in the diversity of action contexts, are
produced and reproduced in interaction’ (1984, p. 25).
Social action, in Giddens’s theory, is to the structural properties as an utterance is
to the rules of grammar (1982, p. 37). A comprehensible speech-act contributes to the
reproduction of the grammatical and syntactical system as a whole. Similarly, agents
draw upon the rules and resources to produce and reproduce activities. This is similar
to Bourdieu’s notion of practical actions abstracted from a notional set of logical
relations. For Giddens, continuity in action is achieved by the high degree of
routinisation of practice, action that is carried out at the level of practical
consciousness, and which does not need to be articulated. Routinised practice is
therefore Giddens’s equivalent of the durable dispositions of the habitus. But Giddens
tries to allow more freedom to agents; in his theory, power is very important – the key
to successful action is the ability to mobilise resources, both ‘allocative’ (material) and
‘authoritative’ (related to production and organization) in order to achieve outcomes,
either at a group or an individual level: ‘Power ... is generated in and through the
reproduction of structures of dominance’ (Giddens 1984, p. 258). Agents may act to
maintain or transform structures, but they are always constrained or enabled by
differential access to resources and by their own practical competence.
Change does seem easier to visualise in Giddens’s scheme, but it tends to be
externalised, occurring at ‘time-space edges’ between different sets of structures of
routinised practices and at the junctions ‘between societies of differing structural type’
(ibid., p. 244). This means that for ‘tribal cultures’ where ‘the boundaries between
different “societies” are usually not clearly marked’ (ibid., p. 195) change becomes
harder to allow or account for. But it is important to make the point that change and
stability are essentially the same, as outcomes of reproductive practice. This is
necessary in order to escape the systems theory approach which has to posit a special
causality for change as opposed to the natural state of equilibrium. In fact, stability
needs explaining just as much as change (Shanks and Tilley 1987b, p. 212).
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Nigel Thrift (quoted in Cohen 1989, p. 201) has criticised Giddens’s silence on the
institutions that establish a linkage between structure and agency. At the level of the
latter, an account is needed of how subjects’ wants and needs are differentially formed
(J. Thompson 1989, p. 74). In stressing that societies are permeable and only loosely
articulated, Giddens tends to obscure the mechanism of their transformation or
reproduction. Derek Gregory (1989) points out that, although Giddens’s time-space
model could be made to yield all sorts of transformations, his particular concern with
practical consciousness and routinisation overemphasizes the likelihood of social
stability.
Giddens (1989, p. 277) does not agree with this criticism. All I can do in the space
available is to try to convey the character of an ongoing debate. Giddens’s and
Bourdieu’s theories have not been seriously discussed by archaeologists, or directly
compared by anyone. In the context of this brief discussion, we may conclude that
Bourdieu’s theory better establishes the linkage between structure and agency by
positing the intervening habitus; Giddens’s is less prone to the reduction of agency that
the objectification of the habitus often implies.
The differences probably relate to different psychological conceptions of agency.
One problem with structuration theory is its consistent rationality – Giddens seems to
assume that human nature has not essentially changed, and does not suggest how or
when the ‘rational agent’ of his theory was generated. His concern with analysing
capitalism tends to take the modern worldview as a given. Giddens’s ‘rational actor’ is
very much a modern, Freudian concept; Bourdieu in contrast argues against a
controlling ‘self and in favour of a persona generated by particular social conditions
(Robbins 1991, p. 172). Another factor is the differing empirical origins of the
theories: in an ethnographic study on the one hand, with action much regulated by
tradition, and in a historical study of modern capitalism and the social fluidity that
implies on the other. Archaeologists, especially prehistorians, deal largely with small-
scale societies which are regulated by traditions embodied in ritual and material
culture, and are socially less fluid: in Giddens’s terms, they show low distanciation
and high routinisation. Hence the habitus with its ‘fuzzy logic’ and strategic rather
than totalising rationalisations, particularly as objectified in material culture, may be a
more helpful concept for archaeologists; but, nevertheless, societies do change and
Giddens’s ideas of agency, distanciation, and power resources, particularly within a
framework deriving from the time-geography of Hägerstrand, may be useful in
articulating social trajectories.
Other perspectives in social theory are critical of the structurationist approach.
Poststructuralists would argue that the ‘knowledgeable actor’ is a fiction, undervaluing
the constraints operative in modern society. Foucault has suggested that the social
sciences are implicated in the legitimation of this society, so this theory cannot be the
neutral ‘ontology of potentials’ (Cohen 1989, p. 11) it claims to be. Boyne (1991, p.
73) suggests that the dissolution of the subject which is part of the poststructuralist
project could provide an argument that the agent is merely a ‘mytheme generated ... by
the virtual structures of the social unconscious’. But poststructuralism is handicapped,
perhaps fatally, by the fact that its attempt to overturn rationalism must be conducted
within a rationalist discourse (Callinicos 1991). Ultimately, if, as archaeologists, we
accept the existence of a real past (however knowable), we cannot avoid objectifying it
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to some extent, positing it as other than the present, even while we admit the
subjective, hermeneutic nature of interpretation. Indeed, to accept the past as other, to
maintain a difference, as Ricoeur does, for instance, allows us to challenge the
naturalised, taken-for-granted nature of many aspects of modern society. We cannot
therefore afford to ignore the historicity of our discipline, and we must admit this
dialectic between structure and agency.
Archaeological interventions into this whole debate have been rather sparse. Much
of the postprocessual debate has been concerned with the nature of interpretation of
the past and the status of the archaeologist, rather than social theory, which tends to
have utilised borrowed structuralist and Marxist approaches. Hence, as Matthew
Johnson (1989) points out, important papers like Shanks and Tilley’s (1982) or
Leone’s (1984) lack a historical theory of the agent. John Barrett (1987, p. 9) suggests
archaeology can be seen as evidence for practices, and their material situation (a
materiality captured better by Bourdieu’s habitus than by Giddens): ‘Social practices
are the object of our study: archaeology is the empirical examination of material
evidence to discover how such practices were maintained within particular material
conditions.’
Structuration theory can allow us to move beyond the purely descriptive use of
time and space that characterises most archaeology, and to show how human lives are
structured in time-space. Ultimately archaeology needs to be able to deal with the
long-term vista of prehistory and make sense of changes in material culture within a
narrative that does not do away with the agent but recognises the play of difference in
material culture variability and finds in this variability the contingent circumstances
which lead to change and are comprehensible within a narrative structure. Hence we
also need to theorise the relationship between material culture and social structure –
which is essentially an archaeological problem.
The narrative coherence we will find is one of retrospective necessity – in other
words, meaning is clear in hindsight but does not follow any pre-given, structurally
determined sequence of change. The contingency of history becomes thinkable, and
life becomes livable, only when grasped into this sort of meaningful narrative which
endows events with significance on the basis of their retrospective importance.
History that Hurts
Michael Shanks made similar points about narrative, but the key to his contribution
lies in the statement that: ‘Historical stories told are also ... of the human pain of
history. History is not simply ... an intellectual act of construction and creation but
demands a poetics and the recognition of death and decay, which are the heart of
history’ (transcript from conference tapes). Shanks asks us to start from the materiality
of artefacts, which ties into their history, a history which traces a continuous path
through time and space, not separating past from present. But the affective and
aesthetic aspects of these artefacts tell a human story, an ideological story which
allows us to critique our concepts and assumptions. Hence he argues, for instance, that
the assertion of identity, of agency is a contingent, ideological act. The modern notion
of the agent, as we saw with Giddens, is just one strategy of assertion. The pots may
tell other stories.
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Joan Gero in turn saw, following Frederic Jameson, that ‘history is what hurts’. In
trying to get at the experiential dimension of history we need to look more at the agent
and her or his situation in practices that manifest and reproduce absent structures. This
is what Shanks has sought to do by the detailed study of a single Korinthian pot.
This is, of course, but one side of the coin: to assess subjectivity in the past
demands also a recognition of the subjectivity of the interpreter, in other words a
critique of our own discourses and practices. It is this sociology of the discipline that
Gero set out to provide a framework for. Her paper demonstrates that there are always
stakes in the production of a narrative. Gero points out that they have to do with the
following issues:
1 The contingent circumstances of archaeological discoveries. This is similar to
Renfrew’s (1977) critique of the culture concept, in which he argues that type-sites
which serve to define a ‘culture’ do so only by virtue of the primacy of their discovery.
As he puts it (ibid., pp. 94–5):
If the excavator first digs at P and recovers its assemblage he will subsequently learn that adjacent points
have a broadly similar assemblage which he will call ‘the P culture’. Gradually its boundaries will be set up
by further research, with the criterion that only those assemblages which attain a given threshold level of
similarity with the finds from P qualify for inclusion. So a ‘culture’ is born, centring on P, the type-site,
whose boundaries are entirely arbitrary, depending solely on the threshold level of similarity and the initial,
fortuitous choice of P as the point of reference.
The situation is no doubt overstated, since in reality all sorts of historical,
geographical, practical and personal factors impinge on this sort of pure research. But
it makes clear the necessity to be aware of the specific history of any research area.
2 The context of archaeological finds. Here it was the points found in direct contact
with extinct animals that allowed the definition of a Palaeoindian culture, and also led
to the acceptance of a ‘Man the Hunter’ paradigm for this research.
3 Cultural preconceptions. Here specifically the corollaries of the idea of ‘Man the
Hunter’, specifically the valuation and gendered reconstruction of the practice of
hunting. But we could think of other examples.
For instance, Bernhardt (1986) took the opportunity of a reassessment of the
European early Neolithic site of Köln-Lindenthal to study the interpretation of
Neolithic houses through the earlier part of this century. Many German archaeologists
saw ‘dwelling-sites’ as indicators of folk customs and ethnic types. The theory was
that, while built houses occurred on the culturally advanced tell-sites of south-east
Europe, ‘barbarian’ populations in northern Europe could only recognise earth-holes as
dwellings. There was developed an evolutionary typological sequence of: pit
dwellings – tents/yurt – roofed houses. Although other scholars saw building types as
related more to environment and climate than to ethnicity, when post-built structures
began to be encountered in a Neolithic context they were often seen as granaries rather
than as dwellings because ethnographers argued that in North America, for instance,
granaries were often built more lavishly than houses. Hence the situation of Buttler
and Haberey’s original (1936) publication of Köln-Lindenthal in which the larger
burrow pits were seen as dwellings and the well-built post-houses as granaries. From a
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modern viewpoint this is a quite bizarre interpretation, but one that is comprehensible
as the outcome of a particular historical discourse. As Thomas Kuhn (1970, p. 111) has
described for the natural sciences, once a particular paradigm or set of theories is
replaced by another, scientists’ perception of the world changes so radically that the
world itself may as well have altered.
4 Aesthetic judgements. The distinctive style of the Folsom points was important for
the development of this discourse as it served to focus attention on this class of
artefacts above any other. Similarly the aesthetics of classical archaeology have helped
to define the discourse of that subdiscipline (see section below (appendix) on classical
archaeology and disciplinary ownership).
5 Research structure and strategies of data collection. In other words, both professional
career structures and field methodologies are implicated in the reproduction and
persistence of a particular discourse. The same ideas are passed on from one
generation of scholars to their students, who become the next generation. Anyone
coming in from outside with a new way of looking at the material may not be accepted
precisely because they have not had the usual training in the conservative tradition. In
fieldwork these traditions may be enshrined in research designs, choice of sites and
recording methods. Fieldwork in some areas of the United States may also have its
own ideology and set of values, like the Near Eastern archaeology of the later
nineteenth century which celebrated ‘both the lone male and the machinery of
civilisation’ and consequently prescribed female gender roles as ‘to observe, receive,
admire’ (Hinsley 1989, p. 94). Hence present archaeological practice may reinforce
particular interpretations of the past.
The contingent nature of ‘paradigm shifts’ in scientific research has been discussed by
Thomas Kuhn (1970) in terms of a build-up of problems with an established paradigm.
At first they can be accommodated by making small modifications to the existing
paradigm, or by ignoring them. This is part of the practice of ‘normal science’,
described by Kuhn (ibid., p. 10) as research based on achievements that some
scientific community acknowledges as supplying the foundation for further practice. A
particular paradigm operates as a ‘criterion for choosing problems that . . . can be
assumed to have solutions’ (ibid., p. 37), and a project not conforming to the
expectations set by the paradigm ‘is usually just a research failure, one which reflects
not on nature but on the scientist’ (ibid., p. 35). Hence a set of theories and research
questions and practices becomes self-fulfilling.
But eventually the whole system has to give, and a ‘scientific revolution’ or
‘paradigm shift’ occurs. To evoke a crisis, an anomalous result must call into question
fundamental principles of the paradigm, or inhibit important practical applications
(ibid., p. 82). Many years ago, Max Planck realised that ‘a new scientific truth does
not triumph by convincing its opponents and making them see the light, but rather
because its opponents eventually die, and a new generation grows up that is familiar
with it’ (quoted in ibid., p. 151).
This is an idea that was echoed by Colin Renfrew in an earlier conference session.
But whether paradigm shifts in this sense occur in archaeological theory (such as the
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transition to the New Archaeology in the USA: Meltzer 1979) is still debated, largely
because of Kuhn’s own rather vague definition of a paradigm (see Kuhn 1974). In any
case, it is arguable that archaeological ‘paradigms’ are even less easy to upset by
anomalous evidence than is the case in hard science, because data require more
contextual interpretation and are easier to assimilate into a pre-given framework. The
early Neolithic pit-dwellings discussed above are a good-example, based on
preconceptions rather than on ‘objective’ assessment of the data. A truly revolutionary
change in archaeology was the development of an independent chronology provided
by C-14 dates, which upset traditional theories of culture change in Europe (Renfrew
1973). Although that was based on hard science, which archaeologists rarely question,
several older scholars with heavy stakes in defending the traditional views, and hence
the validity of their work, refused to accept C-14 dating. Its populariser, Colin
Renfrew, fitted Kuhn’s (1970, p. 90) statement that ‘the men who achieve these
fundamental inventions of a new paradigm have been either very young or very new to
the field whose paradigm they change’.
These are largely historical conditions, and we might now return full circle and
conclude by looking again at history. What Joan Gero’s paper asks us to consider is
why archaeology has not produced a critical history of itself. The main texts for the
history of archaeology make little attempt to situate archaeological theory and
methodological developments in a social or political context. Glyn Daniel’s The
Origin and Growth of Archaeology’, for instance, is very much a ‘great man’, history-
of-ideas approach – the genius of the individual is the key to the development of
archaeological theory, and as we meet them first their names are capitalised. Daniel’s
The Idea of Prehistory shows a similar avoidance of social context (‘Real prehistory
begins with men like these striving to understand man’s prehistoric past’: Daniel 1962,
p. 12) and celebrates the ‘great men’ with whom the author can sometimes link
himself: ‘We are, at first, mainly concerned with a very great man [Grafton Elliot
Smith] who was a Fellow of my own College in Cambridge’ (ibid., p. 88).
Recently, Bruce Trigger’s more ambitious History of Archaeological Thought has
paid more attention to the social context of archaeology, ‘the changing relations
between archaeological interpretation and its social and cultural milieu’, but lacks the
detailed exposition of sociological and political dimensions that Gero’s case-study
eloquently suggests we need. The arguments flowing in archaeological theory about
the relations of structure and agency have washed over the history of the discipline,
where a social structure is frequently absent. But the example of classical archaeology
and the case-study of the Palaeoindian show that the state of the discipline can hardly
be understood without these considerations. Stan Green (conference comment) sums
this up: ‘I learned some; the conference raised some issues; but for the most part it
remained paralysed by its politics.’
Critical history is a necessary part of grappling with these problems. It helps us to
see how archaeological knowledge is constructed. For instance, C. M. Hinsley (1989,
p. 80) sees archaeological narrative as a particular and powerful form of origin myth;
Alice Kehoe (1989, p. 106) argues that the Three Age System was a variant of the
myth of three offers or tests to which a culture hero must respond. She links it to
Jacques Derrida’s notion of ‘white mythology’ and suggests the privileging of
technology made archaeology suitable to be an instrument of ideology for the
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industrial societies of the later nineteenth century.
This sort of historical critique of archaeological methods and concepts ties in with
the need for a more critical assessment of how we write and communicate our ideas. A
paper deriving from a conference such as this cannot adequately convey what went on
just by reproducing the papers, or even by transcribing the discussion. What was not
said, who was not asked to attend or speak, who chose not to attend, speak, or submit
their papers for publication – these are all issues of the sociopolitics of the discipline,
and all play their part in determining the success or otherwise of a particular discourse;
all are actions which have some impact on the development of ideas in archaeological
theory. Hence theory and history/sociology of this kind cannot be separated – and that
realisation is related to the clarity with which there emerges from a big conference like
Interpretive Archaeologies a sense of just how much personal, social and political
factors influence the discourse on theory represented by the text of the conference
proceedings. If we wish to overcome the situation whereby, as Gero puts it, ‘those who
control the railroads [of epistemology] control the surrounding territory’, the answer is
not merely to try to build new competing railways, but to understand historically how
the existing routes came about.
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Chapter 18
The French historical revolution
The Annales school
Aron Gurevich
One of the reasons for the Annales’ stunning success was recently suggested by Peter
Burke (1990, pp. 105–6). Although all, or almost all, achievements of the school taken
separately (a special emphasis on social and economic history, an interdisciplinary
approach to history, interest in géographie humaine and géohistoire, the demonstration
of the multiplicity of time, quantitative, local and micro-history, the history of
everyday life and of mentalités) have had certain antecedents, their unique
constellation is, from Burke’s point of view, specific to this direction in historiography.
I believe there is something in the very nature of the ‘New History’ that makes it
crucial for understanding the leading tendencies in contemporary historical thought.
The most important contributions of the Annales group to the historical profession
are, first, a new assessment of the historian’s intellectual and professional status;
second, a revaluation of the historian’s attitude towards sources; and, third, a
pioneering understanding of the specificity of history. The ‘silent revolution’ in the
historian’s craft initiated by Bloch and Febvre began from a deep reappraisal of the
personal stance of the historian. They proclaimed a complete reversal of the
relationship between the historian and the past. Historical reflection and analysis
begins not from the past, as the positivist historians imagined, but from the historian
who constructs his or her object and studies it from the point of view of his or her own
time.
Historians are able to comprehend and explain only because they belong to their
own culture and share its values. However, there exists a real danger of anachronism if
historians apply their systems of values uncritically to the study of other cultures.
Having this danger in mind, Bloch and Febvre initiated the study of mentalités, for it is
exactly such an approach that affords the best remedy against the modernisation of
history. The great attention paid to mentalités has had deep methodological
significance from the very beginning.
The founders of Annales rejected l’histoire récit and substituted for it l’histoire
problème. The historical problem is dictated by the interests and ideas of the society to
which the historian belongs. The interaction between the present and the past which
was later qualified as a ‘dialogue’ constitutes the very essence of the historian’s
profession.
But does the formulation of the historical problem not resemble the construction of
Max Weber’s ‘ideal type’? Is not the idea of the connection between the present and
the past the counterpart of the idealist philosopher Rickert’s theory that historical study
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is related to the values that historians share with their own cultures? I am inclined to
find some resemblance between the position of the first ‘annalists’ and Neo-Kantian
theoretical postulates, although I do not insist on any direct influence. Most significant
is that this shift seems to be connected with a more general change of attitude of
creative people towards their objects which took place during the first half of our
century.
It is clear from this point of view that the historians of a new cast are very far from
the old illusion of being able to ‘resurrect’ the past, to ‘live themselves into it’ and to
demonstrate it ‘wie es eigentlich gewesen war’. They clearly understood that historical
reconstruction is no more and no less than construction, that the historian’s role is
incomparably more active and creative than their predecessors believed.
The premiss of such a statement is that historical knowledge is not monolithic but
consists of different blocks or layers. Historians are able to establish true facts: they
possess many material remnants of the past and can decipher texts and understand
their contents, not only what lies on the surface but also their hidden sense. However,
there exists above all these details a general system of relations which forms the all-
embracing historical context. It is from the context that all facts and phenomena
receive their true meaning. Historians cannot but try to resuscitate this context, and as
a result every epoch has (to use Febvre’s expression) its own idea of ancient Rome or
its particular Renaissance. The historical context is reconstructed not only from the
‘bricks’ collected from the sources, but also with the help of the ‘ideal type’ formed by
the historian, based on the contemporary view of the past. It is the present that gives
the historian an understanding of the general tenor of the epoch under study.
Here I present an example to illustrate the importance of the historical context.
One of the main sources for the study of the Viking Age in Scandinavia is the
hoards of silver and gold coins supposedly hidden in the ground to save them from
robbery and the other problems widespread in this period. Some scholars see in these
hoards a kind of ancient savings bank. But the question arises as to why nobody at this
time tried to dig up this wealth and use it to purchase slaves, land or some other
valuables. Moreover, a lot of coins were thrown into pits or into the sea without any
view to future recovery. There exists a story about the famous Icelandic poet Egill that
when he was old and near to death he took his coffers of silver and brought them with
the help of two slaves to an uninhabited part of the country, from where he returned
without coffers or slaves. It is obvious, says the Egils Saga Skallagrimssonar, that the
coins were hidden and Egill then killed the slaves so nobody could know the location
of the hoard.
It seems to me that we can understand the problem of the Viking hoards only if we
radically change and widen the historical context. Silver and gold were at this time not
only material valuables but primarily a materialisation of magical ‘luck’. A person
who possessed coins, a sword or a precious cloak given by a king or other chief got
from the lord a part of his ‘luck’ or good fortune, and remained its possessor as long as
the object was kept. The wish to protect one’s ‘luck’ and use it in the other world as
well as in this life was the main reason for creating hoards. Hence to understand the
true meaning of Viking hoards they must be set not only in the context of economic
life but primarily in the context of religious beliefs, the importance of magic, and the
image of the other world.
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Returning to the theoretical discussion, the emphasis laid on the historian’s
procedures seems extremely important, for an inalienable characteristic of our metier
is a great moral responsibility. This responsibility is double-sided: one aspect is
connected to our contemporaries, for they rely on us in their need to establish
communication with the people of the past. The historian is the mediator between two
worlds, that of the present and that of the past, and the historical consciousness of
society depends on the interpretation given by historians. The other aspect of the
historian’s responsibility consists in his or her relationship with the people of the past.
It is the historian who has the ability to transform the world of the speechless dead into
the world of living persons.
The choice of historical sources is dependent on the historical model constructed
by the scholar. Therefore it is extremely important to distinguish between the record of
the past and the historical source proper. The distinction between monument and
document is made by Foucault (1969, pp. 13–15). Historical sources sensu stricto do
not exist independently of the historian, for the remnant of the past by itself is silent
and it begins to speak only when the historian communicates with it. It is the historian
who makes the choice, transforming a particular record of the past into a source of
information. Nobody except the historian can give to some text or artefact the dignity
of the historical source. The revaluation of sources is an important part of the
revolution undertaken by the ‘new historians’. In the first place they learned to read
the traditional sources anew, to penetrate deeper into their texture and to decipher new
information and additional meanings within them. The historical monument is
inexhaustible; but its value as a source depends on the problem raised by the historian.
In the second place, reappraisal of sources led to the reorganisation of their
hierarchy. The sources which had been considered second-rate or accessory acquired
new meaning in the light of the new problems. The expression ‘historical data’ seems
to be rather delusive, for nothing is ‘given’ to historians, who extract the necessary
information from the sources by applying to them technical skills and sophisticated
procedures. The historical source is not a kind of ‘window’ through which it is
possible to glimpse historical reality. The source is not transparent and unblurred, but
it takes great effort on the part of the scholar to penetrate its meanings, for it is a
‘prism’ which refracts the ‘rays’ coming from the past according to its own
complicated structure.
This situation is rather difficult and extremely tense. On the one hand, it is solely
by means of historical sources that we can study the phenomena of the past; but, on
the other hand, the sources form a kind of obstacle which must be overcome in order
to comprehend the past. The study of history appears primarily as a constant struggle
between the historian and the sources which oppose his or her will to establish the
truth.
The historian’s task consists first of all in decoding the language of the sources.
‘Language’ is used here in a wide semiological sense, for it is not enough to overcome
the purely linguistic difficulties, but it is necessary to decipher the meanings hidden in
the texts. To ‘demystify the document’ means not merely to understand the ideological
intentions of its author, but, primarily, to locate it within the general cultural context to
which the source belongs. It seems appropriate to mention that the methods used by
the Annales historians are better suited to the study of static aspects of history than to
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the study of change, which remains a great and most complex problem.
The Annales historians clearly understood the deep difference between the
methods of the natural sciences and those of the humanities. The former discover the
laws of nature while the latter try to understand human behaviour through the
differences between different cultures. This methodological dissimilarity presupposes
that the historian’s approach cannot be analogous to that of the scientist. Of course, all
scholars must use in their research the set of notions they receive from contemporary
thought. Historians apply to the past such general concepts as ‘social formation’,
‘class’, ‘state’, ‘society’, ‘labour’ and ‘civilisation’. Using this ‘set of coordinates’
given them by their own vision of social life they select and arrange the information
taken from the sources.
However, the question arises of whether such notions were used by the people of
the past and, if they used some of them, what meaning they acquired in different
periods of history. The history of notions and categories (Begriffsgeschichte) is a
necessary part of historical study. In other words, the problem of the humanities seems
to be as follows: What was the ‘set of co-ordinates’ which was ingrained into the
minds of the people of different periods of history?
Thus, unlike the Naturwissenschaften, which work ‘objectively’ from the outside
by applying the notions of the researchers, the Kulturwissenschaften need two
different and complementary systems of notions, one belonging to the historian which
reflects the conceptual universe of contemporary culture, and the other which is
specific for the culture of the people being studied. The idea of the necessity to study
history ‘stereoscopically’ is one of the greatest achievements of the Annales school.
By introducing such a double vision the historical discipline has found its identity for
the first time. The principle of the ‘dialogue’ presupposes both participants: the present
and the past, partakers in the dialogue of cultures, at last acquired their own different
voices. The inner, psychological impulses of social behaviour became an inalienable
aspect of historical research, transforming it from the study of abstract and
superhuman social and economic forces into the history of human beings. The co-
ordination of both approaches, ‘from without’ and ‘from within’, and their integration
into the all-embracing system is an interesting question closely connected with the
interpretation of historical process. How do the people of a particular culture solve the
problem of the relationship between the imaginaire and the real conditions of their
existence?
Today the leading tendency seems to be the movement from the history of different
mentalités taken separately towards anthropologically oriented history, or historical
anthropology which studies all aspects of human life as a system. The ‘annalists’ have
found the very nerve of our profession. The Annales was not an isolated phenomenon
created by the heroic efforts of Bloch and Febvre alone, but seems to be a significant
manifestation of contemporary culture and the deep transformations of the human
mind occurring during our century.
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Chapter 19
The relations between human and natural history in the
construction of archaeology
Alain Schnapp
I shall start with a paradox. Why is it that French archaeology has not managed to
integrate a movement of history – the Annales school – which accorded such
importance to the material basis of society, an interest called by Braudel ‘material
civilisation’ (not to be confused with ‘material culture’)? The solution to this paradox
is to be found in the ‘dominated’ character of French archaeology, and also in the
prevalent representation archaeologists make of their creed as torn between the natural
and human sciences.
Let us consider the formation of the earth sciences through such scholars as
Thomas Hooke and Buffon. We realise that both see in the sciences of the antiquarians
– sensu Camden (sixteenth century), Worm (seventeenth), Maffei or Caylus (both
eighteenth) – the model for earth sciences. To construct a geology, following Hooke, it
is necessary to consider that:
Shells and other fossils appear as the medals, urns or monuments of nature. They are the greatest and most
lasting monuments of antiquity, which in all probability will far antedate all the most ancient monuments of
the world, even the very pyramids, obelisks, mummies, hieroglyphics and coins will afford more
information in natural history than those others put together will in civil [history].
Buffon goes even further with this antiquarian metaphor:
As in civil history one consults the deeds, seeks the medals, deciphers ancient inscriptions to determine the
epochs of human revolutions ... so in natural history it is necessary to excavate the archives of the world,
draw old monuments from the belly of the earth, collect their detritus, and assemble in a corpus of proof all
the indices of physical changes which can make us return to the different epochs of nature.
Buffon does not suggest the opposite: that the history of nature can serve as a basis for
human history. On the contrary, he seeks for his (political) tranquillity to demonstrate
that the history of nature is as far from human history as is divine history. For, indeed,
all of antiquarian archaeology was structured around the opposition made by Varro
(first century BC) between res humanae and res divinae. Varro’s successors – notably
the founders of prehistory – would strive to demonstrate that there was no solution of
continuity between humans and nature, and that the nature/culture couple could
profitably replace the divine/human couple. This fundamental reversal is at the basis
of the typological revolution introduced by Pitt-Rivers, de Mortillet or Montelius.
Indeed, for the last of these, types are living beings to be analysed by archaeology as
fossils – thus turning upside down the starting-point of Hooke and Buffon.
The tendency towards a naturalising and evolutionist archaeology would be
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strongly resisted (e.g., A. M. Tallgren 1937). However, this critical movement
conducted archaeology towards culturalism and descriptive typology. In this context,
the New Archaeology can be considered as a third critical stage: there is no question
here of considering types as living species, but rather of studying societies as
functional species (in organic functional terms).
Thesis, antithesis, synthesis – it is difficult to escape this rhetorical model. But I
would like to emphasise that any history of humanity must admit the polarity
nature/culture as a fertile component of the historical method. Put otherwise, it can be
argued that ‘archaeology is the continuation of history (or its beginnings) through
other means’. If so, it may not be necessary for archaeologists to request of history
(even that of the Annales school!) keys to the past – archaeologists already possess
such keys, if only they would use them.
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Chapter 20
Material culture in time
Ian Hodder
The definition and dating of chronological phases or periods are fundamental to most,
if not all, archaeological endeavour. The procedures involved in identifying types,
periods and their dates are now sophisticated, but there has been little theoretical
discussion about style sequencing and periodisation as cultural processes. The main
concern over recent decades has been to use periodisation as a starting-point for
studies of settlement, economic or social change. The periodisation itself remains in
the background, subservient to evolutionary change, adaptive strategies or ideological
manipulations.
In recent decades, too, the sequencing of styles has remained largely untheorised
as archaeologists have focused on style as synchronic messaging (e.g., Wiessner 1990)
or meaning (e.g., Hodder 1991c). Stylistic change is seen as the active product of
social or symbolic strategies, but there has been little account of the ways in which
styles are constructed by referencing or responding to earlier styles, as part of
diachronic processes.
By way of contrast, earlier generations of archaeologists were absorbed by the
patterns in time formed by periods and styles. In particular, they placed periods within
a narrative structure which often had a classical narrative plot or story-line with a
beginning, middle and end: Early, Middle and Late; Formative, Classic and Post-
Classic. Such examples of periodisation as narrative are largely looked upon today
with scepticism, since we have no theories which would make sense of the idea that
cultural sequences are organised into larger plots. Period narratives would today
normally be assumed to have been constructed by the observer rather than to have had
any validity to past agents.
In this paper, however, I wish to argue that where chronological sequences of
styles can reliably be built by stratigraphic or chronometric means, an attempt can be
made to reconstruct the narratives according to which past agents constructed their
lives. I am not referring here to individual plots and brief histories, but to the larger-
scale narratives which may last millennia and in which we are all enmeshed. For
example, I am personally aware of living in a postcolonial Britain. Although others
may contest this account of Britain, where I place myself in the long-term narrative of
imperial rise and fall affects the way in which I live my life. Most of us are aware of
being part of longer-term narratives, such as the Christian era or the British heritage,
which we both inherit and transform (rewrite).
It is particularly in the expressive rather than the technological areas of culture that
narratives are told. For Neolithic Europe, I have argued (Hodder 1990) that the
expressive areas of pottery styles, figurines, burials and house-forms tell two
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competing stories. The first, the domus, is a story about the domination and
domestication of nature, used as a metaphor for the domination and domestication of
people. The second, the agrios, is a story about warring, hunting and drinking, used as
an etiquette of power. As archaeologists we have to be wary about reading material
culture evidence directly. The material culture might itself have been involved in
telling stories or recounting myths. For instance, I argued (ibid., p. 175) that the
Corded Ware/Bell Beaker phenomena expressed a story about the foreign, imposed,
violent nature of power. The material culture was made to seem as if a movement of
people had occurred, regardless of how many people had actually moved, and was
produced as part of a narrative which explained new forms of power as having been
imposed by foreign ‘élites’ – tales of stranger-rulers.
A narrative can be described as an account which relates events into a sequence
with a beginning, a middle and an end. Rhetoric concerns the devices or forms used to
persuade an audience of a narrative. In language, such rhetorical devices include irony
and figures of speech such as metaphor, metonymy and synecdoche. I wish to
demonstrate further that similar devices can be applied to material culture.
Metaphor involves using a word or phrase in a new context in order to express
relations of similarity or analogy. New dimensions of the familiar are often opened up
in such comparisons. Archaeological examples might include a pot made in the form
of a woman, or Neolithic tombs built to represent houses (ibid., pp. 51–2; 149–55).
Metonymy and synecdoche can be seen as forms of metaphor. Metonymy as a
figure of speech occurs when reference is made to something by substituting an
associated idea or object, such as a crown or axe for a powerful leader, and synecdoche
when a part is used to imply a whole; for instance, a sail standing for a ship. However,
because there are difficulties in distinguishing metonymy, where associated elements
substitute for the whole but are excluded from that whole, from synecdoche, which
includes them as parts, different definitions can be given to these figures of speech.
For example, Hayden White (1973) argues that metonymy indicates any case in which
a part refers to a whole, while synecdoche occurs when a part stands for a quality of
the whole, as the heart in the phrase ‘she is all heart’. An archaeological example of
this definition of synecdoche might include the use of depictions of female breasts to
represent nurturing.
Irony is the negation at the figurative level of what is affirmed at a literal level.
Ethnographic examples are suggested by the parody of dominant positions in rituals of
role-reversal. Archaeological examples might include cases such as Neolithic
megalithic burials where inequalities are masked or denied. In terms of historical
sequence, irony describes a course of events, the result of which is the direct opposite
of what is expected. Thus, the closure and negation of an earlier use of tombs for
burial might be described as ironical.
Interpretation of the rhetorical strategies used in material narratives depends on an
understanding of context. For example, a figurine of an unclothed, accurately
modelled human body could be a metaphor for society as a whole, or for harmony
with nature, or it could refer ironically to the frailty of the human condition. Deciding
between such interpretations depends on wider understanding of relevant social
strategies and cultural meanings.
There is more to rhetoric than metaphor and irony. For instance, there is the
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dramatic potential of monuments to create feelings of awe or surprise. However, for
the moment I wish to focus on situations in which material culture is manipulated in
ways comparable to the rhetoric of spoken and written narrative discussed by Hayden
White.
White (1973) has argued that narratives, including histories and philosophies of
history, are characterised by plot, argument and ideology (Fig. 11). Emplotment is the
kind of story that is told: for example, romance, which reveals the triumph of good
over evil, humans over nature; or satire, which expresses humans as captives of forces
beyond their control, caught within unchanging structures. Argument concerns the
laws of historical explanation that are invoked in order to make a narrative persuasive.
For example, a mechanistic narrative is reductive in that it shows that history is the
playing out of universal laws (as in Marxist theory). An organicist account, on the
other hand, is synthetic, identifying principles which integrate the whole. Ideology, in
White’s account, refers to the ethical element and the narrator’s role in social praxis.
For example, radicals seek change and the formation of a new society through rational,
scientific means, while conservatives are resigned to only gradual change. In my view
White’s categorisations are less successful in this area, as his ideologies are not
concerned with strategies of misrepresentation. An alternative scheme would
distinguish ideologies which involved universalisation (legitimating social strategies
by claiming them to be universal), naturalisation, and masking or denial (Hodder
1991c).
The importance of White’s scheme for archaeologists is that it provides a
vocabulary for beginning to identify rhetorical strategies used in material culture. It
also allows us to see that material culture might change not simply because of changes
in social or economic structures, but also because of changes in form or rhetoric.
White also argues that there are elective affinities between plot, argument and
ideology (Fig. 11). The narrator’s choice of these modes is prefigured by an
underlying linguistic coherence which White calls trope. These tropes are the deep
structures of the historical imagination and have a tendency to change in the sequence
shown in Fig. 11.
Figure 11 Hayden White’s metahistorical tropes
The metaphorical trope is characteristic of the first phase of a new narrative. It is
representational and substitutive, triumphantly bringing in new ideas but with a lot of
local variety. In the example of the Scandinavian Neolithic (Fig. 12), the first phase is
indeed characterised by the bringing in of ideas from the more southerly TRB areas,
but with a considerable variety of local response. The metonymical trope involves
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reduction, a part for a whole, as in the case of the Early Neolithic tombs, whereby one
person buried in a communally constructed tomb was an associated element or part
representing a whole. It also involves schism and hierarchy, as suggested by the
contrast between those buried in the tombs and those not. White’s third, synecdochical
trope is also reductive, but involving integration around abstract ideas, as in the use of
ritual to integrate all spheres of life in the early Middle Neolithic. Decorated pottery
and a range of symbolic relations and oppositions integrate tombs, enclosures and
‘cult’ houses in a typically organicist way. Material culture undergoes progressive and
directed change in a romantic or perhaps comic form. The final ironic trope involves
negation and doubt, a self-critical relativising. This is the trope within which White
himself writes, and within which my post-imperial (and postprocessual) consciousness
takes its form. In the Scandinavian later Middle Neolithic, tombs continue to be used
but are no longer built. Such a shift does not necessarily imply new social forces but,
rather, a change to a satirical rhetoric whereby humans are expressed as captives of
historical forces. As a result a larger number of individuals are placed in the graves.
The bones are sorted to deny social asymmetries using a masking ideology and finally
the tombs are closed in negational fashion.
Figure 12 The tropes applied to the south Scandinavian Neolithic
The criticisms of White’s account of tropes are numerous. In my view the notion
of elective affinities or deep structures which recur in a cycle is doubtful. The case
against White’s trope cycles is parallel to Collingwood’s (1927) critique of Oswald
Spengler’s theory of cycles in his Decline of the West. Collingwood (ibid., p. 316)
described the fallacy of attempting ‘to characterize a culture by means of a single idea
or tendency or feature, to deduce everything from this one central idea’, when in fact
cultures are made up of opposites in dialectical movement.
But the main criticism of both Spengler and White is that the periodisations and
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cycles can be seen as arbitrary fictions of the observer. When we divide prehistory or
history into periods with beginnings, middles and ends, ‘we are talking not about
history, but about the labels we choose to stick upon the corpse of history. Better
historical thinking . . . would show us ... a dynamic interplay of ideas’ (Collingwood
1927, p. 324). A ‘period’ of history is often no more than the observer’s fabrication.
White has been accused of erasing the distinction between fiction and history, since he
has not been interested in exploring the relationships between narrative history (with
its tropes) and the real world of action.
The main response to these criticisms should be to focus on the positive idea that
material culture is used in rhetorical strategies within narratives. We then need to
evaluate the idea that narratives and rhetorics are not only in the domain of the
observer. After all, even if we abandon the idea of periods or tropes we are still left
with the problem of whether the domus narrative, for instance, is in ‘my’ or ‘their’
mind. If narrative and rhetoric do play dialectical roles in the way we live our lives,
then Collingwood’s critique can be bypassed.
An enormous contribution to our understanding of the relationship between
narrative, rhetoric and action has been made by Paul Ricoeur (Moore 1990). He argues
that historical events, unlike natural events, possess the same structure as narrative,
and historians are therefore justified in regarding their narrative representations as
explanations. According to Ricoeur, the intentionality of human actions creates lives
that seek the coherence of emplotted stories. The stories people live are not only
conscious in ‘their’ minds, but also concern wider consequences and structures.
Narratives link agents to the background of forces.
More specifically, Ricoeur sets up a dialectical movement between experience and
narrative by showing the relationship between three forms of mimesis. Mimesis1 is
our experience of being caught up in stories, of being ‘within time’. It is our practical
understanding of what it means to raise one’s arm in different contexts (ibid., p. 103).
Mimesis2 is emplotment and narrative, based on but in tension with Mimesis1. Events
are ‘grasped together’ into a whole plot and given coherence by the identification of an
end point. Mimesis3 is the return to practical experience, the relating of the plot to real
action. In linking story and experience, people may have their experience ‘opened up’
in the process.
Over all, then, according to Ricoeur, narrative acts on practical experience to
produce a refiguring of our temporal experience. In contrast to White, Ricoeur argues
for an eternal interplay between mimesis1 and mimesis2. This discussion is of direct
relevance to material culture which is both the result of practical experience and in its
symbolic aspects the result of telling stories about and to ourselves. The door is thus
opened to consider the narrative and rhetoric of sequences of material culture events;
and, although I am not assuming that prehistoric people would have been able to
translate terms like irony directly, I would claim that a consideration of archaeological
evidence allows an accommodation, a translation between the past and the present.
Rhetorical form cannot be interpreted without reference to narrative content. It is only
in terms of what a person is trying to ‘say’ with material culture that rhetoric can be
understood, and narrative must therefore be regarded as an emplotted experience of
events in time. It is the dual variation of narrative and rhetoric which underlies the dry
periodisation of material style sequences.
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Chapter 21
Archaeology and the forms of history
Michael Shanks
Figure 13 An aryballos (perfume jar) produced in Korinth in the seventh century BC.1
Archaeology may be of various disciplines, of anthropology, and sometimes of the
physical sciences (petrological examination of ceramic thin section at the polarising
microscope); archaeology is also of history. I wish to put forward some reminders
about archaeological history.2
History of: Pasts and Presents
History is usually heard as history of: history of things, of the Neolithic, of
archaeology, of ourselves, of the West. In this history is both the past and its retelling.
The tension is a very familiar one between the past (as it may have been) and its continuing existence in the
present. Questions arise: can we ever know what really happened, what part do we play in realising the
past, in making the past what it is (now)?
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Grammatically, this history of is both a subjective and an objective genitive. There is
the subject (history, and our historical self), the object (the past or, in subjected form,
ourselves). And there is the act of language, generative (the genitive): we write and
speak of the past and of ourselves at the same time.
Archaeology, as a history of things, is both those things and their telling. We know
that the past is destroyed in its archaeological study; it ought to be told – this is the
present’s duty, isn’t it? But, apart from this pragmatic link between past and present,
there is a deeper and more substantial one. There is a mystery which arises when the
past, conceived as objective and of its own time, is separated from our present which,
by whim, chooses to look back then. The mystery is of how to make the link one
which can lead to objective knowledge of what happened then, when the link depends
as much on subjective and fragile whim, and not some necessity given in the nature of
things. The past becomes subject to the bias (political, personal, every) of the present,
and so it is no longer pure and untainted, which is the way we should surely wish it?
This mystery is resolved in the acceptance of the inextricable unity of the past and its
retelling.
Meaning. The meaning of archaeological things does not reside in the past so
much as between past and present.
A Hegelian term to refer to this relationship is Aufhebung, or sublation: to
transcend or suspend the opposition between past and present without suppressing
either element. Past and present lose their immediacy, but are not destroyed by that
loss; loss of immediacy is mediation by the other. This unity without suppression is as
in oxymoron, the juxtaposition of opposites to create another sense. It is like metaphor
which asserts the identity of two different things or states.3
Memory and Remembering
Like memory and remembering, history implies an act of historicising, of making
history.
Memory is sometimes haphazard, is not linear, involves making sense; memory evolves, with loss and
restitution.
What does this notion of the act of history involve?
The Narrative Act
• Something particular is incorporated within something more general, and this is the
creation of sense. It may be a narrative. This is a fundamental and human means of
making sense of things, even as they happen; we tell to others. Narrative involves
emplotment. There may be some idea of system, even in a simple list, even as the
antiquarian hoards. There may be meta-narratives: (familiar), often grand or
overarching stories which provide a larger sense – stories of the rise and fall of
civilisation, of the triumph of power, of corruption and decadence. Narrative also
implies a style, a rhetoric, and delivery to an audience.
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Constructing Scales
• This is a creative act of construction. What constructs history? People do. As in a
workshop and under set conditions (which may be altered), within relationships with
others. The nature of the conditions varies. Sometimes the conditions may be such as
to prevent the accumulation of events or circumstances which lead to change. The
conditions may be such as to set certain questions which allow only certain answers
and modes of action. They may last a long time. In this way scales of change and
history are contingent, are made; they are not naturally given as short or long, or of the
social and of the environment.
Changing History
• There is our contemporary notion of historicity, that people may act (to gether) to
change history, the course of events. This notion has been a significant feature of
modernity, that contemporary experience which arrived with industrial labour, urban
growth and mechanisa tion. Revolution, mass and rapid social change, is one of its
expressions. More than ever before, people are aware of their historical place.
The Power to Act
• This awareness is of agency, the power to act and change, but also its loss. In
modernity the individual is so often felt lost in the flow of change, anonymous, unable
to act. History, anonymous change, occurs of its own accord, beyond the ordinary
person, on the television; great men, statesmen, power brokers, are the only ones able
to assert their will.
Politics and the Personal
Those things that are intimately personal, possessions, experiences, may be cherished
as escaping such a sense of history. The family snapshot of incidental detail references
areas beyond history: cycles and rhythms of family and life (birthdays, occasions, rites
of passage) which are beyond the force of agency and change.
The notion of the agent, in control, acting to change, power broking, decisive, goal-orientated, getting what
they want, asserting will, is central to an androcentric conception of the person, the political self. Implied
here also are conceptions of public and private, within and beyond history.
History – nature; public – private; detached – personal; masculine – feminine. Ideas and experiences of
historicity are permeated by the dynamics of gender.
• The personal snapshot refers me to the aesthetic and affective. An act is of practice
which, of course, involves thought and feeling as well as action; it also implies an
ethics. So history has its affective dimension, is done with an aesthetic. The story told
may be eloquent or not, and always involves a style of telling, and a rhetoric. These
are inseparable from the historical. Archaeological history is not only of the realm of
the cognitive, to do with knowledge that some things happened in the past. The
affective dimension demands a poetics or stylistics of change and the human pain of
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history. (The emotive power of the material past is well known.) And the materiality of
the archaeological demands also a recognition of the death, decay and loss which are
the heart of its history. These arenas of the affective are so often marginalised in
academic archaeology.
Above: an aryballos (perfume jar) produced in Korinth in the seventh century BC.2
How is the design in Fig. 13 (above) to be understood? Some would read the
words and literature of the time, searching for clues in myths and legends to the
identity of the soldier and his monstrous adversary. Others have scrutinised brush
marks and the line of painting for those idiosyncrasies which reveal the individual
painter – the line of an ear, paw or knee, drawn in a particular way. These are attempts
to realise that which has been lost, and is now longed for – the person in the past with
whom the aryballos may be associated.
But the pot is already so much more than the past, now lost. Its design, according
to art histories, is one which heralds the transition from Greek Geometric to
Orientalising style, a key point in the emergence of classical ceramic excellence, and
its representation of bodily form upon fine clay base.
The pot is referred to histories of art style.
Design and the Interpretation of Material Form
• The potter acted in accordance with conditions set. The aryballos conforms with a
tried and, by its time, traditional technology of clever, deft preparation of clay and
slips, manipulation of kiln environment to produce dark on light body.
• The potter worked with an aesthetic vocabulary of animal imagery, of violent
soldiery and monsters, composite creatures, grounded with floral pattern. This
vocabulary is found far beyond Korinth, has associations in the Near East (as indicated
in the designation ‘orientalising’ style), and even seems to reference themes found on
pottery made several hundred years earlier in Greece and Crete.
• The potter used tried and traditional techniques, as of generations ago: pots with
strict geometric and austere linear surface, almost entire. Fine and accomplished
pieces, products of a workmanship of certainty – all details controlled and regulated
according to secure technique. But in space opened between triple lines the potter
painted free-hand, no longer with multiple brush and hand steadied against pot upon
turntable, no longer according to a strict and limited range of simple geometric motifs.
The potter now risked spoiling the vase with a slipped hand. There was more and
indelible risk in the use of incision, scratching through the painted slip, scarring the
pot surface with the mark of free hand. Working in miniature upon pots such as this
(less than 7cm high) heightens the risk.
The picture upon this pot may be of a myth still known to us (we recognise
something of a chimaira in the strange composite creature facing the soldier). The
myth may be lost, but the picture belongs with a class of imagery (figured and
produced in Korinth in relatively small numbers) which focused upon wild animal and
bodily form, on floral decoration and violence, soldiers, as here, armoured and
animated, and monsters other than the world we know. It is an imagery far removed
from the domestic and the everyday, the world of the home and of nurture and
nourishment; and it is dominated by the masculine, with hardly any references to the
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female. It is, I argue, a heterotopia, an other and ideological world of masculine
endeavour and wild animal otherness.
And in this the pot references themes familiar still now – an ethos, one of many, of
aristocratic masculinity defined in confrontation with wild otherness. Another element
of the long term.
And what of the conditions of the potter’s act? Is there not an incongruity between
the figured imagery and the peasant world of household ceramic workshop? Perhaps
production was for aristocratic traffickers or traders; many such pots ended up in the
cemeteries of the citizens of the new colonies of the west, at the margins of the Greek
world. Pots for the adventure of travel out to worlds at the edge, and to worlds beyond
the living.
The hero asserts his identity in facing the otherness of the monster. The risk of the
potter’s hand (in incised black figure decoration) asserts the part of the potter. Is this
coincidence?
The Interpretive Act
I write of ideologies, systems of images, trade abroad and ultimate deposition in
cemeteries (and sanctuaries, for divinities). So much of this is hindsight, unknown to
the potter, and the terms and forms of understanding are (inevitably and of course) our
own. This intersection is the condition of history, of being able to retell the story of the
pots, have them make sense for us now.
The pot is material residue of times past, but it rests in a museum case (in Boston),
and is the subject of so many narratives of art history and cultural achievement, but
also those stories of potter and aristocratic aspiration. Can it be said to belong to the
past?
If the pot is treated as a relay or device to get the interpreting present to something
else which is desired (the myth represented, the mind of the potter, the artistic person
of the potter, or the ‘society’ which it may be held to express), what explains the
materiality of the pot? If the meaning of the pot is found in something else (myth,
mind of potter, society), and in something else then in the seventh century BC, what
becomes of the pot now? What becomes of its material resistance to the death, loss and
decay which have overtaken so much to which it refers?
Are these questions not resolved in the persistence of acts of interpretation} The
pot is the product of the interpretive act of potter, acting upon clay, interpretation of
decoration by potter, trader and whoever placed such pots in graves, but then of the
farmer (probably) who found the pot again, the person who bought it and sold it to a
museum, and the scholars who have reinterpreted it. This is a continuity, there is no
separation of original past and secondary present. This is the life of the artefact,
forever raw material of cultural and historical production.
I have raised some familiar points about archaeology, but ones which sometimes
remain unrelated, yet which would have a considerable effect on the mode of
production of archaeological pasts. I am arguing
for the primacy of interpretation, rather than a past out there and back then;
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for a dynamic unity of past and present in the crafting of culture and history;
for accepting the loss and decay of the past;
and therefore the obligation of restitution, our redeeming act of reconstruction.
History sweeps a great pile of debris at our feet. We can hoard fetishistically, be buried
by the increasing mass, or use the rich references, evocations and knowledges in our
cultural self-production.4
Notes
1 I have written an interpretation of a series of such proto-Korinthian pots at some length in the Journal of
European Archaeology (1992). For a full presentation, see my forthcoming Art and the Rise of the Greek City
State.
2 For futher detail and bibliography on time, archaeology and narrative, I refer to Shanks and Tilley 1987a, ch.
1; 1987b, ch. 5; also 1987c, and other articles in the same journal; Shanks 1992. Compare also Hodder 1990
on analogous themes of interpretation, archaeology, the long term, and the present’s relationship with the
past.
I am less concerned here with being definitive than with suggesting some lines of thought between a
particular archaeological artefact and what archaeologists may be doing as historians.
3 I feel I should expand somewhat on the notion of sublation. In a sublated relationship the object from the past
is mediated by the subjective self of the present archaeologist. The reality of the past is not simply its
factuality, its raw existence as fact, as that which is there remaining after the decay and loss. The full reality
of this pot is realisation – the process of it becoming something other than itself. This becoming-other-than-
itself involves the intercession of subjectivity: that is, the perceiving, feeling, analysing archaeologist. This
pot is not defining itself as anything, but depends on its relationship with me now (as I do with it and a
factual world beyond me). The form of the objective world of the past is our subjectivity. To know what
something really is, what its concrete reality is, we have to get beyond its immediately given state, which is a
tautology (the pot is a pot), and follow the process in which it becomes something else, as in the proposition
‘the pot is a work of ideology’. But in this process of becoming the pot still remains a pot, of course. This is
sublation – the dynamic of turning into something else and effecting reconciliation.
4 For final words I would like to thank Alain Schnapp and the Maison des Sciences de l’Homme for setting up
my stay in Paris where the final version of this piece was completed.
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Chapter 22
Railroading epistemology
Palaeoindians and women
Joan Gero
I would like to begin this discussion with Frederic Jameson’s solution to a central
dilemma of history, addressing the conundrum that historians must ultimately confront
only a representation of history because, by definition, the real past has already ceased
to exist. The real object of history cannot exist, but Jameson argues its reality lies in its
final causal condition, beyond meaning or narration – even beyond knowledge.
Jameson concludes that history continues to assert itself – ‘history is what hurts’
(Jameson 1988b, p. 164).
Here I wish to consider some of the historical aspects of archaeology that ‘hurt’:
that is, I wish to look at the social construction of archaeological knowledge as a
means of understanding the sources of epistemological authority and the forces that
sustain these over time. I see this exercise as part of a broader interdisciplinary attempt
to close down the distance between knowledge and the context in which that
knowledge is produced.
As long as we consider that the making of an item of knowledge emerges directly
out of natural reality, we stipulate the grounds for admitting science as rational and
‘transparent’ – anyone can do it, geniuses better than others, and science therefore
involves some of the greatest men, great moments and great sites. This combination of
individualism, positivism and elitism conspires to confuse the role of scholarly
practice in constructions of knowledge. To concentrate on the role of human agency in
making knowledge, we undermine the inevitability of what has accrued as knowledge
and we clarify the inferential processes that most often lie hidden in data summaries
and interpretive conclusions to archaeological work.
My point is to demonstrate that much of our knowledge about the past arises out of
particular sets of historically conditioned observations and routine taken-for-granted
research practices, and that the most firmly fixed, the ‘true-est’ ideas and
understandings about prehistory are, in the words of Bruno Latour, ‘summaries of
complicated material situations’ (Latour and Woolgar 1979, p. 170). In this view, facts
are not simply recorded as they are observed; they are crafted out of a welter of
confusing and conflicting observations, modified and reformulated out of knowledge
of what other scientists are working on, and accepted more readily if their proponent is
well credentialled. Once a ‘fact’ is arrived at, it is quickly freed from the
circumstances of its production and loses all historical reference to the social and
contextual conditions of its construction (ibid., p. 106). Thus the processes that
account for and produce scientific facts or knowledge are always invisible since
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practitioners themselves use language and concepts as though the knowledge they
produce had no history, no social life, no culture . . . and no gender.
A constructivist view of science, then, rejects the individualism of a discovery
model and emphasises instead two kinds of contingency: first, historical contingency
(or what Haraway (1988, p. 596) calls ‘the railroad industry of epistemology, where
facts can only be made to run on the tracks laid down from (paradigmatic early work)
and those who control the railroads control the surrounding territory’). Second,
although I won’t deal further with it here, this view emphasises social or relational
contingency, where the self-serving, internally related community of knowledge-
makers forecloses the very universality and transparency that science is said to
embody. In the rest of this discussion I want to turn to the North American
Palaeoindians to illustrate how historical contingency has structured archaeological
fact, and in the process has erected a singularly well circumscribed, well defended and
profoundly androcentric research field.
The establishment of an antiquity for ‘man’ in the New World that goes back into
the Pleistocene has an almost canonical character in the history of American
archaeology (Meltzer 1983, Wormington 1957). Following a bitter controversy which
lasted several decades of professional dispute, a discovery was made in 1926 just eight
miles west of Folsom, New Mexico, of a type of fossil bison believed to have been
extinct for thousands of years, together with several pieces of worked flint artefacts.
Two of these stone fragments could be fitted together to form the readily
distinguishable part of a projectile point characterised most significantly by the
removal of a grooved or channelled flake on both faces. After two more seasons of
excavation and the total recovery of nineteen of the same distinctive artefact type from
the undisturbed Pleistocene matrix, the last hold-outs admitted that ‘the men who had
flaked the weapon points were contemporaries of the extinct bison’ (Wormington
1957, p. 25). Says one modern commentary: ‘For once in the long battle over the
antiquity of man, the archaeological record had played fair, and the evidence was
clear’ (Meltzer 1983, p. 38).
A deliberate effort to recover a larger sample of Folsom points was rapidly
rewarded and their continued association with extinct bison stood up in every
excavated occurrence (Wormington 1957, p. 29). More ambitiously, the subsequent
work in the late 1920s included a search for Folsom habitation areas that would yield a
larger tool inventory and longer deeper stratigraphic columns in which the relationship
of Folsom materials to other tool types could be established. Success on both counts
was achieved in the 1934 excavations at Lindenmeier: several thousand stone artefacts
were recovered, including newly noted variations within the Folsom forms, a great
many knives, scrapers of different forms and spokeshaves. ‘All of these objects must
have been useful in important activities such as shaping shafts for weapons, butchering
animals and preparing hides,’ says Wormington (ibid., p. 35), still focusing exclusively
on the meat and the hunt of palaeo-existence. But there is no comment on the function
of the ‘non-distinctive’ artefact types. What should we make of the excavators’
mention of rubbing-stones with red stains, ground cores of haematite, a bead and a
carved bone disc? Was there more to palaeo-life than the slim view illuminated by this
particular paradigm?
Because Folsom was the first point type to be recognised as of Pleistocene age, it
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emerged as a point of reference, with other distinctive Palaeoindian cultural materials
described as older or younger than Folsom, and noted geographically in relation to the
Folsom area. Bison, together with mammoth, remained the dietary datum, and Palaeo-
man was fixed in time, space, occupation . . . and gender.
From these foundational beginnings, Palaeoindian studies have converged with
extraordinary singlemindedness on a research construct that has only very recently
been questioned. In Gordon Willey’s (1966, p. 38) words, ‘the big-game pursuit is the
most characteristic and diagnostic feature of the culture shared by these particular
early Americans. There can be no question that it was an activity of primary
importance; it imparted a design, a style to their lives.’ The consensus that the
distinctive fluted point, invented on the American continent, was responsible for, or at
least intimately involved with, the success of Early Man, the Palaeoindian Hunter,
made these artefacts centrefold pin-up displays in so many books on prehistory.
The Palaeoindian period ends when the fluted point disappears from the
archaeological record. Palaeoindians ‘evaporate’ (in Marie Wormington’s words) with
a thoroughness that makes it hard to believe in even the biological, much less the
cultural, continuity of humans in America. Without the fluted point there is no
Palaeoindian, and the construct falls off with a clarity of boundary that matches the
boundedness of the research community.
The historical contingency of the Palaeoindian construction thus becomes clear:
before the use of radiocarbon dating, the identification of diagnostic Palaeoindian
markers could only be verified as ‘early’ by direct and uncontestable association with
extinct Pleistocene life-forms. In its historic context, early Man could only be a big-
game hunter, with all the ideological loading that that entailed and all that it left out:
women! Furthermore, the elegant simplicity of a widely distributed and distinctive tool
led easily to a conflation of variability into a single Fluted Point tradition, one that was
only occasionally and roughly sorted by time and space. For instance, in one of the
earliest reports on Palaeoindian materials from eastern North America, W. Ritchie
reviewed a substantial amount of data from the Reagan site in Vermont and concluded
that all except one of his trait categories ‘have parallels in sites attributable to the
paleo-Indian in various parts of the United States’ (Ritchie 1953, p. 251).
Why this insistence on ‘the likenesses outweigh[ing] the differences, both as
respects typology and technology’ (ibid.)? Shouldn’t we expect the differences to be
seized upon as temporal and spatial markers, to increase the discriminations in palaeo-
dispersals and adaptations? And why dismiss the very intriguing engraved ground-
stone pendants from Reagan, which clearly have no parallels in the Plains material?
The real question then emerges: why has the Palaeoindian construct been used here
instead of viewing the at least partially distinct fluted materials as the earliest
manifestations of particular occupations in each distinct regional sequence?
Significantly, what was created in this flattening process was a national paradigm,
at a time of intense growth in the professional ranks of archaeology. The constructed
universality of the Palaeoindian phenomenon, despite the lack of a fine-grained
chronology, provided the classic origin story for all American peoples that the almost
exclusively male archaeologists could study everywhere in the country. Constructed
not locally but nationally, Palaeo-man is an earliest common denominator, a base-line
of American technological prowess and ecological efficiency. It is entirely logical
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within this model that Palaeoindian research concentrates on modes of dispatching
Pleistocene fauna as well as on the ecological, climatic and geomorphological
reconstructions of the Palaeo-environment. What was available to eat then and how
was it taken? But even such narrowly empirical and accessible questions as how this
food was prepared are ignored. Continental expansion is never translated into women
carrying out productive and reproductive activities, and the social, engendered world
of which eating meat must have been only a tiny part is utterly absent.
The question then becomes compelling. How could Palaeoindian studies be
otherwise? And, most pressingly, why are women archaeologists and women
Palaeoindians so entirely absent from this research? The persistence of Palaeo-man
throws us back to constructivist notions of science. How has the railroad industry of
epistemology kept Palaeoindian facts running on these same tracks for sixty years? To
understand this is to understand the structure of the modern research community, with
its divisions of labour and its hierarchies, and its gendered social world. It is also to
understand that successful practitioners of research must follow precedent and
paradigm in the observation, manipulation and description of material remains: they
(we!) must adopt specific technological, social and literary practices defined as central
to the research endeavour. The elucidation of these practices, however, takes us into
the realm of social contingency – which is another topic.
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Part 5
Material culture
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Chapter 23
Interpreting material culture
The trouble with text
Victor A. Buchli
A Very Brief History of Text
Discussions of text have dominated the interpretation of material culture in
postprocessual archaeology for over ten years now since the emergent disenchantment
with the New Archaeology in the early 1980s. At that time there was a shift from
systems-orientated functionalist approaches which minimised the role of symbolic
systems and ideology towards postprocessual approaches which placed primary
emphasis on systems of meaning and interpretation. This new direction was further
propelled by the inheritance of ethnoarchaeology from the New Archaeology and the
resultant increased engagement of archaeologists with developments in ethnography,
particularly the ethnographic applications of critical theory and literary criticism.
The comparison of material culture with text, however, has been around many
years in one veiled form or another as Parker Pearson noted in 1982 (Parker Pearson
1982, p. 100) when he referred to Gordon Childe’s insistence that material culture be
treated ‘always and exclusively as concrete expressions and embodiments of human
thoughts and ideas’ (Childe 1956; p. 1). The notion that material culture could express
or contain ideas as language does lends itself to the application of structuralist and
semiotic analysis. However, a purely structuralist approach as evidenced in the work
of Leroi-Gourhan (1965, 1982) did not really take off. Ian Hodder writing in 1986 saw
this as a tendency for structuralist approaches to be subsumed rather flirtatiously
within the New Archaeology for its innate ‘systemness’ in that both approaches
emphasised the role of general systems to explain all aspects of human behaviour. It
was then later rejected for its inability to conform to the New Archaeology’s positivist
requirements of hypothesis testing and falsifiability (Hodder 1986, p. 35). However, as
Hodder noted, the attraction survived in one form or another in the works of a variety
of authors throughout the seventies and early eighties (1986, p. 34).
It was not really until the early eighties that the comparison with text resurged with
increased force. In the preceding years with the publication of Bourdieu’s Outline of a
Theory of Practice (1977) and Anthony Giddens’s New Rules of Sociological Method
(1976) and Central Problems in Social Theory (1979) a more satisfactory critique of
structuralism arose in the pursuit of understanding systems of meaning, shifting the
emphasis from static structures of meaning subordinating all individual actions to the
dictates of underlying structures, to actively manipulated generative principles (i.e.,
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rules for making structures) exploited by individuals pursuing various independent
social goals – actively manipulating structures of meaning rather than being
manipulated by them. This approach inspired those archaeologists dissatisfied with the
New Archaeology’s treatment of meaning to pursue their interests with renewed
vigour and establish a generation of practitioners critical of the New Archaeology
more forcefully than ever before. The works of individuals such as Henrietta Moore
(1986), Daniel Miller (1982a, b, 1985), Michael Parker Pearson (1982, 1984 a, b),
Shanks and Tilley (1987a), Shanks and Tilley (1987b), Mark Leone (1982b), Leone,
Potter and Shackel (1987), Ian Hodder (1982a, b, 1986) and others attempted to
reassess comparisons with text with the infusion of the poststructuralist critiques of
structuralism by Bourdieu and Giddens as well as the critiques of structuralism by
Roland Barthes, Jacques Derrida, Michel Foucault, Paul Ricoeur and the Marxist
tradition of Critical Theory.
Thomas Patterson (1989, p. 556) sorts out this unruly variety of responses and
influences into three reasonably distinct but inevitably forced strains of thought that
manage more or less to capture the dominant tone of the works involved. The first,
which is essentially ‘Hodderian’, draws on the work of the historian/theoretician
Robin Collingwood and is articulated through the diverse works of Pierre Bourdieu,
Clifford Geertz, Anthony Giddens and Paul Ricoeur. Most notable in this tradition are
the works, of course, of Ian Hodder himself and Henrietta Moore. They approach the
archaeological record as most directly analogous to a text or narrative to be decoded
and manipulated by various historical agents and accessible to the archaeologist,
‘privileging the cryptographic skill and eloquence of the archaeologist as interpreter’
(Patterson 1989, p. 556). The second strain, filtered through the works of Michel
Foucault and Marxian critiques, focuses more on relations of power and domination in
social practice and the creation of knowledge, particularly emphasising the
implications of archaeology to late capitalism and the roles that it plays in reproducing
society and how that might be changed. The work of Shanks and Tilley (1987a, b and
Shanks 1992a), Shanks and Tilley (1987a, b and Tilley 1989a, b), Daniel Miller
(1987), and Miller and Tilley (1984) can be used to characterise this strain. Text here
is still understood as a narrative to be decoded but the importance of social conditions
under which material culture and other narratives are produced and interpreted to
reinforce and reproduce dominant social structures are accorded greater significance.
The third strain, very closely related to the second, is more emphatically concerned
with the role and implication of communication and ideology in the constitution of
archaeological discourse in the present day. The primary influences are the works of
Jürgen Habermas, Louis Althusser and the tradition of Critical Theory. From this
strain Mark Leone (1982a) Leone, Potter and Shackel (1987), Leone and Potter
(1992), and Alison Wylie (1985, 1987) are notable in providing a critique of how
archaeological texts themselves and the archaeological record, which constitutes these
texts, are produced and disseminated- in short a more overtly political critique of the
production of archaeological texts, their uses, and how the raw material, the
constituted physical archaeological record, is used to generate these texts and the
audiences they serve.
More recently in the past three years there has emerged a certain uncertainty and
wavering brought on in part by the expansion and interaction between these
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arguments. Hodder has reappraised his contextual approach in the light of H. G.
Gadamer’s hermeneutics (Hodder 1991). This reassessment came at about the same
time his critics claimed that his contextual approach was essentialist, presuming a
unified narrative text ‘out there’ to be read as well as the competence of the
archaeologist would permit, denying the historically contingent nature of interpretation
(Johnsen and Olsen 1992) and the multiplicity of interpretations in the past and the
present (Barrett 1987).
Similarly, more Marxist interpretations of the second and third strain have come
under increasing scrutiny for their tendencies to create holistic, totalising
representations of interpretive and historic processes – another form of alternative
‘systemness’ akin to the functionalist systems theorising of the New Archaeologists
(Barrett 1992, Bauman 1992). Hence a certain uncertainty has developed, particularly
amongst more strident Marxists, and a waning of the confidence and vigour of the
mid-eighties when postprocessualism and discussions of text broke on the scene.
Concurrently there has been an increasing awareness of the unique qualities attributed
to material culture distinguishing it from some established definitions of text (Hodder
1989).
Despite these waverings, text is still discussed quite vigorously. The papers
presented here point towards, in a rather unexpected way, a certain consensus
concerning the viability of the comparison for material culture. Individuals otherwise
quite diverse in their approaches stand together to defend the direction. Perhaps the
‘death knell’ for the undertaking to be is quite premature – ‘not all texts after all are
literary texts’, ‘the analogy needs to be stretched’ (H. Moore, personal
communication). Others somewhat impatient with the highly abstracted discussion on
the issue might demand that we finally just implement the comparison ‘and put it to
use and see how it works’ (C. Renfrew, personal communication).
There is a danger of a ‘false consensus’, however. One of the things that has
emerged in the volume is that we still are not quite sure what exactly we mean by a
‘text’ and on what data we can appropriately apply the comparison. Resolving this
issue, however, is fraught with many difficulties. Considering Moore’s earlier
statement, there is a great deal of disagreement as to the meaning of the terms
involved. When we say ‘text’ do we mean a semiotic system (de Saussure) or
structuralist system (Lévi-Strauss), a hermeneutic interpretive system based on
structuralism (Gadamer and Ricoeur) or something entirely different? Up to now I
have intentionally avoided using the words ‘metaphor’ or ‘analogy’ to describe this
comparison. However, despite their tendency to be used interchangeably, the two
words are not identical and their distinctions are highly problematic. Is material
culture analogous to texts structurally and functionally? Or is material culture like a
text, a metaphor without structural similarities but imaginatively linked? If it is an
analogy, then how do we make the analogy to the things we study, and for what
categories of material culture is the analogy appropriate or inappropriate? For the most
part, these issues have not been problematised and the distinction is rarely made, with
the resulting confusion that the term is often used inconsistently as analogy, metaphor,
or just as the thing itself in ways that might contradict the overt intention of the author
under consideration.
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The Trouble with Text
Much of the confusion concerning text is related to how one falls along a continuum
of belief, from whether one believes a retrievable ‘Past’ (unified, monolithic and
directly retrievable) to many little ‘pasts’ (multiple, contradictory and oftentimes
inferred) or to the opposite belief that there is no past at all that can be meaningfully
grasped. This is a question of faith ridden with intense anxiety for the archaeologist
concerned with ‘The Past’ or ‘pasts’ and for whom an analogic approach to text and
material culture can yield useful correspondences with which to ‘recover’ meaning.
Conversely, those archaeologists leaning towards the position that there is no such
thing as a retrievable past might find an analogic approach has little value and text is
more usefully understood in metaphoric terms in attempting to use the material record
to address contemporary concerns and not futilely retrieve past ones.
Commentary
Colin Richards
Such anxieties can be felt in Colin Richards’s paper despite his statement that ‘there
are no past truths, no single meanings any more than there are contemporary truths’.
He proposes to view the highly empirical practice of excavation less as the neutral and
objective extraction of data, and more as a process of culture contact, drawing on
analogies with ethnographic fieldwork. He compares the gradual observation,
selection and piecing together of data from an archaeological field site to the process
by which an ethnographer comes in contact with an alien culture, by observing,
selecting data, and performing an analysis.
This analogy, however, is rather problematic if Richards takes the view that ‘there
are no past truths’. Ethnographic culture contact is a dialogue whereby two agents, the
ethnographer and the informant, are involved in a mutually reconstitutive account of
social phenomena. Cultural concepts in a sense are literally being created at the point
of contact between the ethnographer and the informant in the form of the
ethnographer’s description and the ‘native’ theorising of the informant who attempts to
engage the ethnographer’s queries thereby re-creating or even articulating cultural
concepts, previously left unobjectified. ‘Contact’ as such in the strict ethnographic
sense is clearly not possible in the course of excavation since the numerous individuals
responsible for the artefacts excavated, as the artefacts themselves, are not capable of
talking back, ‘speaking’ as it were, engaging themselves with their interlocutors during
the course of excavation. ‘Contact’ never occurs and neither does the mutual
reconstitution of cultural practices. Excavation in this sense is profoundly monologic –
monologue with a pile of debris, incapable of ever responding on its own to the
questions put towards it. Yet Richards claims that ‘the past’ (as signified by the
material record) does indeed speak – ‘but only through a dialectical relationship
between subject and object, the present and recognised past’. This, however, is not the
same sort of dialogue characterising ethnographic cultural contact, but a dialogue with
oneself, with a ‘recognised past’ constituted in the present; a monologue and nothing
ever more. ‘Contact’ as such can be nothing more than contact with oneself mediated
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through the meaningful constitution of material remains into the material culture and
artefacts of the present. This is not to deny the constitution and recognition of
patterning in material remains or the constraints such patterning would have to our
interpretive endeavours; anything does not go. Our interpretive requirements will
always prevail and be meaningful to us but not to ‘them’, whoever they might be. The
‘contact’ metaphor is potentially misleading, imputing the sense that a ‘past’ must exist
because one could then retrieve it (take it down from the shelf) and read it, or
‘interrogate’ it during the course of a mutually constitutive conversation of culture
‘contact’ with the meaningfully constituted remains of a past people. If one could not
engage the archaeological record in this way, it would simply be ‘gibberish’ and all our
endeavours presumably meaningless; without the authority to guide us in our present-
day endeavours. If it is ‘out there’, then it can ‘speak’, be ‘read’, or ‘coaxed to speak’
through dialogue, and amenable to interpretation through its analogy to text.
However, Richards’s understanding of ‘contact’, despite problems with the use of
this metaphor, entails a provocative understanding of the interpretation of material
culture that suggests better ways of coping with the contingent multiplicities of its
interpretation. He questions prevailing excavation techniques that restrictively
constitute material culture, forcing it into alien geometries of order; reducing it from
three to two dimensions and forcing a loss of complexity of understanding in the
excavation process that denies the multiplicity of potential voices used in the
production of the monolithic, single-authored, ‘objectivising’ enterprise we normally
call a site report. Rather, Richards calls for alternatives to our excavation practices that
might break up the Procrustean hold these techniques have had on our ability to further
constitute and elaborate our interpretations of material culture.
Felipe Criado
For Felipe Criado the idea of the archaeological record and material culture as
meaningless ‘gibberish’ is less anxiety provoking and the utility of a textual analogy
consequently is limited. Criado proposes an alternative approach to interpreting
material culture, replacing the textual metaphor with a visual metaphor of visibility
strategies. Criado identifies four visibility strategies: to inhibit, to hide, to exhibit and
to monumentalise, and suggests an opposite strategy of a ‘will-to-unvisibilising’ – to
not engage in any visual strategy at all. To do nothing in fact, thereby focusing on the
significance of meaninglessness in understanding.
This typology of visibility strategies is proposed as an alternative to existing
periodisations which, Criado feels, are implicitly teleological and of questionable use.
A periodisation based on visibility strategies therefore has as one of its advantages its
obviously stated, consciously assumed strict formal cognitive criteria which serve to
recontextualise information into new contexts towards presumably more immediate
contemporary ‘socio-cultural discourses’. It would not pretend to reveal any pre-
existing meanings ‘out there’ in the ‘Past’. Similarly the designation of a particular
visual strategy or ‘will-to-visibility’ does not imply a specific meaning; rather, it
intuits the existence of a meaning or intentions towards the articulation of something
inherently indeterminable.
However, as Criado points out, the temptation to characterise socio-economic
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formations in terms of specific strategies towards visuality can become problematic. In
his scheme one senses the presence of lingering deterministic ideas of evolutionary
stages of society. One could imagine passing through stages of complexity from
unvisibility, inhibition (prehistory), hiding (Palaeolithic), exhibition (Neolithic) and
monumentalisation (Late Neolithic and early states); reproducing established
periodisations of history. Rather than describing an aspect of material culture in a
particular society with the very likely possibility that several of these strategies might
be pursued simultaneously, these stages are presented as discrete representations of a
dominant and determining social quality (hierarchical, within nature, without nature,
nature and culture opposed) at the expense of other competing strategies. In keeping
with this it follows that any combination of strategies represents some social instability
involving the competition between two or more tendencies for domination in the next
stage of social development, rather than the coexistence and interdependence of
multiple strategies.
Criado, in his system of visibility strategies, recognises no ‘pre-existing meaning’
to be revealed in the course of analysis, but, rather, the ‘reading’ of his system ‘would
involve the recombinations of relations into new contexts involving codes from other
social-cultural discourses’. In short the material remains of past behaviour become the
raw material of which new contexts – that is, present concerns and discourses – are
constituted. The exploitation and engendering of meaning of otherwise meaningless
material remains is not some empty intellectual exercise, but integral to the
constitution of our being.
Julian Thomas
‘The “Past” has “to be” for us to structure existence’ (J. Thomas, conference
comments). Humans can only think in narratives or totalities; ‘totalities don’t exist but
we need to create them’ (ibid.) otherwise how would we cope as individuals, as
societies and as a species with the meaningless chaos surrounding us? In producing
these necessary fictions Thomas sees significant problems relating to the use of the
textual analogy leading to a dichotomy between symbolism and materiality. Central to
this dilemma is the role of time in interpreting material culture, particularly as time
and time-depth are considered one of the unique insights archaeology provides within
anthropology. Thomas notes that discussions of time are frequently separated from the
often structuralist and synchronic discussions of material culture, creating a changeless
and fossilised representation of material culture that belies its constantly changing
significance.
By reintroducing the element of time and time-depth to the interpretation of
material culture, Thomas proposes to overcome this false dichotomy between
symbolism and materiality and break free from the ossifying effects inherited from
structuralism. Rather than seeing material culture as embodying anything in particular,
Thomas suggests that material culture be viewed as the raw material for the creation of
narratives, recontextualised and redeployed as agents continuously change their use of
material culture in the creation of narrative expressions of identity. More significantly,
he proposes to shift from the artefact of material culture itself to the agent herself and
her manipulation of material objects in the world as a way of locating herself in that
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world. The object itself loses primacy and is viewed merely as the vehicle of multiple,
mutating interpretations, uses and fetishisations. These manipulations, though
constantly changing and shifting, are organised by certain pre-understandings or
hermeneutic perspectives that are the standpoints from which the world is perceived,
interpreted and acted upon. As Thomas writes, we hear soundwaves as motorcycles or
as birds and debate understanding material culture as texts. These are all pre-
understandings which establish a specific vanishing-point about which the field of our
discursive perspective is delineated and structured. Consequently, Thomas’s
suggestion places the agent and her actions as the fulcrum about which material
culture is to be understood as Parker Pearson and others have sought to do. Material
culture does not function ‘as text’ in Thomas’s scheme but, rather, it is the stuff of
which texts or narratives are made to help us cope with the contingencies of our
existence.
Michael Parker Pearson
Parker Pearson, like others, found the textual analogy strictly problematic (Parker
Pearson, conference presentation). He suggested an understanding of text more as the
object of semiotic analysis and less the hermeneutic interpretive process. Material
culture should not conform stictly to semiotic analyses of text; material culture’s uses
are often far more utilitarian than communicative. Rather, texts should be seen as just
another category of material culture. The analogy to Parker Pearson seemed
overstretched and even downright misleading since it denied the opportunity to
adequately incorporate notions of agency and structure in understanding material
culture because of the rather fixed communicative nature of literary texts.
Parker Pearson’s use of the word ‘text’ implied that it was static, sealed off, and
unidirectional in that it had the specific function of communicating written
information. It was not as polysemous as an item of material culture such as the crown
that he mentioned, which could be interpreted and used in a variety of ways such as
headgear, a symbol of rank, or as a gloss for the state. Such a definition of text
assumed there was in fact something explicit and essential to be grasped, uncovered,
deconstructed towards, which with discipline, good hard work and critical vigilance
would yield through the investigator’s labours that which was true, intended, and
explicitly communicated. However, much poststructuralist understanding of literary
texts, notably the work of Jacques Derrida, would not accept such a fixed definition of
literary texts and would see it as similarly fluid if not more so than material culture.
In referring to how much texts and material culture were not alike, Parker Pearson
observed several significant contrasting characteristics. Material culture was more use-
bound, less abstract and more practical; it was more directed towards the physical
exploitation of the environment rather than being explicitly communicative. It
therefore did not primarily function to represent directly, though it could and often did
as in the crown metonym mentioned above. It was more likely to be taken for granted,
since once constituted it no longer required constant reiteration. One simply picks up a
hammer and uses it, once its function and the rules for its use have been established
without second thoughts or reinterpretations. Literary texts require reiteration and
reinterpretation, in short reinvention, in order to function. In this respect the banality
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of much of material culture’s use is much like the rules of grammar, not conscious,
taken for granted until a rule has been misapplied and one uses a wrench to chop down
a tree. The last and probably most salient distinction Parker Pearson observed was the
durability of non-textual items of material culture. Their ability to exist mutely,
survive physical degradation and remain visible makes them qualitatively distinct in
most respects from ordinary literary texts. There were dangers, however, in attributing
specific qualities to this durability. The primacy of material culture in contemporary
consumerist postindustrial societies was not to be assumed in past societies. There was
the risk of fetishising such material goods and inappropriately attributing meaning.
The sheer physicality of material cultural data, pregnant with expectant meaning,
could exert a very seductive and transfixing force within the dearth of contextual data,
obscuring pressing questions of agency and context.
Parker Pearson, however, pointed towards something far more provocative to our
interpretive practices as archaeologists. We transform one type of material culture, the
material record, into another: a literary text, site report or academic publication. What
were the advantages of this transformation of something so rich into something so
two-dimensional as a site report contained within a three-dimensional object we call a
‘text’? The once rich environment of three-dimensional objects situated meaningfully
within the context of three-dimensional space was lost for ever through the course of
our controlled destruction of a site. This environment is resurrected again as a literary
text, illustrated and supported only by objects that have now become artefacts pulled
out of their contexts, forever dependent on that text and the structure of the process of
destruction which brought those objects into the world. What are the advantages of
such transformations to our endeavours when they might involve considerable gain or
loss to our experience? Parker Pearson suggests that maybe we could consider other
ways of transforming the archaeological record. If we as archaeologist are to be
considered the legitimate specialists charged with transforming and interpreting the
archaeological record, maybe our consumption and experience of the archaeological
record and the experience of other publics consuming and experiencing the fruits of
our labours might be meaningfully expanded by not just creating one form of material
culture such as archaeological texts but others as well.
Underlying several of the papers in this volume is the old issue of theory and
practice: how to relate our theories of material culture to the actual interpretation of
material culture in our work. Parker Pearson’s paper in this volume attempts to
alleviate this problem with an actual case-study. This paper challenges the accepted
wisdom that the Sutton Hoo burial is associated with the Kingdom of East Anglia.
Armed with better chronologies, a revaluation of previous ‘culture historical’
approaches and a broader sensitivity to the symbolic and idiosyncratic associations of
certain items of material culture at the burial, Parker Pearson suggests an alternative
association that is East Saxon, and very persuasively argues for a specific
identification of the burial as that of the East Saxon king, Saebert. The argument is
presented as an example of the utility of the use of multiple interpretive or theoretical
approaches in gaining a better understanding of material culture. Parker Pearson here
proposes an understanding of multiple interpretations, less as the simultaneity and
management of multiple views in the pursuit of various immediate goals (political,
academic, or social) as some others have suggested. Rather, the dynamics of multiple
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interpretations are seen more as the competition of various viewpoints to interpret the
data most persuasively where the best interpretive fit prevails until a better one
challenges the existing order.
Maurice Bloch
Maurice Bloch offers an example of how the analogy to text, especially when
understood in semiotic or structuralist terms as something to be ‘read’ or decoded, can
be entirely inappropriate. To illustrate the difficulties of analogy, he discusses the
problems entailed in dealing with carvings on Malagasy house-posts. The carvings on
these posts, Bloch suggests, do not in fact mean anything, even though they might be
evocative or representative of specific things such as the rain or the moon. The figures
do not in fact mean those things; they simply have some superficial resemblances to
these things so they can be more easily named and referred to. In short, they do not
signify. That is, they do not function as signifiers revealing something signified – the
way a literary text would signify constituted by arbitrary signifiers. Signifying
nothing, the best Bloch can do in light of our disciplinary requirements to ascribe
meaning and significance to these figures is to say they ‘magnify’ something. They are
expletives, exclamation points, crescendo marks of several generations in the
‘magnificat’ of a lineage’s founders who erected these posts.
The lesson of Bloch’s cautionary tale is that we should use our analytical tools
where appropriate and not make everything have to behave as text and signify,
however compelling the objects at hand may be. This naturally creates a problem as to
when to use this analogy and when not to. The preoccupation of ethnographers and
archaeologists alike with ascribing significance to all manner of observed phenomena
can result, as Bloch’s cautionary tale so clearly points out, in demanding answers to
entirely irrelevant questions, as witnessed by the frustration experienced by Bloch and
other researchers. To insist on the equation that elaborately incised patterns of circles
must represent some thing, be a signifier with a corresponding signified, is one of the
fundamental operations associated with the textual analogy. It insists, rather
tautologously, that the observable universe is constituted by signifiers, much like
Foucault’s medieval episteme: everything means, signifies something and is waiting
for someone to read it (Foucault 1970). The possibility of non-significance or, more
specifically, some thing that does not follow the equation of signifier/signified
becomes lost.
Bloch’s Malagasy carvings, however, illustrate in many ways what Thomas was
theorising: that objects participate in a greater associated context of shifting meanings,
rather than having any specific designative sense. In the case of the carvings, they
participate in a larger cultural sensibility that is more connotative than denotative,
where a larger narrative of family history and growth are played out against commonly
shared Malagasy sensibilities and aesthetics. Ironically, ‘fossilisation’ actually does
occur here but in a somewhat playful and metaphoric sense of ‘hardening’: that is,
making more ‘physical’ and ‘enduring’ the meditation of a lineage on its origins and its
maintenance or, rather, the ‘magnification’ of this expression within in a common
cultural practice. In short, a metaphoric exploitation of the physical properties of a
material, to fix and magnify a certain idea, in this case the longevity of a founding
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couple. This is not unlike the ‘fossilisation’ of archaeological data or any other ‘hard’
data – that is, the process of making it ‘bony’, structuring it (not to mention actually
hardening it and preserving it from physical decay), fixing it in time and space, as in a
field report or collection and having it ‘vouloir dire’ and constituted to designate a
very specific something. The irony here is that the archaeologist when queried might
not respond like the Malagasy carver that he is just making some thing or other,
making it beautiful or honouring it. The archaeologist might actually believe that he is
designating something like the ‘moon’, ‘social contradiction’ or ‘incipient state
formation’ rather than performing a ‘magnificat’ elaborating the very serious myths of
his own origins.
Material culture and physicality
In discussing the appropriateness or inappropriateness of ‘text’ towards the
understanding of material culture, a common distinctive feature of material culture has
been continuously invoked either distinguishing it at times from literary ‘texts’,
subsuming literary ‘texts’ to it, or alternately functioning alongside with literary ‘texts’
in the creation of narratives – namely the fact that material culture is a thing, hard,
durable and physical. This might seem banal and horribly obvious at first, but the
constituted physicality of material culture is what distinguishes it most specifically
from other data. It is the cornerstone of Criado’s ‘will-to-visibility’ scheme, essential
to the poetry of Malagasy carving in Bloch’s discussion, the point of ‘culture contact’
in Richards’s presentation, and the fulcrum about which narratives are spun out in
Thomas’s paper. It is the one thing that distinguishes most saliently the data of the
archaeologist from any other anthropologist (see the extensive discussions of
materiality by Shanks 1992a, 1992b, 1993a).
The attribution of physicality – the constitution of otherwise inchoate matter with
physical attributes, beyond being a statement that that which is under consideration
assumes three dimensions, implies an intention towards imbuing a particular
expression with durability to sustain physicality over time for some specified or
indefinite period. The constitution of physicality and durability is almost without
question one of the central preoccupations of archaeologists (the generation and
elaboration of artefacts) and others who attempt meaningfully to constitute and
appropriate physical properties in the material world. In short the constitution of
physicality implies a desire for some form of sustained expression or utility, be it a
literary text to be circulated indefinitely, a house to be built for a generation or several,
or a cup to be used once or for an entire lifetime. The produced durability of an object
often has everything to do with how long one wants the expressive quality of the
object of material culture to be sustained – built for eternity in stone, or out of paper to
last just the day. Or conversely, as in the case with rubbish, something to be forgotten
becomes an artefact through incidental preservation and subsequent reconstitution as
artefact. The critical quality of durability associated with material culture by Richards
often falls out of the conscious discursive realm precisely because it is so familiar and
taken for granted. Similarly, overlooking the relation of physicality to expressive
significance is one of the central dichotomies Thomas refers to affecting archaeology.
And lastly the production of durability predicates all of Criado’s visibility strategies.
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Of course, the production of physical attributes in the generation of material
culture is what we constitute and document so obsessively – the size, material
composition, position, weight and number of discrete objects. Empiricism as such is
nothing more than this obsession with the production and documentation of physical
attributes of the material world. This predilection of our highly empirical discipline
has been pointed out as having its pitfalls. Overenthusiastic documentation without
explanation is decried as ‘facticism’ (Moore), ‘fetishism’ (Parker Pearson) or
‘obsessive systematisation’ (Richards). The prevailing belief has been the more we
constitute and document physical attributes of the material world, the more we can
become ‘objective’ and get a better ‘picture’ of what actually ‘is there’ and understand
its essence. The poststructuralist disenchantment with the enterprise of establishing
‘totalities’ and ‘essences’ can only call into question the tools of objectivising
enterprises that try to document something – to know what it really and truly ‘is’. To
continue incessantly to constitute and document the physicality of the material world
and know that ‘there is no there there’ to document (apologies to Gertrude Stein) is
only to come up with an increasingly ‘harder’, ‘two-dimensional image’ (Moore) of
the material world that resists interpretation of its obsessive, speedy and somewhat
ecstatic documentation. Such a process can potentially disempower disfranchised
groups and individuals trying to establish control over interpretations and
representations that oppress them by consistently denying any form of ‘authentic’
interpretation. Abject obsession with the physicality of data can be seen as just as
potentially harmful to the disfranchised as any claims to objectivity that silence others.
But the physicality we have produced is all we really are left with after we have
purged ourselves, as most poststructuralists would have us do, of most of our
essentialist yearnings. Physicality as such is probably the last bastion of such
essentialism – a banal vice, however, I would argue, and for purely pragmatic reasons
very necessary for the production and sustainment of our narratives. We know the
objects we have created cannot ‘really’ denote ‘incipient state formation’ or ‘clouds’,
but we can safely collect any references made about the object, photograph it, X-ray it,
thin-slice it, irradiate it, conserve it, digitise it and put it in a database on disc or CD
and relay it within split seconds on computer networks to all our colleagues around the
world. Such obsessiveness with the production of objectivity in the pursuit of the
objectification of the myriad refractions of the physical world is generally met with the
accusation of ‘fetishisation’. Clearly if such exercises are not fixed, denotative,
explanatory, ‘anchored in an adequate social theory’, they are simply highly indulgent,
irresponsible practices whose only aim is simply to continue endlessly in this self-
reproducing and self-referencing process – producing objectifications without a
subject, signifiers without a signified, hollow, empty and two-dimensional – fetishes of
bourgeois scholarship.
The derogatory associations related to fetishisation seem to stem from a lingering
Marxian contempt of excrescences beyond use-value (Marx 1983) – the persistence of
the idea that a commodity or object has inherent use-value true to the amount of
physical labour exerted to produce it, its physical nature and its utility. This is
contrasted with exchange-value which attaches increasing value to the commodity and
its culturally (not naturally inherent) determined value as ever-increasing superfluous
non-utilitarian embellishments or ‘fetishisations’ of the commodity. This
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characterisation of exchange-value betrays a contempt for contingent, culturally
determined superfluity of associative meaning in deference to a utilitarian, directed
and fundamentally essentialist use-value. In this scheme some ‘thing’ must be doing
something other than just being itself for its own sake, fetishised, with no ‘thing’ to
designate, refer to or have use-value for. To claim innocence while signifying without
signification at best is highly superficial and fetishistic, even silly, while highly
suspect and pernicious at worst.
However, it is material culture’s apparent ability to subvert and resist the
metaphysics of use-value through various commodifications and fetishisations that
makes it so dynamic, particularly in comparison with its kindred objects, literary texts,
which are often attributed (arguably so) with rather stable fixed values and referents.
The ambiguous and polysemic attributes of material culture so frequently referred to in
the course of this conference attest to material culture’s stubborn resistance to meaning
in terms of functionalist use-value. Rather, it is precisely these associated qualities of
ambiguity that are critical to understanding material culture and the role it plays in
human affairs (J. Thomas). In short, it is all the various permutations, fetishisations
and recontextualisations which make material culture important. Its constituted
physicality, ironically, is precisely what enables it to pass so freely from one context to
another. You can pick it up and move it from a grave-site to a museum vitrine or buy it
and use it as a flower-vase rather than a funeral urn. Precisely because it is rendered
durable it can accommodate a great degree of ambiguity regarding its associative
meanings in various recontextualisations, repeatedly moved or seen many different
times and ways in many different contexts (Thomas).
Obviously, since any attempt to fix a single referent to any material object in light
of its continuously shifting recontextualisations and reconstitutions with the
concomitant loss of any single meaning leaves us with just material culture itself, the
object, in all its produced, dazzling and compelling physicality infinitely pregnant with
potential meanings. Since it is considered by most of us now distasteful if not immoral
to fix a single meaning, how are we to negotiate the plurality of associative meanings
let forth? Once we have relinquished our authority we cannot say that only certain
kinds of associative meaning sanctioned by our professional institutions are legitimate
and others (say, the claims of New Agers, historical theme parks, Druids, or my next-
door neighbour) are not. How, then, is this cacophony to be managed and, more
important, how can it be maintained and preserved against attempts to silence it?
The raw material used to generate this cacophony is material culture itself in all its
constituted and evocative physicality. Managing physicality involves the establishment
of parameters for access to the objects themselves (the establishment of Criado’s
visibility strategies) and for the constitution and expression of that physicality (that is,
the representation of the object in varying contexts, its physical reconstitution as coded
data, exhibit, video, public database, or theme park) in tune with deliberately chosen
visibility strategies. As professionals, one of the things we most certainly do best is
create the data, constituting it and giving it form. John Fritz has asked why it is that
the data of older, less theoretically sophisticated archaeologists are so much richer than
the data produced by problem-orientated ‘one-shot’ investigations of more recent,
theoretically sophisticated archaeologists (John Fritz, conference comments).
Christopher Tilley’s multiple interpretations of rock carvings at Nämforsen (Tilley
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1991) attest to the richness of the data set provided by his highly empirical and non-
theoretical predecessor G. Hallström, who compiled the data used by Tilley.
Hallström’s otherwise fetishistic constitution and recording of the objects at hand in all
their various aspects elaborated a physicality of the carvings in such a way as to create
an even greater trove of material in more readily accessible and visible form for the
further elaboration of new and different associative meanings. The interpretations
otherwise reached by Hallström might have little but purely historical value at the
present time in light of pre-existing disciplinary concerns, but the data so richly
constituted are invaluable.
Hallström in his desire for creating the conditions by which his conclusions could
be reproducible and his authority confirmed, ironically created the conditions whereby
his authority could be challenged – not in terms of whether he did the job properly or
not, but in terms of the constitution and maximisation of visibility and physicality and
creating the conditions of multiple authority as evidenced in the text by Tilley. Parker
Pearson criticised highly theoreticised postprocessual texts as inaccessible and
consequently stifling of meaning and called for ‘developing new media of experience’
(Parker Pearson, conference presentation) to break the hold of these rather constrictive
texts on interpretation. Similarly, Richards, in his paper, challenges the authority of the
site report or final text as the culmination of the interpretive process. He proposes to
break it up, expose the various localised authorities and interpretations in the course of
excavation, refracting and documenting the interpretive process at as many points as
possible of interpretive ‘encounters’ in archaeological procedure, thereby breaking up
the authority of the fictive single author of the site report into an elaboration of
archaeological procedure producing many authorities and interpretations.
Elaborating on and constituting the material culture of archaeological work in so
many media, expanding upon all the intricacies of the interpretive process cannot but
be susceptible to the accusation of ‘fetishisation’ and ‘commodification’ of
questionably commodifiable objects. Such materialist concerns, however, are
unavoidable and integral to the sort of society we find ourselves in. As Thomas points
out, the objects and things we produce are the touchstone from which we weave
narratives about ourselves, others and the past, probably something we as a species
have been doing for quite some time, emphasising certain things, intentionally
forgetting some and simply disregarding others. What becomes critical and
problematic is managing this process. It is probably unquestionable that we want to
constitute and consolidate material culture in the production of our pasts and presents.
This production is vital for the creation and maintenance of our narratives in the
present. This might be a violation of the attributed intentions of past authors associated
with the artefacts we have produced and preserved who may have intended their
productions to decay and be forgotten. But, then, archaeology has always been
particularly aggressive and violent against notions of origins and intent through its
destructive excavation practices and interpretive contortions whether in the name of
‘Science’ or creating the necessary physical conditions for creating our and other pasts.
To mourn this violence is to believe in loss – a loss of something ‘true’ and ‘original’,
a rather false sentimentality in light of much that is discussed in this volume. Our
material concerns and ‘fetishisations’ are very much non-issues in this respect. It is
difficult to see how the inclusion of day-to-day reports of excavation observations and
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multiple conclusions in site reports is very different in degree of fetishisation from the
techno-empirico-fantasies of some hardline New Archaeologists. They both, however,
elaborate and constitute data, making it more accessible for other authors to use and
weave further narratives.
This all brings us back to the problem of how to manage all these voices, all these
‘authorities’ and archaeologies regarding material culture. A general feeling is that no
one should be prohibited access to the material cultural data produced and denied
legitimacy in interpreting it outside the profession. But John Fritz did bring up the
question of whether other groups ought to be actually allowed to constitute the data
and dig up sites as pot-hunters in North America often do (John Fritz, conference
comments). A possible criterion for deciding these issues and the exertion of
professional authority might be to ask what acts inhibit the constitution of potential
data least. Pot-hunters often lose much detail regarding the deposition of artefacts in
their work, constituting the data poorly in its detail and inhibiting the circulation of
these artefacts by maintaining them in virtually inaccessible collections. The
physicality and visibility of these objects are obviously hindered, severely inhibiting
the richer constitution and use of these artefacts of material culture by others. One of
the goals of the profession ought to be to ensure maximal access while maximising the
constitution of the artefacts of material culture. Such a goal is largely curatorial and
preservational and dominated by the questions of what gets preserved, why, by whom,
for whom, and how to allocate resources towards these goals.
Peter Fowler noticed an interesting shift from theory to money in the discussions
above (Peter Fowler, conference comments). Mark Leone spoke of his concerns of
how to tie all our ‘high falutin’ theory to the actual management of resources in
producing the archaeological record (Mark Leone, conference comments; see Leone
and Potter 1992 for an in-depth discussion). How do we decide to spend the money we
have and what are the bases of these decisions? Fowler himself called for
archaeologists to be more bold about demanding money for archaeological work.
What started out as esoteric discussions of ‘text’ ended up on how to get more money
and how to use it. So how did we get from text to money? Was it disillusion with
theoretical meanderings, even a rejection of the enterprise in light of the
overwhelming pragmatics of getting things done in an environment where such
meanderings leave the discipline distracted and unable to deal with the realities of
competing interest groups? The reburial of Native American human remains, the
archaeologies competing for recognition of under-represented groups (racial, ethnic
and sexual), government intervention, funding, commercialisation, and threats by
rapid development to the archaeological record all force themselves upon us in the
course of our interpretive labours. Much of the discipline’s previous efforts to establish
‘origins’, ‘scientific objectivity’, or ‘anchoring in an adequate social theory’ have more
or less failed to provide us with the tools to contend with this increasingly
cacophonous environment. After all the theoretical fervour of the past ten years we are
finally left with the constituted objects themselves and the seemingly banal but vital
question of their management. This preoccupation with physicality in our discussions
of ‘text’, focuses our attention on the issues surrounding our notions of durability,
interpretation, and contextualisation that favours increasingly new constitutions of
material culture. Consequently, this current in our theoretical debates on ‘text’
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demands a new concern with management, pragmatics, access and presentation to
ensure the fundamental and equitable conditions of interpretation.
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Chapter 24
The visibility of the archaeological record and the
interpretation of social reality
Felipe Criado
The questions which are posed in this article are based on a series of specific
characteristics of the archaeological record which, although essential and well known,
are nevertheless important and useful for the analysis of this record and the social
practices which created it. These self-evident facts can be listed as follows.
For the greater part of prehistory human action did not significantly alter the
surrounding environment.
The construction of artificial ‘monuments’ only took place in relatively recent
times.
Despite many specific exceptions, in general it is true that the use of precious,
imperishable materials in the creation of material culture is an equally recent
phenomenon.
The late occurrence of these features shows that the construction of a social landscape
using artificial elements of material culture is a rare event, and not the universal which
it is erroneously taken to be within modern ideology. Moreover, this event (the
construction of a social landscape) is paralleled by the simultaneous appearance of
other phenomena which are inextricably bound up with the intensification of social
complexity. Under our interpretation the emergence of these social facts implies that
the societies involved were fundamentally transformed.
Now, if we examine these transformations, we can clearly see that they are based
upon a previous modification of cultural orientation towards nature and a new
understanding of the relationship between society and the latter. Some points which
support this interpretation are as follows.
The absence of ‘technology’ in primitive societies and its subsequent emergence
as a specialised and autonomous domain of social activity underlines the
dislocation of society and nature in order to further the social control of nature by
technological means.
There is an accompanying growth of ‘production’ and economic rationalities
which tend towards the maximisation of production.
There is the fact that the first long-lasting monumental constructions of human
societies were intimately bound up with the exercise of power and its ideological
control.
The first social images of time (understood as tradition or social memory) are
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correlated with the development of the first monuments, an increase in social
inequality, and the appearance of social groups ‘wielding’ power.
In the light of these observations we believe that the social transformations imply a
change in the management of spatial rationality within the societies involved. The
change would, by the same token, also imply new ways of conceptualising time and
space as basic correlates of new social strategies involving the construction of the
landscape.
Given this interpretation and the theoretical perspective which underlies this text, it
must be acknowledged that the modification of concepts of space and time is not
merely ‘bound up’ with social transformations: it constitutes the fundamental horizon
of their possibility.
This argument can be made more specific if, in the light of anthropological
evidence, we consider different conceptions of space as these are documented within
different socio-cultural complexes. The idea may be developed that some forms of
landscape construction are related to a cultural rationality typical of primitive societies
and the ‘savage mind’, so we have tried to relate this dynamic of the social
construction of the landscape in prehistory with a (pre)historicisation of Lévi-Strauss’s
model (1966 and after) of the ‘savage mind’ and the ‘domesticated mind’.
This does give rise to several problems. The first is that the ‘savage mind’ does not
lend itself to being historicised in this way. To cope with this problem we propose a
reading which isolates and excludes the generic and abstract component of Lévi-
Strauss’s ‘savage mind’ and concentrates on the concrete and historical aspects which
can be applied to specific social configurations. Put in another way, our reading
distinguishes between a ‘savage’ syntax and a ‘savage’ semantics. While it maintains
the first to denote what Lévi-Strauss terms ‘mind’ or ‘thought’, it adopts the second
(semantics) to further our understanding of specific social formations.
We also assert that, since the ‘savage mind’ has not always existed, but came into
being at a determinate point in time, it must have been preceded and followed by
qualitatively distinct modes of ‘thought’. While any comments on the possible
predecessors of the ‘savage mind’ remain hypothetical, its successors are accessible
through historical and anthropological analysis.
In this way we can formulate a general model of which the salient features are
outlined below. However, it is difficult to explore this field of possibilities in
prehistory, through archaeology. In order to exhaust this field of possibilities we shall
try to formulate a theoretico-methodological limit which permits us to read and
characterise the archaeological record in accordance with the interpretive scheme just
outlined. This model derives from our conviction that the conditions of visibility of the
archaeological record and material culture are one of the most important resources
which can be deployed to understand the relationship of the latter with the social
reality from which they derive. In this way we can come to understand the cultural
rationalities, attitudes towards space, and modes of conceptualisation of the
nature/culture relationship which characterise specific archaeological contexts. To this
end we have adopted a strict materialist perspective, of which, as it underlines all
aspects of our analysis, we shall give a brief account.
Our perspective is based on four fundamental and complementary principles which
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are causally linked.
Reality is produced through human labour, social practices. This principle is
linked to the thought of the young Marx in which ‘infrastructure’ was originally
understood as human labour, and ‘superstructure’ as the results of that labour.
The real is criss-crossed by a fundamental material unity which implies that all
segments of reality are linked and mutually determined.
Reality is not simply constituted by the material, but also by the ideal and the
imaginary. So the ‘real’ character of a phenomenon does not derive from its
physical attributes, but from its ability to produce real effects (this is defined by
Foucault as the materialism of the incorporeal).
The ideal is frequently the basic infrastructural condition of the material world,
since objects and labour itself must be thought before they can be practised.
Positions
We adopt the definition of material culture (elaborated by Shanks and Tilley) as the
objectification of social being. This is a useful definition as it implies that the
transformation of a brute material thing into a cultural object involves the gathering
together of a series of determinate traces of the socio-cultural context within which the
object is produced.1
Now, in order to remain consistent with a materialist perspective we must
acknowledge that these traces are not confined to the domain of material culture: they
permeate all forms of social action and are the results of these actions. To the extent
that the material reality of the archaeological record is, in fact, constituted by these
effects, we must pay careful attention to the comments above.
So the archaeological record should be thought of as not simply being the traces
which have survived the effects of cultural postdepositional factors which remain
accessible to the archaeologist through an analytical process realised within a
determinate contemporary social and economic context. It must also be stressed that
these formal elements are patterned by specific attitudes towards surrounding ‘reality’.
Thus we can speak of three distinct moments in the formation of the archaeological
record: the pre-existing social reality, the physical processes of decay and preservation,
and the contemporary act of reading.
We suggest in this article that within the first set of social factors or ‘attitudes’
underlying social action we can isolate a specific ‘will’ to render the result of social
action visible or invisible.2 This ‘will’ is evident where the efficacy of a social process
depends upon its manifest visibility (rituals, displays of power, military manoeuvres,
etc.). The formal aspects of the results of social action can clearly be influenced by
this ‘will’ to visibility, and can, in fact, be divided into two distinct groups, in each of
which action ‘corresponds’ to pre-existing social reality in a different way. In the first
the formal elements of the action and its results are intrinsic, in the second, extrinsic.
The first group consists of ‘products’; that is, the results of a process of
‘production’, whether intentional or not, which gather together their social conditions
and preconditions within a formal unity. The second are simply ‘effects’; that is to say,
the traces or indirect consequences of social actions. This dual classification will act as
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a fundamental schema with which we shall classify the effects of social action on the
environment.
If we take into account the necessary correspondence between social being and
social action, then we must recognise that the ‘will to visibility’ can be explicit and
conscious, or implicit and unconscious, quite independently of whether the related
social actions are intentional or non-intentional. By this we mean that the actors
involved are not necessarily capable of representing such a ‘will to visibility’ to
themselves. Instead, to the extent that ideological functions which presuppose the
visibility of a social grouping or subset of social actions are in operation, we can
legitimately infer and describe such a ‘will to visibility’ from the manifest cultural
effects of such a will. Similarly we must remember that it is the rationality of a
specific socio-economic formation which determines which cultural traces will be
visible and which will not. For example, we should not expect to find traces of the
fundamental transformation of nature in hunting societies, nor should we expect traces
of permanent settlements from mobile communities.
We must stress that the term ‘will’ does not refer to individual psychology or
intentionality, or imply that the ‘will to visibility’ expresses a conscious intention.
Instead it represents an intrinsic, rational, non-empirical ground of social processes. In
some cases it is consciously used by these processes, in others it is identical with them,
while in others its existence must be inferred as part of our own contemporary
reading.3 The first case would be exemplified by the construction of a commemorative
monument which perpetuates an ideological discourse of domination. An example of
the second class would be the iconic message purveyed by medieval sculptures which
presuppose visibility but are not explicitly preoccupied with it. An example of the
third group is the way in which we must interpret the absence of oppressed groups
such as the result of a dominant ideology which secures their visibility.
So in some cases the ‘will to visibility’ is an intrinsic part of social action which is
explicit in the archaeological record (the minority of cases); in other social contexts
(the great majority) it is we who must posit such a will in order to understand this
record. In both cases, however, we believe that this model can legitimately be used in
archaeology, as it manifests a logic which is homologous to that which constructed the
record being analysed.4 Therefore we can expect that the various components of
material culture and the results of social action will demonstrate different degrees of
visibility in accordance with the underlying social rationality. We will refer to those
formal characteristics of social actions which relate to their degree of visibility as
conditions of visibility. These conditions indicate a variety of modes of emphasising
the process of objectivication which gives rise to material culture, and the orientation
of society towards the world. We shall label these as strategies of visibility.
Developments
Having arrived at this point, we want to go beyond a set of empty theoretical
imperatives and convert them into concrete methodological proposals. We shall
attempt to do so by tackling the following questions:
How can we recognise and characterise strategies of visibility within the
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archaeological record?
Once we have recognised those strategies, how do we reconstruct the ‘will to
visibility’ which they represent and analyse how this is related to a specific
cultural rationality?
Finally, how do we relate this will to visibility with determinate historical social
formations?
The Recognition and Definition of Strategies of Visibility
In order to resolve the first of these questions we must define how these strategies
operate, what mechanisms they function through and, most important, the system of
existence of such strategies of visibility.
The latter is constituted through a combination of specific elements, dimensions
and resources of diverse kinds. Different strategies of visibility, the achievement of
specific forms of visibility or invisibility, depend on such unique combinations.
So, from a logical point of view, the existence of a determinate strategy of
visibility presupposes that a choice has been made whether to render social action
visible or invisible. As noted above, this choice can be conscious (intentional). In the
latter case the ‘choice’ corresponds to the intrinsic logic of the socio-cultural formation
concerned. This very duality, which is inherent in all social/human action, is
necessarily found in the subsequent choices made in the construction of visibility;
from here on the repertory of possibilities is doubled.5
The ‘will to visibility’ is objectified through a variety of elements. We may call
these the raw material from which visibility is constructed. Essentially, they fall into
three categories: material culture products, the effects of social action, and social
practices themselves. Considered dynamically we must ascribe a genetic priority to the
last of these ‘raw materials’; that is, social practices. Visibility is manifested first in
this domain, then through its effects (whether conscious or unconscious), and lastly
through material culture itself. So the presence of any of these classes of elements
might imply the visibility of the ‘genetically prior’ elements.
Once an element of raw material has been mobilised for the production of
visibility we must consider the dimensions along which this process is projected. From
our point of view these are, essentially, those of space and time. The first refers to an
essentially episodic, temporally discontinuous visibility manifest only in space. The
second refers to visibility which persists through time, which has a definite duration.
Logically we might isolate different forms of this temporal visibility according to the
extent of the duration implied.
Lastly, the construction of visibility presupposes specific material resources which
help determine the unique character and configuration of a form of visibility. They
assist in determining, for example, whether cultural acts are projected along a spatial
or temporal dimension. As these resources are dependent on highly specific social,
cultural and historical factors, it is impossible to list the repertory of choices. However,
they do seem to fall into two basic categories: the reutilisation of natural elements, and
the construction of artificial elements.6
If we consider the totality of logical possibilities formed by combining these four
levels (relying only on the principal choices within each class), we obtain a total of
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384 different combinations, each denoting a distinct strategy of visibility. Obviously,
many of these ‘possibilities’ have only a theoretical significance, logically conceivable
but not practically significant options.
However, despite the great number of such possible strategies, we can take four
principal types to represent most of the variability present.
First we have the cases where there is absolutely no interest in highlighting (or
hiding) the presence of social action, and its results. This context implies the
absence of any strategy designed to render social products visible as products.
For this reason we might call such strategies inhibitory. We can assert the
presence of this ‘inhibition’ as it produces neither intentional results or products
nor non-intentional results. It can, however, give rise to non-intentional products
which survive in the archaeological record and reveal the presence of human
groups marked by this ‘absence’. These groups have probably constituted the
majority of human societies on the earth.
We can also pick out a second group of strategies concerned with hidings. These
are characterised by a conscious strategy to hide or mark the presence of social
action and its results. This strategy leads to the disappearance of social products
as products. It is distinct from the previous strategy, which simply involved the
lack of recognition of such products, not an active attempt to hide their existence.
A third group of strategies are those which aim to exhibit the processes or results
of social action within the social present. They are concerned solely with spatial
exhibition through which they emphasise the natural character of social products
as products. So we can label them strategies of exhibition. These strategies
produce intentional results in space, but some of them may also have an
involuntary temporal dimension. Moreover, in this way they can generate
products and effects which have both a spatial and temporal character.
Lastly we have strategies similar to the previous group but through which social
processes and results are projected temporally. These strategies attempt to
highlight the visibility of social creations both within the social present and
through time, controlling and overcoming the temporal dimension of change.
These strategies can be described as monumental. Monumentality produces
intentional results (both products and effects) projected both in space and time.
But it can also produce non-intentional results which project in both dimensions.
The most representative product of such strategies is the monument. From our point of
view, a monument can be defined as a cluster of intentional results, made concrete in
the form of an artificial product which is visible through space and which maintains
this visibility through time.
Now, if we were to interpret this definition in simple univocal terms, it would
obscure subtle distinctions between monuments which do not fit within such
categories easily. However, although there are cultural creations which do not present
the correlated and complementary elements which we consider to characterise
monumentality (material product – artificial element – spatial visibility – temporal
duration), we may legitimately label everything which has some form of spatio-
temporal projection as a specific type of monument.
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The first consists of natural elements, rocky outcrops, topographical peculiarities
(caves, hills) which are endowed with a specific social significance. By nature these
features are visible through space and time, and this facilitates their use by social
groups as symbols of the continuity and perpetuation of the group, a means of
naturalising social discourse. Therefore it would seem reasonable to describe them as
genuine monuments. Here we have a configuration of the following four elements:
imaginary product – natural element – spatial visibility – temporal projection. The
principal difference from the category of monumentality outlined above is that once
the event which ascribes meaning to the natural element is over, and the social group
involved has disappeared, there is no easy way to recognise such natural elements as
monuments. Sometimes, however, cultural continuity has preserved traces of the
significance of these elements: a fact often attested amongst peasant societies which
may incorporate natural features into their own cultural traditions which were once
significant in proto- and pre-historic societies. We shall call this type of monument
(for reasons to be explained later) a savage monument.
Another type of monument is that which displays the classic configuration of
elements, but in which spatial visibility is not clearly manifested. An example would
be human constructions which are endowed with monumentality through the
proximity of an older natural feature which contributes to their spatial visibility and
temporal duration but which may be difficult to detect without prior knowledge of the
social rationality at work in each specific context. We could label such a feature an
ambiguous monument. An example would be those megaliths which occur near rocky
summits or outcrops. Their presence is both emphasised and partially hidden by such
natural features. Similarly, petroglyphs carved on conspicuous outcrops may be
invisible from a distance owing to the slight alteration of the rockface.
The Interpretation of the Will to Visibility
Our proposals so far simply provide a means of ordering and systemising the
archaeological record. However, we think that its usefulness can be taken for granted
as we can employ it to reconstruct the presence of a specific ‘will to visibility’ and
then go on to interpret the cultural values which it presupposes. We must begin by
examining the conditions of visibility of the results of social action as revealed in the
formal and contextual characteristics of that part of the archaeological record being
studied. This does not mean that we assume a specific meaning behind a strategy of
visibility; instead we carry out a formal analysis deriving from our own operational
logic outlined above.
Once we have achieved a formal self-contained description, we must proceed to
the next level of analysis. This presupposes that the will to visibility implements
specific concepts of space and time, which are themselves related to the way in which
the society concerned conceptualises its own relation to nature and the environment. A
regularity is established between all these domains which determines that each will to
visibility reflects a specific cultural rationality and is related to social representations
and ideological discourses, as it constitutes a fundamental mechanism whereby such
discourses operate.
If we examine the visibility of human action, society and people as they emerge
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from these strategies, we can refine our understanding of the concepts of space and
time underlying these four general types of strategy of visibility (defined above) by
using analogies derived from anthropology.
So, although our interpretations offer a way of ascribing meaning to the
archaeological record, they are themselves derived from the anthropological models
we discussed earlier (we shall return to this point in the last section).
The Contextualisation of Will to Visibility and Strategies of Visibility
The regularities which we can establish between a will to visibility and a specific
pattern of social and cultural rationality can be interpreted in two different ways.
First, as a diachronic succession: that is, a series of cultural constructions which
follow each other and represent different social formations. However, this does not
imply an evolutionary progression from one state to the next.
Second, they can be interpreted in a synchronic and social manner. Here they are
seen as a means of constructing distinct cultural identities within specific historical
contexts in terms of the conflicts present in the relevant social formations and the
specific nature of the social formation as a totality. So each society can be
characterised by a unique will to visibility or this will may be interpreted in terms of
conflicts between social formations or tensions within a social grouping. The latter
case may seem more relevant to complex societies, in which an increase in social
distinctions leads to a greater variety of social expectations and aspirations. However,
we must remember that the construction of gender is virtually a universal social
process and a basis for the development of inequality within the ‘simplest’ societies.
So we may posit the existence of conflicting strategies of visibility within such
societies which played an important role in expressing and elaborating the conflicts
arising from the social construction of gender.
‘Monumental’ material culture characterises a ‘divided society’ (in the sense
developed by Clastres). On the archaeological level it represents late-Neolithic peasant
communities and their proto-historic successors; ceremonial monumentality is the
most important expression of such a divided society.
Strategies which simply ‘exhibit’ material culture characterise those societies
based on the maximal exploitation of nature where we can detect the opening of a
rupture between society and nature; post-glacial art exemplifies this form of cultural
rationality.
Strategies of ‘hiding’ characterise those societies which remain immersed in the
natural order, and do not risk the opening of a gap between nature and culture; this
would be exemplified by Palaeolithic art.
Strategies of ‘inhibition’ would have dominated the greater part of human
prehistory. Here people did not consider themselves the masters of creation and world.
The fragility and scarcity of archaeological evidence for such societies in itself
constitutes a significant marker of such ‘inhibition’.
Problems
The previous points suggest that we adopt a visual metaphor to understand the
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archaeological record.
The validity of this metaphor is based on the fact that the will to visibility is a
condition of the constitution of the archaeological record as such. So the morphology
of this record, with all its inherent absences and failings, can itself be turned into a
core of meaning, through which a specific will to visibility is revealed. ‘Absent’
archaeological events are pregnant with meaning, as their lack of existence can in fact
be understood as their most intrinsic and intimate mode of being.
This model offers a profoundly different set of perspectives on the archaeological
record from those which dominate at the present time: the physical metaphor of the
New Archaeology and the textual metaphor of postprocessual archaeology.
Given that the former has been superseded by the latter, we must refine our
analysis, which, we believe, enables us to go beyond the textual metaphor. Although
this textual metaphor has encouraged the development of archaeology through the last
decade,7 we feel that it has been incapable of solving the basic problem of reading
material culture. This problem lies in presupposing a meaning lying within the text
which demands and solicits a reading.
As is well known, this is not a problem as such for hermeneutics which asserts that
the act of reading is an interpretive act which, rather than providing a transparent
interpretation of an external text, increases our self-understanding through the text.
This solution is acceptable on the condition the text and its reader share a single
cultural and linguistic horizon. For it is only within a single horizon of understanding
that comprehension of the text is necessarily converted into the self-understanding of
the world obtained by the reader. What proponents of a hermen-eutic approach tend to
forget is that Archaeology, Anthropology and History are, for the most part, concerned
with radically different cultural horizons. In this case interpretation as self-
understanding is simply not feasible, for self-understanding through a (pre-) text is
simply an excuse for the tyrannical domination of that text by the reading subject.
This follows from the structuralist and poststructuralist position that the meaning
of a sign is found in a system of differences between signs. However, as most signs are
absent within the text their ‘original’ meaning can never be discovered. To do so
would imply an external perspective on the text or phenomenon being interpreted.
Now, this external rationality would be an imposition on the text-phenomenon by an
alien subjectivity – rationality. So, when Derrida (for example) states that there is
nothing outside the text, he is not so much saying that there is no meaning within the
text, but that this meaning is not present, it does not exist now, and if it ever did ‘exist’
its meaning would in fact be a redoubling of the context through which the reader
faces the text. This meaning would in fact be a form of subjective reification.
It is for this reason that, as poststructuralism has pointed out, the presupposition of
an implicit meaning necessarily reinforces the philosophy of consciousness and the
modern conception of subjectivity. This simply maintains the traditional values of the
subject, time, History, universality. . . .
This debate has preoccupied archaeologists for the last few years. Although there
seems to have been a provisional victory for the hermeneutic camp which reconstructs
archaeology as an interpretive practice (developed by Shanks and Tilley, 1987a and
1987b) (which merely concedes that the interpretive process must recognise certain
‘natural’ limits of the text which contain any subjective excesses), this simply conceals
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the fact that from a poststructural perspective archaeology as such is not possible.
If we acknowledge the absence of many of the signs which constitute meaning
from the archaeological record, we must also admit that ‘our discipline’ simply cannot
gain access to any original meaning owing to the fragmentary nature of the totality of
signs as this is presented to us. The only way of ‘solving’ this problem is through an
excess of subjectivity which functions by supplying the ‘missing signs’ which are
absent from the record.
Now, placing ourselves in this abyss of madness, engaged in a debate over the
possibility of limits, we must acknowledge that the very same problems can arise
through our own use of a visual metaphor. For if we assume that a specific will to
visibility represents a distinct rationality, are we not ourselves imposing a universal
rationality on the specific configurations of material independently from their unique
social and historical context? Are we not simply reconstructing an evolutionary,
taxonomic scheme typical of modernist discourse, one which should be firmly
excluded by a postmodern epistemology?
The limitations of the visual metaphor are revealed by the fact that it be seen as
reinforcing the ideology of exhibition and social visibility which seems so typical of
the will to power-knowledge of the 1980s.
It would be ingenuous to argue that these problems are foreign to our text because
they are not amongst its explicit aims and its basic proposals and their development
render such an outcome impossible. We have known for a long time that the text goes
beyond the intentions of its author and in order to solve these problems we must
subject the text to a quite different discipline.
So I have tried to construct a methodology and practice which is not based on a
super-interpretation but on the development of an intuition (namely, that the
production of the archaeological record is criss-crossed by a will to visibility) which
then leads on to a systematic description of material culture based on merely formal
relations. This system consciously adopts our own perspective to study the
archaeology. Our interpretation widens out from this point: not based on the reading of
a given meaning but on the reordering of formal relations, their significant
juxtaposition with relations preserved in other codes and deriving from other social
contexts. In particular, we rely on insights provided by anthropological theory.
Nevertheless, these procedures, however rigorously applied, are not in themselves
sufficient to subvert the risk of meaning.
From a theoretical and interpretive perspective this risk can only be dissolved
through an operation which has been the ground of success of structural anthropology.
This operation consists in basing interpretations on patterns of rationality and
subjectivity which are radically different from our own.
Archaeology, faced with the dilemma of excessive subjectivity or its disappearance
as a discipline, can only mitigate these difficulties and reduce the subjective risk of
positing absent meanings by grounding its interpretations in patterns of rationality
which are not exclusively our own. Or, in other words, if there is nothing outside the
text we must insinuate new texts within the traditional text.8 We believe that most of
postprocessual archaeology has failed in this task; but has, instead, simply extended
the domain of the archaeologist’s subjectivity – a modern Western subjectivity –
however much this process is disguised using the conceptual apparatus of
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hermeneutics and the ethical justification of political radicalism.
So what begins as our analysis ends up as something quite different (by using
concepts derived from the work of rationality which are attested anthropologically). At
the very least these facts and models permit us to use this starting point heuristically
and convince us that our hypothesis is a legitimate framework for archaeological
analysis. Our method would have the advantage of corresponding to the very patterns
of rationality which constitute the archaeological record; patterns which subvert our
own traditional values and rationality.
It is precisely for this reason that we believe our visual metaphor is not simply an
extension of the ideology of the 1980s; instead we believe that the application of this
model can lead to conclusions which radically subvert and invert our starting point.
We assert these proposals in the knowledge that, if they are true, they are so at
global level and not necessarily true at some specific levels. However, have we really
escaped the risk of meaning, of conjuring up meaning with subjective strategies? Have
we really put forward an alternative which owes more to poststructuralism than to
hermeneutics? Perhaps in the end we haven’t. For if we perform a phenomenological
reading of Lévi-Strauss, we realise that a hermeneutic approach does underlie his
work. If we observe that structural anthropology postulates a radical homology
between the cultural and natural orders, that the very possibility of structural analysis
is grounded on this homology and that the scientific pretensions of structural analysis
presuppose the identity of structures of the human spirit with nature, then must we not
admit that, to the extent that it goes beyond the subject/object division, it does so by
recuperating the phenomenological Lebenswelt. Does this not acquire an ontological
priority upon which the configuration and explanation of reality must be based?
If we recognise that the work of Lévi-Strauss is based on a form of radical
objectivism which destroys the subject/object distinction on which the project of
modern consciousness is built and that as a result it dissolves humanity in nature, can
we not accept that what differentiates it from both positivist objectivism and
phenomenological subjectivism is the absolute refusal to base this new (postmodern)
project on a founding subjectivity and to recuperate this subjectivity through the
results of the analysis? When Lévi-Strauss defines his work as neo-Kantianism
without a transcendental subject he is referring precisely to this duality, one pole of
which is absent. For while it tries to construct a theoretical model of transcendental
objectivity which takes account of the relationship between nature and culture, it
attempts to do this without elevating the notion of man as a transcendental subject.
The death of man, as postulated by anthropological structuralism, is nothing more
than a piece of a priori and a posteriori caution, designed to avoid the recuperation of
the classical philosophy (metaphysics) of consciousness. Anti-subjectivism becomes
an ethical option which enables us, at the last moment, to prevent the speaking subject
from recuperating discourse. In the absence of any emerging new pattern of
subjectivity we must resort to nihilism. At the end nothing guarantees that our text will
not have reproduced the pattern of subjectivity from which it originated and will not
have been converted into a useful tool for reproduction of the system.9 For us, the only
option in this situation is the ethical position asserted above. We must consciously or
deconstructively choose to remain outside discourse casting a philosophical smile (to
quote Foucault) on discourse once it has been accomplished. At the same time we
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must exhaust the risks of basing archaeological practice on other patterns of
subjectivity, because it is only in this way that archaeology can contribute to the urgent
project (urgent in the present crisis situation) of constructing new patterns of
subjectivity through which to contrast the adaptation of society to nature with the very
bases of social reality.
Notes
1 Obviously, as asserted through post-processualism, these traces are not the direct reflections of the social
circumstances in which they were produced.
2 Although we shall be dealing with the first of these moments within this article, we must admit that this
partially influences the other two. Depending on whether the will to visibility is present in the first moment,
the effects of the second and third on the archaeological record are altered. If, for example, an ornamental
item is made out of perishable material, it is unlikely to survive in the archaeological record, whereas an
object made from precious metal is much more likely to survive the effects of natural destructive agents and
also acquire greater significance within the traditional processes of archaeological interpretation.
3 This use of the term ‘will’ derives from the concept of a will to power-knowledge in Nietzsche and
Foucault.
4 Although the facts already cited tend to justify this assertion, we realise that this is in fact the primary root
of the practical, methodological, theoretical and empirical problems which attend our proposals. These are
considered at length throughout this article, particularly in the last section.
5 To support this statement we must firmly reject the theory of consciousness prevalent in the Anglo-Saxon
world according to which human activity is always conscious or intentional. This position, exemplified in
behavioural psychology, follows from the dominant strategy of the construction of the individual in modern
societies as a conscious intentional agent; one who is always responsible for his or her acts. This process of
individuation is particularly prominent, in Saxon, Nordic and Germanic societies; less so in Latin ones. It
has constructed the type of subject on which Western bourgeois democracies are based. Despite the fact that
Freud and psychoanalysis have radically deconstructed the bases of this position, it remains strong.
6 All these questions presuppose that we are dealing with non-literary societies. Given that writing (first epic,
then as history) itself constitutes a specific form of visibility, and functions as a strategy of exhibition we
must consider its effects on the other strategies of visibility listed. We must also take into account that in
non-literary societies the function of writing is largely taken over by orality and oral tradition. The
difference is that, whereas orality creates an episodic form of visibility and, therefore, ought to be treated as
a specific form of strategy of exhibition, writing creates authentic ‘monuments’ and must therefore be
classed as a strategy of monumentality.
7 In the sense that, as a form of discourse, it has changed the way we see things through and despite the
dominating force of the words we use.
8 Thus, although History is faced with the same set of problems, it sets about solving them in a different way.
Through written texts and historical documents it can gain access to the discursive systems of the society
being studied. Using structural analysis or historical semantics it can uncover the pattern of rationality being
expressed.
9 Some critics suggest (not without reason) that this is the very outcome of Lévi-Strauss’s ‘Structural
anthropology’ to the extent that it reproduces the context and subject/object of post-industrial culture.
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Chapter 25
Tombs and territories
Material culture and multiple interpretation
Michael Parker Pearson
Different theoretical perspectives on material culture can lead to radically different
interpretations of archaeological evidence. The competition of multiple interpretations
can cause considerable controversy if one interpretation of the evidence has previously
been accepted as ‘fact’ rather than hypothesis. This raises questions about the extent to
which belief in the conventional wisdom may constrain the search for new
interpretations. The overdetermination of facts by interpretive frameworks has been
recognised for some time in archaeology, but few empirical examples have been
produced to illustrate the issue.
In 1939 archaeologists discovered the remains of a ship, laden with treasure,
buried under a mound on the east bank of the River Deben in south Suffolk. This ship
burial from Sutton Hoo has been studied in more detail than any individual burial in
Europe. Recent innovative excavation of other mounds and burials in the Sutton Hoo
cemetery by Martin Carver has also produced new evidence. Using the wealth of
evidence and observations published by Rupert Bruce-Mitford (and by many other
researchers working on this and related topics), it is possible to interpret the same
material evidence to reach different conclusions on the attribution and significance of
this ship burial.
The association of the burial with the East Anglian kingdom is generally treated as
a ‘fact’ beyond dispute. Indeed, many specialists consider that this was the grave (or
cenotaph, since no body was found in the bone-dissolving sand) of Raedwald, king of
the East Angles, who died around AD 625.
There are stylistic links between Sutton Hoo and similar but smaller boat burials in
eastern Sweden. These similarities include the practice of burial in a boat under a
mound, and a distinctive style of animal ornament in the jewellery. Partly as a result of
these material links, the early kings of East Anglia, the Wuffing dynasty, are
considered to have had Swedish ancestry. But are stylistic similarities in metalwork
style and funerary rite incontrovertible grounds for establishing that the man honoured
by this burial had Swedish ancestry? We reach such conclusions by using assumptions
about culture and style within a ‘culture history’ paradigm. The similarities of mound
burial, use of boats in graves and techniques of ornament in precious metals are
considered to represent ethnic groupings in a direct and reflective manner. But does
this assumption give sufficient consideration to the social and archaeological context,
both locally in eastern England and across northern Europe?
Metalwork of the Sutton Hoo/eastern Swedish style has been taken to indicate
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strong cultural links specifically between Sutton Hoo and eastern Sweden. But there is
the distinct possibility that the Sutton Hoo style metalwork was circulating more
widely throughout north-west Europe in the early seventh century. Since élites in
southern England and Scandinavia had largely abandoned the practice of burying these
kinds of grave goods by that time, it is possible that these high-status artifacts
remained in circulation among the living and are therefore rarely visible archae-
ologically, since they did not form ritual deposits. There may have been a broad
network of elite use and exchange of this metalwork across much of Scandinavia as
well as southern England. Finds from the Baltic islands of Bornholm and Oeland
suggest that such styles were being manufactured there, among other places.
The similarities between Sutton Hoo and eastern Sweden are evident in the use of
similar prestige grave goods and the funerary symbolism of ships and boats. The
existence of small boat burials in East Anglia has been used to stress the association
between East Anglia and eastern Sweden, but boat-associated burials are found
throughout south-east England. Similar prestige grave goods are found with burials in
Essex, Buckinghamshire and Oxfordshire. A few stray finds of this animal ornament
style of metalwork are known from East Anglia (amongst other places), but their
uncertain contexts and unknown processes of deposition constrain the archaeologist’s
ability to identify them firmly as East Anglian products.
The Sutton Hoo burial also contains items of Frankish origin and Frankish style. A
purse contained a hoard of gold coins, each struck in a separate Frankish mint. The
sword came from the Rhineland. There are close similarities in the dress items, such as
the massive gold belt-buckle, with those from Frankish élite burials. However, some of
the intricacies of the gold-working and garnet setting were unique to England. The
quantity of Frankish material indicates a link to Francia, and the many items from the
Mediterranean and further east can be argued to have passed through Francia. This
link does not demand an ascription of simple ethnic or political identity. Similarly,
links between Sutton Hoo and eastern Sweden may have been far more complex than
direct political or ethnic identities.
This is not a Swedish or a Frankish burial, although it contains material of Swedish
and Frankish origin. Aspects of dress style are unique to southern England. This was
the ceremonial uniform of a ruler who lived in England, but where was his kingdom?
Was it East Anglia, or was it a smaller ‘emergent’ polity within south Suffolk?
We have presumed that Sutton Hoo was a ‘central place’ at or near the centre of a
political territory, in contrast to the comparable eastern Swedish boat burials which
were placed at the forest and upland margins of their communities. Were elite burials
and cemeteries necessarily constructed at the centres of their kingdoms, rather than on
their peripheries? We should consider the possibility that the Sutton Hoo cemetery
might be the burial ground of rulers from the kingdom to the west, the East Saxons
(broadly coextensive with the county of Essex, of which the present boundary lies 10
miles to the west). Sutton Hoo lies within a region where the funerary costumes of
fifth- and sixth-century women may be considered as ethnic markers of the Angles.
Some of these dress fittings are of styles common in Norway and Sweden – further
confirmation for some archaeologists that by the seventh century Sutton Hoo was in
East Anglia. A few examples in England are found outside Anglia (a region stretching
from Lincolnshire to Northamptonshire to East Anglia), in Essex and Kent. However,
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there is no doubt that women buried in south Suffolk were symbolising Anglian and
not Saxon identities. But such styles were not confined by the boundaries of political
territories; ethnic identity is not necessarily contiguous with political territory. This is
not to deny the importance of ethnicity at that time; such stress on regionality in
personal dress and weaponry styles indicates that it was an important issue.
But within the ‘culture history’ paradigm there has often been uncritical acceptance
that the ethnic groupings mirrored territorial power polities. There may well have been
an approximate match of Anglian ethnicity with political territories, but the boundaries
between ethnicities were fluid and variable.
Were there grave goods in the ship burial which could indicate that here also were
the ethnic identifiers of an East Angle? Most of the grave goods were imported to
England – a cape from Syria, garnets from India, bowls from Egypt, a sword from the
Rhine, drinking-horns from Sweden and coins from France. The hanging-bowls,
cauldrons, buckets and other items were probably of English manufacture but cannot
be localised. The shoe-buckles are of a style found in Essex, Kent and Francia. The
unassuming, poorly made pottery flask was also probably made in Kent or the South-
East. There was just enough surviving of the three bone combs to identify them as
Saxon styles (which were very rare in East Anglia). Three of the nine spears were of a
style found in graves within the Saxon and Kentish kingdoms. None of the items from
the ship can be labelled as East Anglian. Perhaps everything in the burial was
imported and nothing will reveal the occupant’s local origins. Given the modesty of
some of the items and the size of the assemblage, this seems unlikely.
Those items in the burial which are regionally specific have East Saxon or Kentish
affinities, but not East Anglian associations. But, if this was not an ‘East Anglian’
burial, what was it doing in an area which was probably East Anglian by the eighth
century and which already had a sizeable population of women wearing Anglian
costume? Sutton Hoo lies on an economic boundary between communities using gold
coinage as a medium of exchange and those to the north using it for personal
ornament. There are also other types of trade goods which rarely find their way north
of the Chilterns and Suffolk clay watershed. Intriguingly, Sutton Hoo also lies on a
former political boundary zone between the Late Iron Age and early Roman territories
of the Iceni and the Trinovantes, whose territory extended into what is now south
Suffolk. These tribal and subsequently cantonal territories have been identified largely
for coin distributions. Are political boundaries from the Roman period relevant for the
post-Roman era? We cannot know whether the boundaries altered in the Roman
period, but it is certainly possible that the East Saxon kings had inherited the
administrative structure and political territory of the Late Roman Trinovantes.
The new hypothesis we can consider now is that Sutton Hoo is the burial of an
East Saxon ruler. The grave is unusual in containing items which have been interpreted
as regalia: a whetstone sceptre and an iron ‘standard’. The bejewelled uniform, based
on late Roman parade armour, is also interpreted as a royal attribute. As a prehistorian,
I have always been wary of identifying historically recorded people and events in the
archaeological record. But in this case I am curious. There are documented king-lists,
and a detailed study of the East Saxon Seaxneting dynasty has recently been
published. The early seventh century is essentially a prehistoric period since most
‘historical’ records relating to that time were not written down until later.
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Nevertheless, the dates of accession and death of various kings are not known from the
writings of Bede.
Although there are undoubted problems in textual criticism with Bede’s motives
and interpretations, his historical accuracy is broadly accepted. Indeed, the
identification of the Sutton Hoo burial as that of Raedwald is drawn largely from
Bede’s history.
One individual who seems a good candidate is the East Saxon king, Saebert, son of
Sledd and sister’s son of Aethelbert, king of Kent. Aethelbert was married to Bertha, a
Frank. As a favoured sister’s son, whose maternal uncle was married to a Frankish
princess, Saebert was just the man to have had access to élite alliance systems in
Europe and the gifts which cemented them. His baptism was sponsored by his
maternal uncle, Aethelbert, around AD 604. He died in AD 617/618 and was succeeded
by his three pagan sons who, unusually, shared the kingship together.
Within the burial are artefacts which have aroused considerable interest for their
symbolic associations. On the right side of where the corpse’s head would have rested
were two silver spoons (inscribed ‘Saulon’ and ‘Paulos’ in Greek) and ten silver bowls
decorated with cruciform motifs. Similar crosses adorned the scabbard and the belt
buckle incorporated a hollow cavity, comparable to Frankish belt-reliquaries. Some
archaeologists have been dubious as to whether English elites of that period would
have been aware of the Christian symbolism of these items. However, a closer analysis
of the context of material culture use suggests that the baptismal spoons had not lost
their Christian meaning. Their careful placing, together with cruciform-decorated
bowls, to the right-hand side of the spot where the head would have lain suggests that
they were considered by the mourners as highly significant to the deceased. Some
archaeologists accept the association of Christian meaning but consider that it
constitutes further evidence that this grave was that of Raedwald who, Bede tells,
converted to Christianity yet retained his pagan idols.
This compromise has been used to explain the pagan nature of the ship burial with
all its grave goods, combined with the Christian possessions of the individuals
commemorated. Of course, the dead do not bury themselves, and I suggest that this
burial is more plausibly interpreted as the memorial of a Christian (Saebert had been
baptised) by pagans according to invented or elaborated custom.
Saebert seemed a good candidate owing to his relationships with his Christian
maternal uncle and his pagan successors. My interpretation of the material culture, in
particular the curious mix of Christian grave goods and pagan rites, indicated Saebert
as a possibility. The coin dates, however, were firmly fixed in the mid-620s. This was
far too late for the Sutton Hoo to have been Saebert’s monument. But the dating of the
Sutton Hoo hoard has just been completely reassessed in an as yet unpublished paper.
This paper concludes that the coins could have been brought together between 600
and 630 but were probably collected by around 613. This was an extraordinary
coincidence and made me think that, on this evidence, we really might put a new name
to the Sutton Hoo burial.
Finally, I came across an association which convinced me that this was Saebert’s
monument. This was an association which goes further in the interpretation of material
culture as manipulated ethnic identifiers. There are aspects of the selection of grave
goods and their placing within the grave which direct our attention to the way that
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meaning is manipulated through the selection and placing of material culture. Looking
through the grave assemblage, I noticed that particular grave goods appear in threes.
There are three buckets, three hanging-bowls, three cauldrons and nine spears in three
different styles. Might these have been the funerary gifts of the three sons? No other
individual grave of this period in the whole of Europe contains similar multiples of
these types, although groups of three shields occur in graves in eastern Sweden and
Buckinghamshire. Even more interestingly, all of them (with the exception of one
spear) were placed outside the personal space where the body (or its representation)
was laid. The placing of these sets-of-three items, above the head end and below the
feet end, suggests that these were treated as a different category of objects from those
items in the ‘personal space’ of the body area – perhaps funerary gifts of the sort
mentioned in Beowulf, as opposed to personal possessions of the deceased.
The details of this interpretation, with full references to the Sutton Hoo literature,
are available in a paper (by myself, Alex Woolf, and Robert van der Noort) entitled
‘Three men and a boat: Sutton Hoo and the Saxon kingdom’, which has been
submitted to Anglo-Saxon England. That paper, and an earlier version, produced a
wide range of responses when circulated in draft. Some archaeologists could not see,
when they were moving towards postprocessual approaches, why I was apparently
running back the other way into ‘culture history’ and what they saw as outmoded
historical and particularist interpretation. Others failed to see why it mattered who was
buried in that mound, presumably oblivious of – amongst other things – the
implications for the continuity of Roman to Saxon political territories, the
confrontation of Christianity and paganism, and the cultural and political relationships
between the East Saxons and eastern Sweden, as well as Francia. Perhaps a hallowed
‘fact’ was threatened by a new theory. Most specialists in the subject do not believe
my interpretation (as one said, ‘Doesn’t that suggest to you that you’re wrong?’).
Some do not know whether to believe it.
My reading of material culture – at a number of different levels – leads me to
interpret the evidence thus. There is an association with eastern Sweden; there is an
association with Francia; there are no associations in the grave with East Anglia.
Anglian material is found in south Suffolk, but there is evidence that this was a
boundary zone, both politically and economically. It is therefore constructive to
consider the possible East Saxon rulers as occupants of Sutton Hoo, and Saebert fits
by his dates and by his Frankish, Christian and pagan connections. This opens up the
question of links between eastern Sweden and the East Saxons, rather than the East
Angles as the relationship is currently read. The reinterpretation also has considerable
implications for our understanding of the continuity of power relationships at the end
of the Roman period and of the confrontation of Christianity and paganism and its
political context.
We will never know which interpretation is closer to the ‘truth’. There are and will
be other competing interpretations. Some will say that such questions about individual
identification should not be asked by archaeologists any more. Are there ways that
competing interpretations can be tested against fresh evidence? It is probably unlikely
that unequivocal and unambiguous discoveries will be made that resolve the dilemma.
We can detail some of the archaeological linkages that we would like to recover, but
they will offer congruence with one or other theory, rather than proof.
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For example, we need to locate sixth- and seventh-century deposits in London and
look for evidence of contact with eastern Sweden or the manufacture of animal
ornament metalwork. Conversely, future research may demonstrate that contact
between eastern Sweden and England occurred only in the East Anglian kingdom. But,
whatever new information we uncover, at the roots of our beliefs are theoretical
assumptions about the relationship between material culture, ethnicity, territory and
power and also the ways in which material culture is used. Whatever evidence is
recovered in future, we still disagree over how it is interpreted.
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Chapter 26
Reconciling symbolic significance with being-in-the-world
Julian Thomas
I would like to argue that the debate on material culture within archaeology is
presently characterised by a number of dichotomies which need to be overcome. Prime
amongst these is the separation between the symbolic significance of objects and their
materiality. This is predicated upon the different theoretical approaches which concern
themselves with these two aspects of the material world. However, another related
problem lies in the way that we have kept our discussions of time and of material
culture separate: in different chapters of books, or in different sessions of a conference
like the present one. We have rich descriptions of the way in which material culture is
ordered and employed in the negotiation of social position, yet when we turn to a
consideration of time, ‘history’ is invariably seen as something which happens to
human beings and social relations, not to things. When we start to think about change
through time, material culture tends to be relegated to the status of the type fossil: the
record of past social processes.
Thus, although we have what could be described as a poststructuralist archaeology,
it is the structuralist heritage of the tradition which has been foregrounded in its
consideration of material culture, which is seen as a system of objects described
largely with spatial metaphors. Obviously, this is only compounded by a grounding in
ethnoarchaeological studies which can rarely encompass great time-depths. We need to
consider the temporal characteristics of material culture. This requires a consideration
of time which is involved less with periodisation or with the periodicities of particular
kinds of event and process and more with how human existence is stretched across
time.
In a recent article, Ian Hodder has suggested that archaeology should undertake a
turn towards the hermeneutic tradition. However, his discussion is largely concerned
with the way in which we should interpret the past, rather than with the strand of
hermeneutic phenomenology which considers how beings operate in the world,
encountering and interpreting other beings. One aspect of this set of concerns is an
interest in the way in which material things intervene in the process of social life and
the way in which human beings engage with the ready-to-hand. We can argue that
investigating the temporality of material things requires an understanding of the
temporal structure of human beings. In Western thought, the understanding of time has
revolved around the opposition between a physical, external continuum, a
cosmological time, and time as a purely subjective and internal aspect of human
consciousness, centred on a moment which we think of as ‘now’. An alternative is to
see temporality not as a facet of consciousness, but of Being, quite distinct from any
centred intentionality, yet finite and given by the structure of Being-in-the-world. In
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such a conception, the present cannot be given any priority over past or future. Just as
poststructuralism de-centres the subject in language, such an approach denies that the
subject can be whole and self-present within each of a succession of ‘nows’. Past,
present and future constitute a unity which cannot be dissolved. I only have a sense of
selfhood because I have a past to draw on and a future into which to project myself.
What is essential, though, is to avoid the conclusion that some kind of totalised
authenticity, some ‘being a whole’ can be achieved by an individual or a collectivity
through some resolute grasping and drawing together of past, present and future in a
moment of vision. It is in this relict essentialism that the real political dangers of these
ideas lie. Rather, we could suggest that the only way in which human beings can
conceptualise self-identity is in narrative. The self is dispersed through time and is
drawn together in a kind of story. Material things fit into this structure of narrative by
being engaged in, or encountered in the course of human projects. Objects change
their status from the merely present-at-hand thing which is simply there, in the
environment, to the ready-to-hand, caught up in the operation of a human purpose.
This slipping back and forth in our concern, and the associated way in which tools
eventually become forgotten in the process of their use, conditions the way in which
we build up an awareness of the world and recursively create our own identity. Things,
locations, settings are fixed points between which the narrative of human existence is
spun out. Thus while material things form nodes within a signifying system structured
by metaphor and metonymy, they are also conceptually ordered according to narrative
temporal structures, appertaining to an individual or to groups. This sequential
ordering may be at variance with any structural coherence and may be one source of
the restructuration of the symbolic system. Thus, while accepting the textual metaphor
for material culture, it is possible to start to accommodate an awareness of objects as
co-present things within the world. This requires an investigation of the way in which
things are incorporated into the symbolic order and either retained or forgotten, as
memory, trace or tradition. These different forms of retention obviously need to be
investigated in concrete instances, but it is my suspicion that they set up the conditions
under which items come to be encountered and interpreted. The things of the world are
always experienced-as, through a structure of pre-understanding. Thus we never hear a
pure soundwave, we hear a motorcycle or a bird singing. What we have to consider in
archaeology is the way in which human beings, in their concernful dealings in the
world, come to restructure their symbolic orders through a process of encounter and
forgetting played across time. Central to this, as I have suggested, is the way in which
material things are incorporated into personal biographies and group myths in the
production of a sense of identity. It is thus through considering the linked but
independent temporal structures of human beings and things that we can start to
reconcile the materiality and the symbolic significance of material culture.
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Chapter 27
Questions not to ask of Malagasy carvings
Maurice Bloch
This paper is a cautionary tale or a short history of the attempts at interpretation of the
carvings of a group of people in Madagascar: the Zafimaniry.
The Zafimaniry are swidden cultivators living in the eastern forest of Madagascar
and they number about 20,000. However, they are famous because they are one of the
few groups which originally produced the kind of things museums and tourists can
take away and display, and subsequently they have developed a tourist-goods industry
of some significance. Here I am concerned with their traditional carvings. These are
low reliefs or engravings of relatively elaborate geometrical patterns which cover the
wooden parts of their houses – especially the shutters and, most beautifully, the three
main posts (Fig. 14). Since the 1920s, at least, professional and amateur
anthropologists and archaeologists have bothered the Zafimaniry by asking them what
these carvings ‘meant’. Included among these, in the recent past, has been myself.
I say what these carvings ‘meant’, but this is a tricky word indeed. What I am
talking about is in part the trickiness of the word. There is of course a massive, almost
infinite literature in philosophy and linguistics on the topic, but here I simply want to
consider the problems of the word when applied to this type of material culture and
then in a rather matter-of-fact way, since this is one of the kind of cases which
anthropologists and archaeologists deal with.
The people who interrogated various Zafimaniry and then went on to write articles
or books in order to report the answers they were given did not use the word ‘meant’,
because they were writing in French. This is not quite such a trivial point as it might
seem, because already in French there is no equivalent to the English verb ‘to mean’.
One can ask the ‘sense’ (which perhaps corresponds to the English meaning) or one
can use the phrase (and that is the phrase used by the writers) vouloir dire, ‘try to say’.
These authors tell us, then, what these carvings are ‘trying to say’. If there is a
problem between French and English, it is not surprising that there is also one between
French and Malagasy. All the writers concerned purport to report Zafimaniry answers
to their question – but to what question? First of all, the authors fall into two
categories. Two of them can speak Malagasy, in both cases probably better than I can
(one of them is a native speaker); the others must have used an interpreter who was
presumably landed with the critical task of rendering into Malagasy the French phrase
vouloir dire. How did they do it? I can only guess from my attempts to ask the same
thing in Malagasy. One can ask something which is a bit like the English ‘what is the
point of, a phrase which is the rare positive of a commonly used catchphrase which
means ‘there is no point to it’ (antony); or one can use a rather ontological phrase
which asks, ‘what is the root cause of this?’ (fotory); or one can ask for the engravings,
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‘what are those pictures of?’; or you can ask people as they are doing the carvings,
‘what are you doing?’ None of these questions really conveys what either the French
or English terms convey. In any case, when I asked these questions of the Zafimaniry
during my first fieldwork there I obtained rather disappointing answers. To the
question ‘what are those pictures of?’ I was answered with great certainty that they
were pictures of nothing. When I asked for a cause or the point of the carvings I
triggered the ready-made phrase that there was no point, and when I asked what
people were doing I was told ‘carving’. There was actually one answer I was given
very often, but I felt it was so bland and therefore frustrating that I payed no attention
to it and did not even put it down in my field notes. It was that ‘it made the wood
beautiful’.
Figure 14 Malagasy carvings
I want to return to this in a moment; but first, a word about what the other writers
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say they were told. Apparently they did not have the same frustrating experience as I
did – or, at least, give no hints of this. My first reaction to their apparent success, when
I knew perfectly well that all these people had merely been passing through, when I
had spent a considerable time with the Zafimaniry and spoke their language, was that
these authors were mainly making it up. Now I am a little more charitable – at least, in
the case of two of them, one of whom is the native speaker I referred to above. I don’t
think these two were lying – simply that they were misleading. These authors report
that various parts of the carvings are representational; that, for example, the ubiquitous
circular designs represent the moon and that some of the designs which appear like
shading are rain.
I think I now know what they are talking about. As a result of subsequent
fieldwork I was told by certain expert carvers somewhat similar things about various
designs commonly used by the Zafimaniry. However, in following these up it was
made very clear that what was meant was that these were ‘the names’ of these designs.
It is not that they represent the phenomena but that the names indicate a trivial
similarity which can be used as an indicator of the design when, for example, you ask
a carver to do a particular design for your house. It is rather like herringbone tweed.
Clearly the tweed is not a picture of the osature of the fish.
All this, however, does not mean that I have nothing to say about these carvings,
and I shall try to explain how I feel able to move on. This is partly as a result of the
fact that someone once elaborated the remark that the carvings make the wood
beautiful by adding ‘they honour the wood’. Immediately I realised that the bland
statement was not so bland after all since its focus was not beautification in general
but beautification of the wood. But really this was only a hint. In fact the only useful
answer the Zafimaniry could have given me and the other researchers to our questions
was the famous one: ‘If I were you, mate, I would not be starting from here.’
Where one needs to start is with an understanding of the significance of houses and
the wood the carvings decorate, and I briefly shall try to indicate this.
For the Zafimaniry, houses are the basis of ordered society and the mark of a
successful life; this is because they are the outward side of a successful marriage. For
the Zafimaniry, going through life successfully is a gradual process of settling down,
of which marriage is an essential element, and growth through the production of
children, grandchildren, etc., who are the continuation of the couple. When children
are young they are undetermined in place, substance or morality. Their bodies are
malleable so that they are permanently affected by their environment. They don’t have
a home of their own. They don’t take part in agriculture, but they hunt and gather all
over the place, they play in a chaotic way, their language is not well rounded. The
attachments they form – and these include sexual attachments very early on – are
chaotic and impermanent. But then, gradually, they settle spatially, physically and
psychologically as they move towards marriage – and marriage takes material form in
the house they begin to build and furnish. The young man will put the central house-
posts and a flimsy outer wall of reeds and mats, the young woman will bring the
furniture of the hearth. This building is the flimsy beginning of marriage; but if the
relation settles down (which may or may not happen) – above all, if the couple start to
produce children – the house will harden. That is, the flimsy materials will, little by
little over many years, begin to be replaced by massive vertical pieces of wood. It is as
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if the body of the pair as individuals begins to fade in significance and instead it is
replaced by the building of their mutuality. This is expressed in a number of ways but,
above all, by the oft-stressed observation that the house is acquiring bones: that is, the
pieces of wood. And the wood that is used is not any wood; it is wood from the
hardest, longest-lasting trees, and it is not any part of the tree, but the hardest impacted
heartwood of these woods which the Zafimaniry call by a word which literally means
‘to last’. The aesthetic and moral value of the hardness of such wood, especially the
fact that it is a hardness produced from an original softness (the young plant), totally
dominates Zafimaniry discourse in a way which would almost be impossible to
overemphasise. This house and this wood can be seen as material culture, but to an
extent this is misleading in that such a phrase suggests something different from non-
material culture. It would be quite misleading to see Zafimaniry houses as expressing
Zafimaniry marriage and society or containing married pairs. The house is the
marriage. With time, the original couple (in human form) will die and the children,
grandchildren, greatgrandchildren will disperse, but ideally neither of these processes
will occur completely. This is because these descendants will gather on occasion in the
house to settle disputes or ask blessings from the original couple – or, rather, from the
house or parts of that house such as the cooking pot and posts. The original couple
therefore survives and continues to grow as their progeny multiply – and so will the
house. The descendants soon take over the business of the house, at first during the life
of the original couple and then without interruption after their death. The house will
continue to harden and become more and more bony. This is a process which is never
complete, partly because some wood will need replacing but also because the
hardening is in fact endless. Even if the wood of the house is very hard and sound
there is a continuation to the process of hardening and transformation, and that
continuation is carving. Carving which ‘honours’ the hardness of the heartwood and
makes it even more evident and beautiful.
The carvings are therefore the continuation of the process of human maturation
and settling down, of marriage and house creation, of hardening, of growth, of
acquiring bones. The carvings are not separate from this process, they are not
representing, they are part of the finishing of a task which should never finish as it
should grow for ever. The carvings are a celebration of the material and the building
and of a successful life which continues to expand and reproduce (and, by the way, this
is why the carvings must remain shallow engravings because otherwise they would be
negating their very purpose by weakening the wood).
The carvings are not pointing outwards – mutely trying to say something, voulant
dire as the questions expected – they are an essential element of the material and the
social principle on which they occur; they are not referring or signifying. The
beautifying is merely the extension of the making and being of the wood and the house
and growth of the original marriage. The carvings are the continuation and
magnification (as in magnificat) of the growth and success of the couple transcending
the impermanence of life.
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Chapter 28
Knowing about the past
Colin Richards
In this brief statement I wish to address the problems surrounding the interpretation of
material culture in one area of archaeological practice which, to all intents and
purposes, has remained virtually untouched by recent re-orientations in archaeological
theory. Despite discussion of the nature of an ‘archaeological record’, the practice of
excavation, perhaps the closest form of past culture contact that archaeologists
experience, maintains some form of immunity. Fieldwork methodology has, in fact,
remained the last bastion of the ‘New Archaeology’. This, as far as I can see,
constitutes a major failing of a postprocessual archaeology.
Doing archaeology, as I assume, should imply at least some interest if not
excitement about the past, as opposed to fulfilling an indulgent introspection,
otherwise the opportunity provided by the physical and intellectual confrontation
between ourselves and a totally different and alien culture is wasted. This point of
contact is all-important since if any reading or experience of the material remains of
another culture is to occur it will be effected in its purest form at precisely this time.
Despite pleas to the contrary it is not possible to re-create this situation at a later date
and expect the same encounter. Excavation is, therefore, a unique aspect of an ongoing
project of evaluation and interpretation which forms the basis of knowledge of the
past. Again the question must be asked, where is the agenda for a re-examination of
archaeological practice in the face of a rejection of the division between practical and
theoretical archaeology?
Material culture as experienced by the archaeologist is a distortion of its past
realities; there were no past truths, no single meanings, any more than there are
contemporary truths. Yet we maintain the fallacy of the possibility of compiling an
objective account of the past through data collection. Here an immediate concern is the
rejection of positivism without turning to the excesses of complete relativism.
As Chris Tilley (Tilley 1989) has recently observed, a major problem in British
archaeology is the mistaken status of excavation as a scientific exercise of data
collection, constituting an end or goal in itself. This view promotes the role of the
excavator as an independent detached observer compiling an objective record of the
observable and detectable. This procedure is deemed essential since the excavator is
apparently conducting the unrepeatable experiment. Hence excavation, in its claim to
be scientific, has built up a battery of techniques, and methodology itself has virtually
become an object of study. This is excavation as technique conducted by technicians,
which reaches absurdity in the commonplace application of technologies for no other
reason than their availability. The question why seems inappropriate in the obsession
to conduct systematic excavation of things in an objective manner. The apparent
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objectivity manifest in the context-recording sheet is a prime example of this illusion
while even the area of excavation, regardless of the aims, is shaped to conform to
geometric principles of order. In this practice we see an obvious conflict between the
urge to accrue valid scientific knowledge and the awareness that this knowledge be
based on logical and empirical truths or certainties, which through human mediation
are inaccessible. This situation is compounded by an implicit belief that the more data
we obtain the more we will know about the past. On the whole this image of data
collection is not at all restricted to archaeological rescue situations but also embraces
the majority of ‘research’ excavations. Ironically, ‘rescue’ excavations, owing to the
time and financial constraints, are often less encumbered by the trappings of
objectivity.
The interpetation of the past through material culture is not necessarily dependent
on the nature of the archaeological evidence as observable facts. The archaeological
record is neither fact nor fabrication, and because it represents an engagement with the
material remains and conditions of other people’s lives our understanding of it is
sometimes little more than impressions or feelings. Hence, interpretive practice
involves far more diversity of thought than the subscription to a single mode of
practice or theoretical stance allows. Similarly, our understanding of the material
residues which we wish to interpret is just as tainted and context-dependent as the
interpretations we place upon it. Hence, in some ways, there is no inconsistency
between different conceptions of an archaeological record. The inconsistency lies in
the manner of interpretation as opposed to our everyday experience of the lived world.
The evidence cannot speak for itself; it requires some form of reading through
experience. However, regardless of the distortions or deficiencies which are manifest
in its constitution, none compares to the impediments we impose during the
transformations of excavation. This is not merely a question of methodology but one
of perception. Here it is interesting that the success of claims to knowledge of the past
are engaged and assessed on the accepted status of links between past actions and
behaviour and the representation of that past, as opposed to the status of a wide range
of evidence which shapes our interpretive abilities. Accepting that the people being
studied are no longer present, we still feel constrained by the notion that this somehow
removes temporality from the equation. Consequently, the interpretation of material
culture, we know, although being a production of everyday routines of people engaged
in various social practices, an existence embodying space and time, is perpetually
curtailed through our limited expectations. This limitation is manifest in methods of
depiction and ordering of the data. For instance, everyone is aware that it is the spatial
component of archaeological evidence which is given primacy, from the recording
system of excavated finds to the production of wider geographic distributions of
artefacts and monuments. These spatial constructs are then reinterpreted as if
containing a reality of past practices. Frequently this spatial analysis comes to
represent the material conditions of past living society, reducing it to a two-
dimensional representation. We do not experience our social world in this manner, so
why create and then be imprisoned by such an artificial image of the past?
Again I wish to liken excavation to culture contact and ask how this encounter
should be treated. In practice the technique of excavation has hardly altered over the
last fifty years. The recovery of data remains the goal, and its collection is
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chronologically ordered through the removal of layer and contexts within a strict
rationale of moving systematically backwards in time. The definition of the
observer/excavator as a technician acts on the one hand effectively to divorce the
observer from the historical specificity of the context; hence removing the burden of
possessing or attempting to accrue a detailed knowledge of the past. On the other hand
this monopolises the privilege of direct contact with another past society. The counter-
productivity of this situation is clearly revealed when the act of excavation is seen as
interpretive practice, as opposed to neutral observation – the latter being continually
endorsed through appeals to simple common sense and possession of technical skills
and practical knowledge. Under the conditions of excavation, as culture contact, where
a constant series of decisions are taken, observation and understanding come together.
However, this is not a one-way operation – the past does speak – but only through a
dialectical relationship between subject and object, the present and recognised past.
Excavation, as we are continually informed, is destructive by definition. Despite
claims to the contrary, the experience involves transformations which can never be
replicated. Archaeological contexts, unlike the anthropological, can never be revisited
and re-examined after a period of reconsideration. Archaeologists totally destroy the
contexts they visit.
If excavation is conceived in these terms and viewed as a physical and personal
engagement with another culture, then it involves a slowly developing sense of
recognition embodying incremental leaps in understanding. Therefore, the
responsibility of the excavator far exceeds the safe detachment of the technician.
Interpretation of contexts of human action, admittedly self-defined, must occur at the
point and moment of contact. This, as Tilley (1989b, p. 279) states, is ‘thought in
action’. Interrogation of the material remains must form part of this action since
‘immediate’ analysis is actualised in any reading of material culture.
A reconsideration of procedure to allow such a relationship to develop does not
merely rely on methodology or the asking of new questions, but on a revaluation of
practical archaeology. The ‘correct’ and accepted sequence of field archaeology, that
of excavation – post-excavation – report, tends to be synonymous with
observation/data collection – analysis – interpretation. Interestingly, this procedure is
mirrored in the structure of written excavation reports. At a practical level this
separation of observation and interpretation maintains a temporal and spatial structure.
Although weakly justified in terms of logistics and tradition, the reinforcement of this
structure has far more to do with the control and monopoly of knowledge. Hidden
within the spatial and temporal structure of excavation to publication is a steadily
decreasing access to the data until finally it lies in the hands of a single individual to
interpret the past. Here it is suggested that all the stages of excavation should represent
merely an ongoing project of learning as opposed to a vehicle for authoritative
statements about the past.
Thus, the separation of observation and interpretation in time and space becomes
an invalid and redundant exercise. It is now seen as creating an unnecessary cleavage
in interpretive practice. This necessitates the collapse of the sequence of excavation,
post-excavation and report-writing; they are now part of a unitary project and cannot
be seen as isolated components. Analysis and revaluation now occur during the
physical process of excavation, questions are asked and resolved at this point of
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contact with the data. A record of this process constitutes the ‘excavation report’ which
will be made available through different appropriate media. Moreover, through the
nature of these changes excavation is no longer the domain of a single person and
again this requires a far greater responsibility on the part of the excavator.
This proposal has the intimate effect of unifying people within an excavation and
in different areas of archaeological specialisation who have become increasingly
alienated over the last decade, not least those concerned with a theoretical
archaeology. It is, after all, part of a much larger project of attempting to know about
the past.
Acknowledgements
I greatly appreciate the comments made by John Barrett, David Breeze, Steve Driscoll,
Alan Leslie and Niall Sharpies on an earlier draft of this paper. I would also like to
thank Ian Hodder and Mike Shanks for inviting me to speak at the Interpretive
Archaeologies conference.
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Appendix
Further comment on interpretive archaeologies
In an attempt to do justice to the variety of issues and points raised and discussed at
the conference (upon which this book is partly based), appended here are some
comments provided by participants.
Classical archaeology: a case-study in disciplinary ownership
Jonathan Last, Cambridge: At the start of the floor discussion on Part 4, Mark Leone
posed the question of whether archaeology can be owned. Shortly afterwards the
discussion revealed a fine example of disciplinary closure and ownership: the case of
classical archaeology. This exchange is transcribed here. We should not, however,
assume that other areas of archaeology, be they concerned with a particular region or
period (for example, Palaeoindian research) or a particular theoretical approach (for
example, Cambridge postprocessualism), are any less ‘owned’ or exclusionary to those
who do not join in with the conventional methodology or discourse. Nevertheless,
classical archaeology is a useful case through which to expound these issues.
* * *
Louise Hitchcock: I asked Michael Shanks if he considered his work on Proto-
korinthian pottery part of the tradition of classical archaeology, or a rupture or
discontinuity – this has to do with the question of ownership. He said classical
archaeologists would probably ignore his work. Given the power of the institution of
classical archaeology, how will it ever really change if there is no dialogue with it?
Michael Shanks: I wasn’t aware I was going to be picked up on this! . . . Can classical
archaeology be changed? When I said that the discipline might well ignore my work, I
was basically thinking that I didn’t want very much to do with its practitioners. Not
because I don’t value the dialogue, but I’d rather read what they have to write and use
it as I wish than have to go through all the structures and procedures which represent
the discourse of classical archaeology.
To begin anecdotally – I moved towards classical archaeology about four years ago
because of the nature of the material and its disciplinary location – classical
archaeology, particularly of the eighth to sixth centuries BC, is a very marginal
discipline, since various disciplinary fields have an interest in that time: classical
studies, literary studies and traditional classics, an anthropological angle, ancient
history, art history and the grander philosophy of history, including the metahistory of
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the West. My immediate experience was of an enormous problem with the discourse
that classical archaeology represents, and that means very basic things such as types of
question considered reasonable, styles of publication, career paths considered
creditable – all that comes under that very useful notion of discourse and its structures.
Consider citation. I know it’s supposed to be very scholarly and undoubtedly it is in
some ways, but the hyper-citation is incredible: every sentence needs at least five
footnotes which return the reader to numerous minor and often third-rate precedents.
Yet – what I find to be fundamental – usually conceptual, philosophical or theoretical
matters may remain unreferenced. I do not find this at all ‘scholarly’. I think this is
part of the character of the discipline. A nineteenth-century discipline still, classical
archaeology hasn’t had the sort of ruptures which have been experienced in
archaeology. In terms of the theoretical literature there are various watersheds in
archaeology and you need not make reference to works before certain dates as they
will not be dealing with what you’re talking about. In classical archaeology, however,
an empirical and theoretical continuity goes way back – citation can take you back
well into the nineteenth century. Generally the mode of presentation in these papers is
a very difficult one to get into. You feel, ‘It’s intimidating, it’s scary’; you feel edgy
and reluctant to say anything. This is one reason why I’m reluctant to engage with
classical archaeologists in the contexts of their disciplinary discourse – not that I don’t
want dialogue, but the context just scares me, and, though it may be sacrilege to say
so, it requires a lot of useless work to produce a paper acceptable to classical
archaeology. On the other hand, I like the material and want to get on with it – I think
it’s very rich and very valuable, and there has been some helpful stuff written in
classical archaeology.
As for ownership, I certainly feel that classical archaeology is owned. One of my
reasons for moving into the field was the personal one that I’d had a traditional
Classics education. It happened to me in my teens. I didn’t want this part of me to be
not me – I experience a split through a disciplinary discourse which doesn’t have
much to do with me, even though its subject was part of my upbringing. I wanted to
make some of Classics my own; but at the same time it isn’t, so there’s that strange
sense of contradiction. A lot of people may feel that sense of loss of ownership on a
personal level much more generally – local pasts, for example, may not be perceived
as belonging to ordinary local people, but as being in the control of others.
Joan Gero: . . . One of the main things all research paradigms contend with is keeping
the discord out. You must keep out the conflicting noise and so you must, like the
recent Palaeoindian [research], concentrate on redundancy. Its firmest implications are
very hard to take, very overdetermined and very exclusionary, but that in a sense is its
success in evolutionary terms: it has retained stability for all these decades, and an
integrity. Whether the tone of the story can say that – I think it can only get me in
trouble!
Michael Shanks: That’s what I was trying to get across about structures.
James Whitley: Your problem is not structures, it’s your inability to acquaint yourself
with the material. It’s very simple – it’s much, much less complicated than you make it
out to be. ... I believe that the basic problem with theoretical archaeology and the
attempts to create dialogues between kinds of archaeology is that archaeologists don’t
read books. If you want to have a career in theoretical archaeology, what you do is
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read the introductions, you read the conclusion, you flick through the middle, and turn
it into a slogan which you can then use to construct a kind of new theoretical book on
archaeology. Close reading does not exist in archaeology. It’s a kind of minimal
condition for what might be called interesting – close reading neither of the material
nor of other archaeologists’ texts. What you do is turn them into straw men which you
then use to construct. It’s chiefly true of theoretical archaeology and if you have to
produce a book every four years that’s the way to do it, so scholarship goes out the
window, close reading and awareness of what people are actually saying goes out the
window, and a close reading of material culture goes out the window; and this is the
way theoretical archaeology advances, and why it’s so comic – or should I say
farcical? – in the way it’s developed.
* * *
Is Shanks excluding himself by apparently denigrating traditions of research in
classical archaeology because they do not fit with the kind of approach he wishes to
take?
Is Whitley cutting himself off from insights developed in other areas because of a
belief in the superiority of classical archaeology’s detailed textual and empirical
research?
We should not allow their rhetoric to obscure the fact that there have been many
connections between classical archaeology and other areas of the discipline, both in
the past, because many archaeologists had a classical training, and in the present, when
many classical archaeologists are aware of broader theoretical developments (e.g., Hall
1991).
We might suggest that traditional classical archaeology maintains its separateness
and its practices because:
it developed early on its own body of literature and research practices, which are
still cited. Hence there is an appeal to ancient precedent; but little critical work
on the history of classical archaeology (Dyson 1989, p. 129).
for historical reasons, classical and prehistoric archaeology have been
intellectually and spatially separate. Consider the case of Cambridge, where the
Classics (and classical archaeology) department is physically distant from the
archaeology department; or the importing of European professors of classical
archaeology to America ensuring, by linking in to a different intellectual
tradition, a separation from other branches of archaeology and anthropology
(Dyson 1989, p. 130).
it deals with literate societies where texts are highly privileged in social
interpretation. Hence classical archaeology looks to Classics as much as to
archaeology. As Dyson (1989, p. 131) puts it, sacred objects are closely
associated with sacred texts.
this privileging of classical literature, largely because it is seen as shedding light
on the origins of our own civilisation, leads to a concern with aspects of high
culture (philosophy, political history, art) that classical archaeology defers to.
The texts in question were written by and for a literate elite; classical
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archaeology’s belief in the humble task of the archaeologist to recover these
cultural high points is very different from the credo of the New Archaeologists
that ‘archaeology is anthropology or it is nothing’ (Dyson 1989, pp. 128–9)
hence art-historical approaches are central to classical archaeology, and
contextual or social archaeology approaches are far less important (cf. Whitley
1987).
therefore there is often more concern with the recovery of objects for their own
sake than detailed contextual recording in excavation. This is also partly related
to the frequently large scale of classical sites, but it serves to rule out the
possibility of certain interpretive approaches.
in addition, the long time-span and rigid hierarchy of many Greek and Roman
excavations tends to instil this conservatism into each generation of field
workers. Of course, this is not exclusive to classical archaeology and the same
phenomenon may be observed in other areas (for example, Flannery’s (1976)
characterisation of the Real Mesoamerican Archaeologist).
This reaction to Mike Shanks’s paper, attempting to gain new insights from the study
of a single artefact type, which is a typical approach in classical archaeology,
exemplifies the problem. All the above points mean that there are vested interests in
classical archaeology maintaining a sense of apartness, achieved largely by prescribing
a set of research practices based on supposed detailed knowledge and a close reading
of texts and artefacts which largely excludes disciplinary ‘outsiders’ from making any
authoritative contribution to classical archaeology. Hence if Shanks merely refuses to
play by the rules requiring a demonstration of one’s knowledge of textual and art-
historical evidence his work will be considered suspect and thereby marginalised.
If Interpretive Archaeologies is going to be useful as a conference or as a
publication, it should be concerned with hastening the recognition of the plurality of
voices, discourses and approaches by promoting both critiques of practice and
dialogue across disciplinary boundaries.
All areas of the discipline have their accepted norms in both methods and
theoretical approaches. The challenge is one of stimulating fruitful cross-fertilisation
rather than withdrawing into exclusive worlds with labels like ‘Classical Archaeology’
or ‘British Prehistory’.
Further comment from and about the discipline and classical archaeology
James Whitley, Cardiff: This has been a disappointing conference. Many now well-
worn ideas have been recycled, and we have had, on prominent display, the theoretical
archaeologists’ unwillingness to engage either with a particular set of data or with
intellectual traditions outside of Anglo-American ‘anthropological’ archaeology.
Consequently there is much of a feel of ‘déjà écouté’ about many of the papers, and a
sense of frustration in much of the audience.
Louise Hitchcock, American School of Classical Studies, Athens: It was clear from
Shanks’s description of the Korinthian perfume-jar and firing technique that he ‘knows
the material’. However, it was equally clear from Whitley’s discussion of theoretical
archaeology that he knows little to nothing about theory and the years required to do
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the reading and rereading of difficult texts, or about the difficulties involved in
applying it to material culture also known as ‘data’.
Whitley’s misconceptions serve to reify the split between theory and practice,
rendering difficult the realisation of a meta-discipline of Material Culture Studies.
This misconception and split will not go away without confronting the issues of
authority, anti-theoreticism and anti-intellectualism, ownership and particularly
institutionally created rules of exclusion – not on an intellectual level, but on a
practical level. Classical archaeology as a discipline is a too real metaphor for these
issues.
The problem of authorising archaeological accounts
Anonymous: Many, if not most, of the participants agreed in discussion that a crucial
issue is that of the authority of different interpretations of the past, and the place of
values in archaeological work and writing. It is clear that the debates in the literature
of archaeology and the social sciences have not resolved the problem of how to justify
particular accounts of the past when science’s authority of objectivity has been
challenged and undermined, as it has since the 1970s. Whereas the necessity of a
pluralism of archaeological pasts seems accepted, perhaps for political rather than
philosophical reasons, judging and authorising particular accounts remains the key
issue, an issue of the political responsibility of archaeologists.
On meaning
Frauds Herschend, Uppsala: There is an overflow of meaning, and that goes for the
hand-axe as well as for the smile that the baby sees in its mother’s face. There is a real
potential in such material patterns which makes it reasonable to call them ‘works’, and
therefore they should be put alongside more complex works like the Roman villa or a
piece of writing.
Lack of meaning is in itself hardly a problem, and potential meaning not a specific
human quality.
The essential problem is that of analysing meaning into understanding. This, in its
turn, is a matter of partly or totally ruling out the overflow of meaning. It is an
interactive process among any number of persons to create significant symbols that
are, at best, social and factual truths. Together with understanding, one also creates the
meaningful misunderstanding of others with whom there is only a modest base for
interaction.
If we succeed in making a work nothing but a significant symbol, then it turns into
an indisputable fact. If, for example, the breaking down of Carbon-14 in an analytical
interaction can be seen as only a significant symbol of the lapse of time, then it has the
status of a fact. Obviously, even lapse of time may lose its symbolic significance;
human works tend never to become stable significant symbols. This means that they
are only partially and temporarily factual or true in an analytical sense. The interesting
thing with understanding is, in other words, the balance or tension between
understanding and misunderstanding. This goes for cultural history as well as
conferences.
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On the origins of meaning
Meg Conkey, Berkeley: I would take the position that many, if not all, of the core
concepts we employ to inquire into the so-called origins of meaning (and by such
concepts I am referring to things that we banter about regularly – symbolism,
consciousness, meaning, self-awareness, all often taken to be interchangeable) are
cultural constructions that have changed with time. We have long-held academic
conceptualisations of these phenomena and we should keep in mind that our
consideration of these concepts is deeply rooted in the anthropology of knowledge. I
merely want to remind ourselves what is obvious but, however, hasn’t always been, as
Clive Gamble’s example of Boucher de Perthes would tell us: namely, that since
consciousness, self-awareness, cognition, and cognitive meaning are categories that
have particular historical cultural meanings and histories, to take these categories out
into the wider world in search of a phenomenon such as the emergence of symbolism
or meaning is itself a cultural enterprise. I would like to remind us in particular that the
specific history of how anthropology has approached these questions of consciousness,
thought, symbolism and meaning-making in other societies is relevant to any of our
concerns. For myself in particular I just look at the dramatic way in which the very
concept of art or the concept of aesthetics has changed through and since the
eighteenth and nineteenth centuries.
What it means to be conscious, to be aware, to be a meaning-maker, to be symbolic
has varied in Euro-American culture ever since the seventeenth century. It was once
thought that consciousness referred to public knowledge. Today it is more used to refer
to private, individual knowledge, and the term implies self-awareness, which is
somewhat different from awareness of the self in interaction or awareness of
relationship. And so I think out of today’s usage of such concepts as consciousness it
is not surprising to see that many of the related package of terms that we are interested
in have become reified as a property of mind, rather than as an emergent property in
and of social action.
I am taking maybe a more than somewhat constructionist view here, but it does not
necessarily preclude the possibility that there are universal aspects or features.
However, I think that these things must be problematised, not given. For example, I
would be willing to accept the idea that the category of person appears so widespread
as to be universal, but the specific definition of person is surely culturally constructed
and highly variable.
This is a general point, too – we have to think harder, deeper and historically about
some of the terms we regularly employ. In her book The Man of Reason (1984)
Genevieve Lloyd, for example, showed that the only constant in Western philosophers’
thinking about rationality on the one hand, and masculinity on the other hand, is their
association. What each is said to be changes historically, but their association seems to
go on.
In writing the narrative of the development of human engagement with meaning-
making worlds, there will never be a Figure 1, there will never be the first illustration,
but I am willing to sacrifice this origins kind of notion for more contextualised,
nuanced, reflexive accounts that entertain both evidential and conceptual critiques.
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Biological anthropology, ethology and archaeology: a problem of
interdisciplinary communication
Anonymous: The issues of this session are interdisciplinary. The metaphor of language
has come to dominate discussions of meaning in (material) culture studies; but, then,
what are the implications when some animals seem to interpret and attribute or have
meanings for things, but no language? And how does post-processual or an
interpretive archaeology deal with animal language and meanings and their continuity
with our own human meanings? However, people did not seem to get through to each
other in this session. The contention was assumed by many that Palaeolithic
archaeology of the earlier hominids is different and distinct from archaeologies of later
periods, and that study of earlier periods involves or indeed requires biological,
ethological or other approaches which have been criticised in archaeology, rightly or
wrongly, as deterministic and so unacceptable. Many found the disciplinary
boundaries between biological anthropology, ethology and archaeology too strong to
overcome, even though questions asked in common make it desirable that they are.
It was accepted that there are both continuities and discontinuities between humans
and the higher apes, but the complexities and subtleties of interpretive behaviour are
only recently being appreciated. The implications of this real continuity between
nature and culture have yet to be fully realised.
A note on untangling meaning
Matthew Johnson, Durham: Several times in discussion at the conference speakers
made a key assumption about ‘meaning’: that, however defined, past meaning could
be more easily untangled for recent, complex, literate societies than for distant,
prehistoric societies. This assumption is particularly manifested in the notion that
written texts afford a more direct access to meaning than the archaeological record. I
want to explore, and hopefully undermine, this assumption in this note.
It is one of the more useful insights of poststructuralism, of course, that texts do
not denote meaning in any straightforward or direct way. Therefore, we can’t ‘read off
the meaning from a text and apply it uncritically to a set of archaeological material,
though this is precisely what some traditional and processual archaeologists have
attempted to do in the past. It is also apparently what some prehistoric archaeologists
assume their text-aided counterparts think is possible.
It is useful to remember at this point how cultural anthropologists go about
constructing meaning. As Maurice Bloch’s contribution to the conference showed so
elegantly, meaning resides most fundamentally in the implicit, the taken-for-granted,
the unspoken of a culture. The process of unravelling meaning is almost akin to
excavation – of unpeeling the layers of overt discourse to get down to the fundamental
categories and metaphors that constitute a culture.
Written texts were, of course, produced by societies that if they were still around
would be subjected to the same technique (as that of cultural anthropology). Thus,
when we take any particular text, the process of moving from its overt face to its
underlying meaning is a complex one. Direct and commonsensical readings must be
questioned. Divisions taken from Western thought must be laid aside.
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Let us take a classic text that recurs constantly in English archaeological research
and whose meaning is, apparently, overt: Domesday Book. Domesday is a tax record.
Its aim is to record the wealth of England, community by community, systematically,
for the purposes of the State. There are, of course, innumerable scholarly difficulties in
the minutiae of its interpretation, but its broader meaning is, it would seem,
transparent.
Of course, it is nothing of the sort. To take one aspect among many: Domesday
records the forms and amounts of ‘rent’ paid by householders. We all understand rent,
or at least we all experience it on a day-to-day basis. But medieval rent is not the same
thing as modern rent. The Soviet scholar Kosminsky showed many years ago that the
medieval concept of rent is one that is socially and culturally embedded. It is not
determined by market forces: it has social, legal and moral parameters. Its genealogy,
its transformation into the rent of Adam Smith, Ricardo and modern economics, is a
long and complex one; but that is another story.
So, in fact, the seduction of the text lies not in its apparent ease of reading, but in
the perceived cultural proximity, the lack of difference of the past that produced it to
our own present. Neolithic chambered tombs or Palaeolithic cave art are clearly alien
and take some work at decoding; the meaning of medieval tax records is apparently
obvious, because many of its institutions and beliefs are apparently close to our own.
This is complete nonsense. The past is a foreign country, and there is no a priori
reason to believe they did things more differently in the Palaeolithic than in the Middle
Ages, unless a naïve evolutionary or progressive model of social change is assumed.
Few scholars even in the processual camp would subscribe to such a model – at least,
overtly.
In this sense the struggle to explore the meanings of texts is a struggle to denote
difference where sameness has been assumed, to denote foreignness where common
sense has been taken for granted. It is, of course, a political struggle, since the notions
of sameness and common sense serve to present capitalist values as timeless and
unchanging. Perhaps this is the real reason why the ease of reading the text is such a
difficult concept to undermine.
Interpretive archaeologies: a reaction from a British Prehistorian
J. D. Hill, Cambridge: My main theoretical criticism concerns the lack of the social. I
accused (in another written comment) the conference of being Thatcherite in its
avoidance of the social – both society in the past and society in the present. It is issues
of a social archaeology, albeit radically recast by symbolic and structural archaeology
and structuration theory, that are of pre-eminent concern for myself and those I claim
to speak for. It is the issues of agency and structure, power, the practical and the
symbolic, etc., which are those theoretical issues that concern us most. These issues
were raised, especially in Part 5 on the character of material culture, but never
discussed – but outstanding issues they are. They also lay behind a range of issues
actually discussed, such as the textual analogy in archaeology and the ‘objective’
reality of something past out there. This new form of social archaeology would say
there is something out there and perhaps the archaeological record is less a text for free
reading in the present than a set of material evidences for specific social practices in
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the past intimately intertwined in the duality of agency and structure – blood, sweat
and power.
Yet surely it is the lack of an explicit understanding of the nature of the social that
is also lacking in the archaeological present. At times it appeared that we were in the
relativist debates of the early 1980s, and surely a major weakness of ‘interpretive
archaeologies’ as discussed is their ineffectual, Angst-ridden, liberal-relativist nature.
Without a real understanding of the social in the present, particularly power, this will
always be the case. It will also be the case that, however intellectually and morally
correct such positions are, there will be others who will happily use their power in
archaeology.
What is all this saying? Perhaps to recognise that postprocessual archaeology is
not, or never was, a single coherent entity. It became clear that there are at least two
major dialogues within postprocessual archaeology. At the conference we heard the
Cambridge-North-American discourse; the British Prehistory discourse (increasingly a
project exploring the issues of structuration and the active role of material culture) was
largely silent – or misinterpreted when it wasn’t. While in the past the distinctions
have been blurred in our confrontations with processual archaeologists, it is time to
recognise the distinctive nature of these different discourses. This isn’t harmful, but a
recognition of the maturity of postprocessual archaeology. As such I, like at least one
other Cambridge research student, came out of the conference with a new sense of
identity. We were not ‘Interpretive Archaeologists’ but committed to a new,
postprocessual, structurationist, social archaeology that has become British Prehistory.
Processualism, postprocessualism and the politics of academia
Felipe Criado, Santiago: Could you, Anglo-American archaeologists, realise that,
from an abroad and broader perspective, the debate between processualism and
postprocessualism is not any more an intellectual one and is mostly a matter of
academical fighting, power within academia. This is the reason why Latin
(Mediterranean as well as American) archaeologies become suspicious about
postprocessualism and recent debates in English-language archaeological literature.
From the very moment that the debate is put into a different context the positions
involved are no longer useful for other archaeologies. In order to use
postprocessualism or cognitive-processual archaeology as reference points in
archaeologies which are not Anglo-American, it is necessary to reproduce, through
this dialectical model of confrontation, the inherent academical strategies of power,
and this does not seem a good solution at all.
A comment upon agency, experience, and a Japanese perspective
Koji Mizoguchi, Cambridge: In Japan there are literally thousands of professional
archaeologists, mainly employed by local government, digging thousands of sites
every day. Excavation reports are now said to number about 1,500 a year. The
intellectual framework shared by many Japanese archaeologists is still dominated by a
rather mechanistic view of the relationship between the object-world as constraining
and subjects as constrained, mainly in Marxist terms. Another dominant norm of
archaeological practice – at least, until the 1970s – was that archaeologists could have
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some effect upon society by telling a kind of political narrative to the general public,
alongside following a specific party-political line. In this framework archaeologists’
day-to-day practice only had its effect at a level where their own day-to-day
experience had no meaning.
Although the dominance of this framework has declined since the late seventies,
because of worldwide disappointment with socialism, the myth that archaeologists can
do nothing effective in changing society through their day-to-day practice remains as
the dominant structure sanctioning archaeologists’ ‘creative’ activity. Now,
archaeologists in Japan seem to me to be trying to obtain their ontological security by
routinising their practice with obsessively detailed descriptions of artefacts.
Having said all this, I can also say that the encounter with the book Symbolic and
Structural Archaeology (edited by Ian Hodder and published in 1982) was certainly a
joyous relief to some, at least, Japanese archaeologists, because, through emphasising
the role of active agents in the reproduction of social systems, the book told that our
day-to-day practice can have a significant effect upon social change through
unintended consequences of action and our reflexive monitoring of those
consequences. A group of my colleagues came to believe that we could de-routinise
the practice and free an archaeological imagination in our day-to-day experience.
But to come across, in some papers and particularly Ian Hodder’s, a re-emergence
of the notion of unconscious motivation as constraint was shocking and disappointing.
On the one hand it must be accepted that we have emphasised the importance of the
active social subject by misunderstanding the definition of agency as only intentional
transformation of things. Nevertheless, it seems, and still is in Japan, vital to realise
the importance of unintended consequences of action in day-today practice and their
effects upon structure through human knowledgeability.
On the politics of field archaeology
Louise Hitchcock, American School of Classical Studies: The privileged access to
archaeological sites is institutionally situated and reified, not only by institutions that
provide funding, but also by those that grant permits – not just governments, but also
foreign archaeological schools. Then there are the field-directors who decide who will
be permitted to gain excavation experience and how the site will be written up. The
theoretical orientation of field archaeology will not change until the
controlling/sanctioning institutions are changed.
Some comments on the discipline of archaeology
Anonymous: The use and value of a conference such as Interpretive Archaeologies lies
in what appears to be an integration of opinion and thinking in what is emerging as an
international discipline of archaeology – at least, in its philosophical role if not in its
practical mode. The strong aspect of nationalism, which has appeared at the level of
individuality, has been subsumed in an overall agreement about the way that
archaeological thought should progress as a coherent whole. If this can continue, then
the input of concepts from people operating from within slightly different paradigms
from those of Cambridge can only assist in an understanding of humans in all
contexts, which is what archaeology is about.
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On the politics of an archaeological conference
Stan Green, South Carolina: Although the conference was meant to be a conversation,
it soon became clear that the sociopolitical power relationships were controlling the
discussion of issues. Several good issues were raised, but their discussion soon
deteriorated toward personal, programmatic and even ideological levels. In most cases
people would or could not take the step that was necessary to push the issue, it would
seem (according to my instant analysis), because it would be ‘dangerous’ or
threatening to their position. I am not sure much learning occurred and that is my main
disappointment. Different views, some ideas were expressed, but not much learning
occurred. People came with positions and remained there, not least on the outside. ...
So I learned some; the conference raised some issues, but for the most part it remained
paralysed by its politics.
On facts and interpretation
Anonymous: Why are primary sources considered so important in writing
archaeological papers, compared to secondary sources? Are secondary sources
considered unreliable? Surely a fact is a fact?
On disciplinary boundaries
David Lowenthal, London: A greater effort should have been made to transcend
merely archaeological foci. For all of us, the understanding, use and creation of the
past is an enterprise for which disciplinary boundaries are meaningless and
obfuscating.
On text and understanding material culture
Marek Zvelebil, Sheffield: The papers on the interpretation of material culture are poor,
revolving around the question whether the analysis of text is an appropriate analogy
for interpreting material culture. Most papers think not. For some of us this seems a
banal conclusion which we have never doubted. Could we now move on to address
much more interpretive issues concerned with the understanding of material culture?
On the gender of a presentation
John Fritz Vijayanagara Project: Why did Michael Shanks, as it seems to me, give a
masculine presentation, in terms of his body language and way of speaking?
Body language: a spring coiled, uncoiling wire. Wound or contained but giving out
in pulses of energy. Expanding outward from a protected or defended centre of power,
hence authority. Occupying space exclusively, as a boxer, and not like a dancer whose
space can flow together with a partner.
Mode of speaking: explosive and non-linear. Like fireworks where we must figure,
configure or figure out the patterns. (Not the usual male presentation, it must be said,
of a flow of inherent, logical and authoritative statement.) This could be engaging
because we must participate in creating the message, but possibly off-putting.
Was it related to the subject-matter – gendered imagery of men, violence, fighting
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with and against nature; animals and their masters?
Writing archaeology for professional and general readers
Catherine Hills, Cambridge: The conventional view of publication puts a great gulf
between specialist, technical papers on one hand and popular books, articles, radio and
television on the other. Both specialists and journalists guard their own territory and
maintain that each cannot write for the other’s audience. This can cause considerable
problems of communication, not least because it allows both sides to disguise their
different shortcomings.
Academics use technical terms, and assume their readers both already have much
knowledge of the subject and, more insidiously, share the author’s perceptions of the
significant issues. There is a need for technical publications and for the presentation of
data which no non-specialist will ever refer to. But that is no excuse, especially when
writing synthetic or analytical papers, for writing in an obscure and confusing manner.
The best academic writing is clear and logical, often deceptively simple in expression
even when dealing with complex issues. Such works can convey new ideas while not
being beyond the grasp of intelligent non-specialists.
Academics also patronise popular writing, and its readership. In many countries,
including Britain, popular works count less than specialist papers, or even negatively,
in assessing academic achievement. For younger academics this can be a powerful
disincentive. There is a feeling that such stuff can be left to journalists because it
doesn’t really matter. This attitude is unfair both to journalists and to the general
public, and ultimately dangerous to the academic world. If we are perceived as an
inturned secret society, public funds will dry up: this process may already have begun.
We have a responsibility to communicate our knowledge to everyone, not just to our
colleagues. This does mean that complex issues have to be boiled down to their
essentials, and subtle arguments summarised, which inevitably risks ending up with
the wrong overall message. That is why it is actually more difficult to write for a
general than for a specialist audience: they don’t already know the language, nor do
they already accept the basic value of the research topic. It is a very good discipline to
have to return to first principles and explain what you are doing, and why the results
should be of interest to anyone except yourself. Not all academics can be expected to
write in a popular style, but they should be able to sort out their ideas clearly enough
to communicate them accurately to someone else, perhaps a journalist co-author.
If we don’t help them, we cannot expect non-specialist authors to stop writing
books in a superficial scissors-and-paste manner. Approaching a subject from the
outside, piecing together snippets from different textbooks without appreciating how
those snippets were themselves created, cannot produce a balanced up-to-date account
of anything.
Each year fresh glossy books are created by recycling outdated information from
old books, and old pictures, to perpetuate ideas discredited fifty years ago. This is not
the fault of the writers so much as of the current publishing scene, with its demand for
rapid turnover and quick shelf-clearance. This is a fundamental problem for academic
writing of all kinds. It both demands the constant, instant book: ‘we have to get a
million words out every week’; and threatens even specialist books. Reports worked
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on for years, embodying the information recovered from long and expensive
excavations, are now distributed by commercial publishers who pulp them after a few
years. What price ‘preservation by record’, then?
There is not an easy answer to these problems. We have to alter our own attitudes,
as specialists. Our knowledge is not our private preserve; it should be widely
communicated while not compromising either our research time or the complexity of
some of our findings. If it is worth finding out, it is worth telling people about. On the
other hand, we must resist the commercial world’s instantly disposable and recyclable
approach to information of all kinds. At the very least we must protect what should be
permanent findings in excavation reports from the market-place. This is not so far as it
might seem from my starting-point: I would never advocate complete abandonment of
specialist publications, although I believe even they could often be far clearer and
more accessible. But we should also take very seriously our responsibility to
communicate with a wider public.
Theory and practice
Anonymous: The central problem in archaeology has ceased to be a lack of theoretical
tools, but is now a lack of people who are skilled in using the tools to create interesting
and valuable accounts of the past.
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Glossary
To provide orientations within the extensive fields covered in this discussion of
interpretation and archaeology a glossary of some key concepts is here provided.
Many concepts which would come under the closely related topics of social and
critical archaeology are omitted. Comment and definitions of the latter – and, indeed,
many of the concepts which follow here – can be found, for an Anglo-American
context, in Shanks and Tilley 1987a and 1987b, Shanks 1992a, Tilley (ed.) 1990,
Hodder 1991c; wider reference can be found in the excellent Dictionary of Human
Geography, edited by Johnston, Gregory and Smith (1994).
No attempt has been made to be definitive. Concepts such as these that follow are
constantly subject to shifts of meaning and redefinition through the manoeuvres of
cultural politics. Cross-references are in italics.
the aesthetic and the affective A great deal of recent social archaeology has
concentrated on a rather narrow (and, some would argue, gendered) spectrum of
social experience. In addition to rational action, decision-making processes,
structures of power, hierarchy, and the control of resources within ecological
systems, archaeologists (especially, but not solely, postprocessual) are coming to
theorise and work upon the aesthetic dimension, considering the affective
component of art and style and social practice generally. This can be interpreted as
part of wider project of embodiment.
The aesthetic and affective dimensions of the past are often prominent in the
constructions of heritage and those cultural works which deal with the presence of
the past, being vital sources of energy in nationalist and regional identities.
agency Agency is a variety of social power relating to intentional and meaningful
action. The concept refers to the capabilities of people and is a major dimension of
social practice. In contrast with the determinism of functionalist (q.v. under
structure) or structuralist approaches which subject people to determining
structures, humanistic approaches, such as many variants of postprocessual
archaeology, stress the creative role of human agents who intend, have motivations,
rationalise and reflexively monitor action. Any account of past societies must
therefore take account of these micropolitical aspects of everyday social practice
and experience. The relation between agency and social structure is explicitly
considered in the structuration theory of Giddens which attempts to transcend a
rigid dualism of agency and structure, corresponding to a dualism of determinism
and voluntarism.
For some the concept of agency is part of a project of empowerment: generally
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a stress on agency is an important recognition of the creative and productive power
of people.
Problems with agency concern its relation to the idea, sometimes criticised as
ethnocentric, of the individual and autonomous human subject; poststructuralism,
for example, has effectively criticised the centrality of this figure of traditional
humanism. Human agency, an important idea in any theory of historicity (the
capacity to act as a historical agent), might also be regarded as historical itself,
changing in its character and experiences (q.v. genealogy).
alterity, the other, heterogeneity Classification always has to simplify, asserting the
importance of some attributes of an artefact, for example, over others. Taxa or
classes are characterised by relative homogeneity. The heterogeneous is that which
escapes or embarrasses the procedures of classification. Alterity and otherness are
closely related terms which refer to what is in opposition to a particular
phenomenon and so, by being different, give shape to it and mark its boundaries. In
sexist discourse, for example, masculinity may be defined by the expulsion of what
it is not, the feminine; the feminine becomes the other. For Bataille heterogeneity
refers to a whole range of unassimilable experiences and phenomena such as
sexuality, excretion, destruction, bestiality, ecstasy, trance, which are often the focus
of sacred energies and taboo.
Heterogeneity and alterity are important interpretive terms because they refer to
the relative independence of what it is we are trying to understand (it always
somehow escapes us), remind us that there is always more to learn, that any
classification or typology is provisional. The concepts also point to the perpetual
presence of horror in social experience – that which cannot be rationally
assimilated.
authority The authority of the archaeologist may still be conceived to lie in his or her
expertise and relationship with the objectivity of the past or of explanation. But
awareness of the constructed and located character of knowledges has undermined
this source of authority – the subject and object of archaeological knowledge have
been brought together in a focus on archaeology as acts of cultural production
(appropriating the past and producing knowledges of it). The empirical past is not in
itself enough to justify archaeological knowledge, it has been argued. Other sources
of authority for archaeological interpretation may be political, ethical, aesthetic or
pragmatic; it depends on local circumstances. It may be argued, for example, that an
archaeologist’s authority should be rooted in his or her skill in interpreting the past.
A variety of contexts of archaeological work would, following this line of argument,
entail pluralism – different knowledges suited to different local contexts, interests
and needs. The issue of authority is one of cultural politics and the relationship
between power and the legitimation of knowledges. An associated problem or
criticism is that of relativism.
behaviour See under practice.
body See under self, body and subject.
commodification When artefacts, which can be argued to represent bundles of social
relationships, are turned into objects which appear separate and simple, they are
commodified. A commodified artefact is one which is abstracted from the contexts
and relationships which make it what it is. Full understanding is thereby prevented.
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To treat artefacts only as commodities is a basic feature of capitalist ideology. Some
archaeological approaches and some cultural appropriations of archaeological
artefacts (for example, museum exhibitions) have been criticised for commodifying
the past.
constructivist philosophy and sociology of science The social character of
knowledge is the focus of much philosophy and history of science since the 1970s.
The basic contention found in various forms is that knowledge is a social
construction or achievement, hence such work often comes under the label of
‘constructivism’. It is important to note that this does not necessarily challenge the
efficacy, technical success or ‘reality’ of knowledge, although the issues of
relativism are involved. Postprocessual archaeologies often emphasise the
constructed character of archaeological knowledges of the past (q.v. paradigm).
context The physical context of archaeological finds has long been recognised as
essential to archaeological explanation and interpretation. Processual social
archaeology has emphasised the systemic context of behaviour – the necessity of
locating behaviour within functioning social wholes. More recently postprocessual
material culture theory has considered it vital to refer the production, style,
exchange and consumption of artefacts to wider contexts of social practice, social
structures, symbolic codes and formal organising grammars. Such a position has
taken influence from structuralism and poststructuralism. Hodder’s contextual
archaeology is to be mentioned here. The concept of context can profitably be
connected with an interest in agency such as that found in structuration theory: the
temporal and spatial settings of human practice are considered essential to its
constitution, with place and temporality actively constructed through practice.
Human agency is always and unavoidably situated. More generally, in the work of
Shanks, Tilley and McGuire, the concept has been widened with a philosophy of
relationality which examines the forms of connectedness found in human lifeworlds.
The background to such philosophy is varied – from Hegelian Marxism and critical
theory through to poststructuralism.
critique Critique may simply refer to the critical element of liberal and academic
debate: criticism (usually conceived as ‘open’) of the opinion and work of others.
But, more important, critique is a tradition within Western philosophy. After
Kant critique is reflection on the conditions of possible knowledge, a rational
reconstruction of the conditions which make language, cognition and action
possible. After Hegel and Marx critique is negative thinking. This involves an
opposition to neat systems of thought on the grounds that they are always
inadequate to reality (q.v. heterogeneity). Critique aims to subject everything to
rational scrutiny, unveiling and debunking, reflecting on the constraints to which
people succumb in the historical process of their self-formation (q.v. ideology).
Critique asks questions of people’s identity, their subjectivity, questions of power as
agency and involving subjection to powers beyond. Negative thinking includes
ideology critique as the scrutiny of sedimented meanings within cultural works
which serve particular social interests; often it is associated with a political project
of liberation from distortions, constraints and tradition via critical insights into the
working of power. Anglo-American Critical Archaeology (a term applied to the
work of Mark Leone and others usually belonging within a postprocessual outlook)
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has adopted such a project.
Critique is not a methodology but more an attitude which focuses on the social
construction of knowledge. The tradition is thus very relevant to a self-reflective
discipline.
cultural politics Many things have contributed to archaeology becoming explicitly
considered a field of cultural politics. The cultural changes associated with
postmodernity (for example, resurgent nationalisms feeding searches for local
identity) and in particular the frequent referencing and appropriation of the
archaeological past in heritage concerns are important factors. Archaeology has
been brought forcibly to confront its place in the present by interests normally
considered external to the academy. The philosophical and methodological
challenges to value freedom in critical theory (q.v. Western Marxism) and ideology
critique, and sociologies of knowledge which treat knowledges as cultural
productions or achievements (q.v. constructivist philosophy of science) have made it
impossible, in the view of many, to maintain a belief in archaeological knowledge as
essentially neutral and finding its origin in a real past detached from the present.
The concept of discourse is here central to a position which would have archaeology
a mode of cultural production with accompanying inseparable political issues
regarding the form, purpose and content of archaeological work.
discipline While common usage treats discipline as simply a branch of knowledge or
field of study, critical approaches in the sociology of knowledge stress the
dimensions of power in the concept of discipline. Disciplines, as a part of discourse,
are regimens, rules, procedures which are part of the conditions for the production
of knowledges – they enable or power the production of knowledge. With such a
definition attention is directed as much to the structure as to the content of
knowledge, to bodies of knowledge which are located in history and in social
practices as much as in the object of knowledge. For Foucault in his later work,
discipline is a technology of power located in attitudes towards the body and related
to the constitution of subjectivity – what it is to be a subject in society.
discourse Discourse refers to all the conditions required for the production of
knowledge. Archaeology constructs its object past through the workings of
discourse. This is a key concept in directing attention not so much to the content,
but to the conceptual, social and historical conditions within which disciplines
produce their statements, texts, knowledges and values. Discourse can be treated as
the structured conditions within which statements may be made, texts constituted,
interpretations made, knowledges developed, even people constituted as
subjectivities. Discourse may consist of people, buildings, institutions, rules, values,
desires, concepts, machines and instruments These are arranged according to
systems and criteria of inclusion and exclusion, whereby some people are admitted,
others excluded, some statements qualified as legitimate candidates for assessment,
others judged as not worthy of comment. Disciplines mark areas of legitimate
interest and supply procedural rules, patterns of acceptable practice. There are
patterns of authority (committees and hierarchies, for example) and systems of
sanctioning, accreditation and legitimation (degrees, procedures of reference and
refereeing, personal experiences, career paths). Discourses include media of
dissemination: talk and speeches, books, papers, computer and information systems,
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galleries, or television and radio programmes. Archives (physical or memory-based)
are built up providing reference and precedents. Metanarratives, grand systems of
narrative, theory or explanation, often approaching myth, lie in the background and
provide general orientation, framework and legitimation.
embodiment A humanistic project of widening interpretation to include all
dimensions of social practice or, better, experience – the cognitive and intellectual,
physical, aesthetic and the affective. Embodiment is a project of rooting social
experience in all the senses of the body (q.v. self, body and subject; sense and
sensibility).
empiricism The theory that all knowledge derives from the senses; empiricism is
therefore an epistemology. One form of empiricism asserts that all knowledge
comes from sense impressions (of the object of knowledge) and the mind plays no
role whatsoever in forming that knowledge – this is the traditional empiricism of
British philosophers such as Hume and Locke, where the mind is depicted as a
blank slate, and is closely associated with the rise of modern science. Since Kant
changed the frame of philosophy, which had been one of empiricism versus
rationalism (i.e., knowledge derived from the senses versus knowledge derived from
the mind), by mediating these two theories, a modified empiricism has been
adopted, whereby some role is given to the mind in forming knowledge, though the
problem has always been how to relate the two adequately. For positivism this has
centred on the problem of induction, i.e., how to infer general knowledge from
particular sensory data. Empiricism of various forms is the dominant epistemology
in archaeology; empirical data, achieved particularly through controlled
observation, are the base or origin of knowledge and are to be kept separate from
the distortions of subjectivity (q.v. values and value-freedom). The problem with
empiricism in general is that it is self-refuting or at least dependent upon a separate
metaphysics, since the claim that all knowledge is dependent on empirical data
cannot itself be accommodated in this thesis and has to be justified externally.
emplotment The process by which a historian ‘grasps together’ elements of historical
data into a sensible and coherent narrative whole, characterised according to
narrativist philosophy by various rhetorical modes or devices (q.v. narrative and
narrativity).
epistemology and knowledge Epistemology is that branch of philosophy which deals
with the character of knowledge. It is the study of what constitutes knowledge,
considering its construction, its limits and its validation. An epistemology is a
theory of knowledge. Since Descartes in the seventeenth century much philosophy
has in various ways centred on the problem of knowledge. It was not until the end
of the nineteenth century with Nietzsche, and then in the twentieth century with
Heidegger, that epistemology was dropped from its prime position in philosophy,
though it still remains there in positivism. The turn in Anglo-American archaeology
in the 1960s to the question of what constitutes knowledge of the material past was
(and still is) an interest in positivism (q.v. constructivist philosophy and sociology of
science).
A recent interest of British postprocessual social archaeology is in the
importance to social reproduction of knowledge, practical and propositional or
discursive (available to expression in discourse). An interest in technical knowledge
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and practice has a long standing in French archaeology. This concern with
knowhow, skills and technology seems very appropriate to a field of study centred
upon material culture. The reference in social theory is to people as knowledgeable
agents, skilled in social practice and who monitor the consequences of practice (q.v.
intentionality and agency).
essentialism The idea that particular things have essences which serve to identify
them as the particular things that they are. Such a belief and premiss is often found
in archaeology: society itself or types of society, for example, may be held to have
an ‘essence’ (though it may not be termed such) which is expressed in what
archaeologists observe. Essentialism is most often associated with abstraction: the
essential features of a society are identified abstractly (perhaps in theory) and
empirical expressions of the set of abstracted essential features sought. Typology
and artefact classification may also tend to essentialism if the categories used to
identify artefacts are treated abstractly and if the origins and meanings of the
categories or taxa are not fully considered (q.v. heterogeneity).
Essentialism is usually a term of criticism in archaeology because of the
metaphysical problem it introduces of the origin of the essences: if society is
essentially a functioning system of patterned behaviours (a position held by some
processual archaeologists), what is the origin of this necessary logic? Why is
society necessarily like this? The abstract categories of essentialism also belittle
human agency. Can society exist as a set of essential features prior to its human
subjects? Opponents of essentialism would usually stress human agency: the origin
of those categories treated abstractly as essences is to be found in social practice. So
society is a human construction, as is ‘the past’, as are the categories we use to
understand societies in the past; there is no abstracted or logical and neutral
necessity to any of them.
experience Social practice has become a key concept of postprocessual social
archaeology. Experience is a related but wider and less abstract term, a means of
embodying the concept of practice. Lacking from experience can be notions of
intentionality (an experience may just happen to you). Experience can be passive
and contemplative, personal as well as social, emotional as well as intellectual or
physical. Someone who is experienced has knowledge acquired through practice
(they may be considered ‘expert’) or through having undergone things.
Etymological roots are the Greek peirao, try, and perao, pass through. A peril (a
related word) is a trial undergone, and all aspects of perception are invoked – from
intellectual awareness to physical suffering. Experience is knowledge acquired
through trial. An experiment is a tentative procedure which makes trial of things.
Here experience may contain a notion of knowing reality not through simply having
been told, but by having undergone trial, or by making trial of things; reality comes
to be that which has resisted trials made of it. An experience is an event by which
one is affected, an action or condition viewed from the person or self, subjectively.
Concomitantly to experience is the condition of being consciously the subject (in all
senses) of a practice, state or condition.
explanation and understanding The essential openness of interpretation, which aims
at understanding, may be contrasted with the aim of closure (logical, causal,
teleological or genetic) between explanans and explanandum, which is usually
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considered the aim of explanation – defining, analysing and modelling entities and
processes held to be the reason for what is observed of the object of interest. The
contrast between explanation and understanding has been taken as a dichotomy or
dualism referring to the appropriate aims of the social and natural sciences
respectively (q.v. hermeneutics).
genealogy Included here for its technical sense, found in the work of Foucault, of a
historical project which aims to reveal, via careful and particularistic interpretation,
the discontinuities, difference and heterogeneity in what was considered regular,
stable and continuous (for example, human sexuality or rationality).
heritage A heterogeneous field of collage. In the constructions of heritage objects,
images, ideas, sentiments, practices, not necessarily pertaining to the past, may be
assembled and associated with global, national or local identity and/or promoted as
educational or diverting entertainment.
hermeneutics and the hermeneutic circle In particular hermeneutics is a method for
interpreting texts, but more generally the word refers to the art, skill, theory and
philosophy of interpretation and understanding. Contemporary hermeneutics is
partly derived from nineteenth-century German historians such as Dilthey, where a
central issue was the distinction between natural and social phenomena, and hence
the natural and social sciences, with their different modes of acquiring knowledge,
i.e. understanding (verstehen) versus explanation (erklaren) (q.v. explanation and
understanding). It was given a new basis through phenomenology by Heidegger,
who saw understanding as constitutive of human existence, and thus a
phenomenology of human existence is a phenomenology of understanding. Of
importance here is Heidegger’s concept of pre-understanding, which Gadamer took
up in connection with the notions of prejudice, tradition and authority which are of
central importance to contemporary hermeneutics, and constitute the basis of the
hermeneutic circle.
The hermeneutic circle encapsulates the act of understanding or interpretation.
Understanding, according to hermeneutics, is always historically located, within a
tradition credited with authority, from the viewpoint of whoever wishes to
understand. So we never understand something as given, but always as something,
having a pre-understanding or anticipation of what it is we engage with or are
looking upon, just as when we read a particular part of a text, we always already
have some grasp of that text as a totality or a whole. This prejudice (prejudgement)
is considered essential to understanding; it is not a barrier but the medium of
understanding. If modified in an interpretive encounter with something we desire to
understand, it forms a new basis of the next engagement, and so on: this is the
hermeneutic circle.
Implicated in the hermeneutic circle is the problem of the universality of
hermeneutics – that is, if all understanding is also a pre-understanding, then there is
no point from which to make external judgements, independent of tradition, and this
has serious consequences for a critical hermeneutics which wishes to provide a
critique of the power structures implicated in a tradition (q.v. explanation and
understanding, interpretation).
heterogeneity See under alterity.
identity The implications of the material past in personal, local and national cultural
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identity have been foregrounded by the constructions of the heritage industry. A
frequent focus in the relationship between past and present, identity is thus a vital
issue in any archaeological cultural politics.
The identity of an artefact is also a concern of (archaeological) classification.
Whether stable identities should or can be sought has been challenged particularly
by poststructuralism (q.v. heterogeneity).
ideology A complex term of social and political theory, ideology may refer (and not
exclusively) to a set of ideas held by a group of people, to ideas about social reality
which are false (false consciousness), or to ideas, knowledges or practices which
result in the reproduction of social relationships characterised by inequality or
contradiction. It is thus a key term in sociologies of knowledge. Ideology has been
found a useful concept in social archaeology and in critical archaeology (q.v. under
critique) aiming at a critically self-reflexive discipline of archaeology aware of the
location of archaeological knowledges in contemporary society (q.v. discourse).
intentionality Some approaches in the human sciences hold that people should be
considered not as passive tabulae rasae, through whose behaviour society may be
traced, but as active subjects. This is a feature of postprocessual archaeologies. The
contrast is between an interest in behaviour and an interest in active social practice.
To understand and explain practice, account must be taken of faculties and
capabilities of intending, choosing and ordering – people’s self-reflexive monitoring
of their lifeworlds. Human agency is an important associated concept. The
implications for social archaeology are profound – accounts of past societies and
their material culture lifeworlds very different from those of traditional and
processual archaeologies are hereby implied. This has been a major development of
postprocessual social archaeology. There are also implications for understanding
the practice of archaeology – the past is less ‘discovered’ (traces to be recorded by
the observing archaeologist) than it is worked with and upon according to creative
acts of intention and choice made under particular social interests.
interpretation With a particular archaeological aim of understanding the past and a
wider interest of providing edifying learning experiences, interpretation is a never-
ending process of making sense (q.v. meaning and sense). Interpretation is
essentially open and never final: more can always be said or learned, and
interpretation is anyway historically located (q.v. hermeneutics, explanation and
understanding).
landscape Landscape is the result of a social construction of space, containing a
bundle of practices, meanings, attitudes, values. It is thereby a term appropriate to a
humanistic understanding of the environment and to be contrasted with a
naturalistic approach (q.v. under processual archaeology).
Landscape archaeology is now a major subdiscipline uniting historical
geography, human geography, history and archaeology (q.v. space, place and
locale).
lifeworld see under phenomenology.
meaning and sense Meaning has become a key word in archaeology (especially
postprocessual). The meaning (past and present) of the things found by
archaeologists is an important question. However, in accordance with ideas
concerning the openness of interpretation and the multiplicity of the interpreted
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world (q.v. under pluralism and poststructuralism), it may be better to think not of
the meaning of things, but of the process of making sense of them.
mentalité A term found in the historiography of the Annales school which covers the
non-material aspects of culture – ideologies, beliefs and worldviews, particularly of
the type which are not easily rendered verbally. These are revealed through the
contextual interpretation of texts or material culture.
narrative and narrativity Versions of historical narrative remain for many the
ultimate aim of archaeological work – combining the particulars of the
archaeological past into meaningful wholes with features such as events and plot.
With a renewed interest in writing and text, the forms and character of narrative in
archaeology (actual and potential) have come under scrutiny by some. The subject
is a wide one. Narrative is a basic human means of making sense of the world, and
narratives form a basic component of self-identity. Narratives accordingly feature
prominently in nationalist and heritage appropriations of the archaeological past.
The concept emphasises the active character of making sense (q.v. meaning and
sense) – constructing meaningful plots out of what was uncertainty, and plots which
have or will have meaning and significance for an audience or public (q.v.
emplotment).
Narrativity is a concept associated with an explicit philosophical concern with
the writing of historical texts; the theory that meaningful history can only be
presented in a narrative form characterised, according to Hayden White, by plot,
continuity, agency and closure. Opposed to this is, for example, a covering-law
approach which, influenced by positivist philosophy of science, concentrates on
historical explanation through explicit causal relationships rather than the historical
understanding exemplified by the narrativist approach (q.v. explanation and
understanding).
negotiation Negotiation is an important aspect of the interpretive character of social
reality and the lifeworld. The world is not just given to people and their senses,
according to such an argument, but argued over, reinterpreted, negotiated (q.v.
interpretation).
object, artefact and materiality While most archaeologists can generally be held to
be dealing with aspects of the object world, distinctions can be made (at least)
between objects of knowledge, raw materials worked upon in (cultural) production,
artefacts, and the realm of materiality. All are part of the field of material culture
studies, which potentially includes archaeology. Questions of the social life of
things, people’s self-creation through material production, of technology, practical
knowledge and reason, philosophical issues of the character of materiality are
addressed in this interdisciplinary field.
objectivity The notion that things or statements about things exist or are true
independently (and therefore absolutely) of human existence or belief. It is often
opposed to subjectivism, which states that knowledge and truth are not thus
independent. The debate between processual and postprocessual archaeology has
been characterised as a polarisation between objectivist and subjectivist approaches.
This is held by some archaeologists (traditional, processual and postprocessual) to
be a very damaging and unnecessary polarisation. The point should not be to
polarise but instead to relate the knower and the known.
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ontology Much Anglo-American archaeological thought of the last thirty years has
focused on epistemology and methodology. Recently some archaeologists
(postprocessual) have come to consider what may be termed archaeological or
social ontology – asking questions of the character of the object of archaeological
inquiry (ontology is the branch of philosophy concerned with what exists). Such
archaeological ontology asks what is the character of material culture, what is social
practice, just what is it that archaeologists are attempting to interpret or explain, and
more generally what is the character of materiality as it is experienced
archaeologically?
origins Some of the conventional big questions of archaeology concern origins: the
origins of humanity, of agriculture, of civilisation, of social complexity, of the West,
for example. That there can be coherent answers to these complex questions has
been doubted by some on the grounds that the search for origins is a project which
aims to reduce the multiplicity and equivocality of social reality to coherent
systems, and consoling metanarratives (q.v. under discourse) imposing present
interests and categories on the past. A search for origins is also opposed by a
genealogical archaeology.
More philosophically, that the origin of archaeological knowledge is to be
found in the past as it was (the ‘real’ past) has also been doubted, particularly by
certain strains of poststructuralism (q.v. also postmodern attitude under post-
modernity and postmodernism).
paradigm Paradigm is a term used and popularised by Thomas Kuhn to refer to the
theories and methods shared by a scientific community practising ‘normal science’,
when basic assumptions and orientations are left uncriticised. The term has been
criticised for its vagueness, although Kuhn subsequently attempted to distinguish
paradigms in the wider sense of the shared commitments of a scientific group (the
‘disciplinary matrix’) from the narrower sense of the concrete problem solutions or
exemplars they hold in common. Nevertheless, paradigm is an important concept
for understanding discourse and the social construction of knowledge. Different
paradigms in archaeology have been identified and proposed.
phenomenology In the modern sense this is a philosophy initiated by Husserl in the
early part of this century and which aimed to return to a Cartesian attitude of doubt
by constructing a presuppositionless analysis of human experience as it is lived. It
involved the method of bracketing-off assumptions or presuppositions about the
world and so to reach the essence of the phenomena under investigation. The major
criticism of Husserl came from his pupil Heidegger, who disagreed with Husserl’s
starting-point, the Ego, holding that this starting-point itself presupposed something
about the world. Heidegger’s phenomenology worked not from the Ego but from an
existence which is always already situated in the world – Being-there (Dasein).
More generally a phenomenological interest is one in people’s lived experience,
a unity of subject and object worlds with the subjective being the form that the
objective world takes. A key term here is that of lifeworld – the environment
(‘natural’, artefactual and human) as it is lived by people.
pluralism Pluralism is a corollary of certain aspects of interpretation: the ir-
reducibility of the world to categories of understanding means that things can
always be interpreted differently. The world is polysemous and characterised by
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multiplicity. A plurality of interpretation corresponds with this multiplicity.
Multivocality refers to the political requirement that different interpretations are
given equal opportunities and resources to voice themselves and be judged.
poetics An archaeological poetics is an explicit concern with the technicalities of the
production of archaeological works in the widest sense: for example, archaeological
writing and illustration. It is thus part of a self-reflexivity concerned with discourse
and discipline.
positivism Although there are varieties of philosophical positivism, in archaeology
positivism is a general position which gives primacy to epistemology, and one
which is essentially empiricist. The natural sciences are usually taken as the
paradigm of an empiricist epistemology, and hence positivist archaeologists will
invoke not necessarily laws but a generalising explanatory framework wherein a
particular event, for example, is explained by reference to or subsumption beneath a
general relationship. There is an emphasis on empirical data as the primary means
of testing such explanations because of their objectivity. By asserting the identity of
natural and social phenomena, the application of the methods – and assumptions –
of natural science is imported into social science, with quite serious consequences
for how social phenomena are subsequently perceived. Quantitative and
mathematical techniques are liberally applied in processual archaeology,
sometimes, it is criticised, without adequate reflection. Positivist archaeology differs
quite radically from a hermeneutic tradition which distinguishes explanation from
understanding achieved through interpretation (cf. hermeneutics).
postmodernity and postmodernism It is suggested here that it is convenient to
distinguish postmodernity as an extension of modernity – the cultural condition of
late capitalism – from postmodernism – a recent movement in the arts, philosophy,
the social sciences, style and popular culture – and from a postmodern attitude. So
Harvey has characterised postmodernity as a cultural component of a new phase of
capitalism, post-Fordist and concerned with strategies of flexible capital
accumulation. The postmodern condition is characterised as fragmented, dislocated,
interested in style, eclectically pillaging the past and other cultures without regard
for traditional forms of authenticity, building on the demise of the certainties of old
class cultures and institutional forms of the nation state. Within postmodernism,
architecture has left the international style of modernism with an attention to the
decorative, to variation of façades with pastiche, diversity of colour, design
elements and iconography. Within the humanities postmodern method (notably
deconstruction – q.v. under poststructuralism) is a mode of interpretation which
aims to elaborate the multiple relations between culture, class and gender
positioning and their effects upon cultural production and consumption,
destabilising easy and univocal readings of cultural products. A major criticism is
that the resulting interpretive multiplicity (q.v. pluralism) is politically disabling
because it challenges single authoritative readings which may provide legitimation
for particular cultural or political strategies (q.v. authority). This is allied with the
more general criticism that a postmodernist celebration of pluralism may be
relativist. A postmodern attitude is characterised by a radical scepticism towards the
claims of grand theory, towards totalising theoretical schemes produced from single
and privileged vantage points (for example, the claims of positivist social science or
264
orthodox Marxism). Instead an openness to difference and alterity is celebrated,
with multivocality (q.v. under pluralism), experimentation and the empowerment of
marginal political and cultural constituencies.
postpositivism This is not so much a coherent theory as a general reaction and move
away from positivism; in philosophy it was associated first with the work of Kuhn
and Feyerabend who, to different degrees, criticise the empiricist basis of
positivism. More generally, the term is applied to alternative approaches such as
hermeneutics.
Postprocessual archaeology can certainly, though only partly, be associated
with postpositivist philosophy because of its constitution as a reaction against the
positivist bias of much processual archaeology. The postpositivist strain in
postprocessual archaeology is a reinstatement of the social foundations and
responsibilities of archaeological inquiry, a refusal to separate archaeological
‘science’ from discourse, and a suspicion of the value of unrestrained application of
quantitative techniques.
postprocessual archaeology Postprocessual archaeology is not so much a coherent
body of thought as a reaction against the positivist base in processual archaeology
(q.v. positivism), and many of the implications of that base, such as ‘naturalism’
(q.v. processual archaeology) and ‘scientism’ – natural science taken as the model
for archaeology. Postprocessual archaeology incorporates many different
approaches derived from Western Marxism, hermeneutics, poststructuralism and
constructivist philosophy of science. One topic of interest is social ontology – the
character of social reality which may be taken as the object of archaeological study.
Attempts have been made to provide archaeology with more sophisticated and
differentiated conceptions of past society and to explore these conceptions through
archaeological materials. Dimensions which have been theorised and explored are
social power, structure, contradiction and social change, and gender. Here a key
concept is agency (an aspect of social power). People are knowledgeable agents –
attention should be paid to intention, meaning and signification in order to
understand past social phenomena. This has involved many postprocessual studies
of systems of signification, and studies which recognise the social importance of
symbolism and ideology. Another topic of interest is the past in the present –
archaeology as a mode (one among many) of cultural production, archaeology as
discourse.
poststructuralism Poststructuralism refers to the ideas and works, developed since
the 1960s, of a number of mainly French intellectuals; Derrida, Lacan, Foucault, the
later Barthes, and Kristeva are some of the most prominent names. Roots reach back
into Hegel, Nietzsche, Husserl, Heidegger, Freud and Marx. The main currents of
structuralist thought are extended and, arguably, radicalised in this disparate body
of thought: first, in relation to language, identity and meaning, and, second, in
relation to the human subject. Derrida, notably, argues against the totalising and
fixed character of a structuralist analysis of language and texts, holding that the
relations between signified and signifier (within the sign) are indeterminate and that
meaning is slippery and irreducible to structures of difference (the classic
structuralist premiss). The notion of a unified and rational subject self has been
replaced with a subjectivity in process and the product of discourses-, much
265
poststructuralism opposes the notion of any essential self – or, indeed, any sense of
the real outside of cultural systems of discourse. Foucault’s investigations of the
history of discourses extended into social power, conceptions of the human body
and self, sexuality, architecture, and the spatial organisation of society.
A general trend of poststructuralist method, often termed deconstruction, is
against essentialism and towards an unsettling of any firm, detached and neutral
conclusions; truth claims are internal to any particular discourse, it is claimed, and
any fixed transcendental origins of knowledge are denied. Deconstruction is best
seen perhaps as a destabilising method throwing into doubt the authority claims of
established interests and traditions, opening up alternative spaces, readings and
meanings. With regard to the challenge to neutrality, fixed origins and identities
there is a similarity to some trends of postpositivist philosophy which insist on
situating knowledges as social and cultural achievements.
The implications of poststructuralism for any field of social inquiry are
immense. Influences are readily apparent in postprocessual archaeology regarding
epistemology, method and social ontology.
power Much postprocessual social archaeology has focused on power as a key
dimension of practice. Relations of power (particularly concerning economy and
resources) are also often central to processual accounts of past societies. With
respect to archaeological practice, power is also implicated in the concepts of
discourse and discipline. Power is a manifold concept encompassing agency as well
as power over others and over things, authority and might, institutional and informal
operations. It is as much productive as constraining. All this should, it may be
argued by theorists, be considered in accounts of past societies.
practice and behaviour Practice refers to the meaningful actions of knowledgeable
agents, but is often used in terms of routinised actions – those actions which are
mundane, conventional and repeated, produced through practical knowledge or
knowhow rather than propositional knowledge open to discursive elaboration (q.v.
discourse). An interest in practice rather than behaviour is a feature of
postprocessual archaeology.
Behaviour, in contrast, refers to the activities of social actors without reference
to agency and meaning. Motivation, knowledge and rationalisation may be
considered in behavioural explanation, but usually in terms of rational processes of
decision-making (cross-cultural), or decisions made according to social norms.
Whatever, the term does not carry the interest in creativity and reflexive monitoring
that practice does.
processual archaeology Deriving from New Archaeology of the 1960s and early
1970s, processual archaeology generally takes an anthropological and positivist
position. The latter has had strong implications for the manner in which
archaeologists interpret the archaeological record. Through its paradigm of natural
science, the past is imbued with a ‘naturalism’ in that social phenomena are
regarded like natural phenomena: society is treated as a second nature. Drawing
particularly on biology, systems theory became a dominant model in which to view
the past, where societies are seen as systems with various parts, each interlinked
most notably by feedback relationships. Ecological models are commonly invoked
to explain various phenomena, and ‘natural’ factors, such as subsistence and the
266
environment, play a strong role in explanation. Problems which are recognised
include previous assumptions about what constitutes ‘efficiency’ in such systems,
and therefore a wider interest in symbolic and cognitive spheres is developing.
public Particularly since the late 1970s the cultural politics of archaeology has
become, for many, a vital issue. As archaeology’s cultural space in the present has
come under scrutiny, it is no longer enough to justify the discipline by reference to
the assumed intrinsic value of the pursuit of knowledge (of the material past) for its
own sake. The issue of for whom archaeologists work and write is on the agenda: be
they employers, audiences, clients, publics, other archaeologists. That there are
many constituencies and audiences for whom archaeologists write implies pluralism
– many publics. An ethic of professionalism would seem to require attention to
modes of report and address: for example, forms of narrative, writing and
illustration (q.v. poetics).
the ‘real’ past Many archaeologists might aim to discover what happened in the past,
but the feasibility and reasonableness of this simple aim has been seriously
questioned. To hold that social life is always open to (re)interpretation, that the
social world is polysemous and multiple, rather than single and deterministic
(positions now widely found in the humanities; q.v. also pluralism), means that
there never was a single ‘real past’ to discover archaeologically. The pre-
understanding which we take to the past as archaeologists is the condition for
understanding according to hermeneutics, and constructivist philosophy of science
indicates that knowledge is always socially situated.
These all indicate that the past cannot be held as the real and objective origin of
what archaeologists do. And, anyway, it no longer exists as it was lived, is much
lost and decayed. But this is not necessarily to deny that the past did indeed happen
as it did. The best we can do perhaps is learn in an encounter with the past.
Mediation is a key term here – the archaeologist conceived as mediating the past
and the present; the archaeologist working a space between past and present. A
more reasonable aim thus might be to work upon the traces of the past recovered
archaeologically to produce knowledges which are considered relevant, edifying
and justifiable by contemporary interests.
realism A philosophy (usually of science) which has been found attractive to many
wishing to overcome the problems of positivism, but who also see structuralism and
poststructuralism as flawed (q.v. also postpositivism). The basic contention is that
real mechanisms or causes can be identified (abstractly, by and with the abstractions
of science) behind specific and contingent occurrences or events.
relativism In general relativism is the claim that there is no knowledge independent of
the knower, that all knowledge is created within a cultural system. One implication
may be that there can be no absolute or independent means of judging between
different knowledge claims, including science. Such a relativism is self-refuting
since what it states about knowledge (that there are no independent means of
assessment) must apply equally to that claim itself (it cannot be upheld). It also
contradicts a substantive experience of the intercommunicability of human cultures.
However, a relativism which stops with the argument that knowledges are
constructed, are temporally and spatially located, does not necessarily have these
problems. Relativism is a charge often directed against postprocessual
267
archaeologies. It is a primary concern of constructivist philosophy of science.
scientific method Many archaeologists would wish to adhere to scientific method to
ensure objectivity. The term refers not so much to the everyday practice of how
scientists work (which has been studied by constructivist philosophers of science
with very different results), as to an idealised and prescriptive notion of how science
in general works, and therefore how knowledge is generated (q.v. epistemology).
Such scientific method is characterised by a critical process of general hypotheses
tested against particular observations, which either corroborate or refute the original
hypothesis – as such it may often be labelled critical rationalism (q.v. also
explanation and positivism). Earlier difficulties were associated with trying to solve
the problem of induction, which, for example, Popper’s falsification principle
attempted to do; however, the problem of the interdependency of the test
observations with the theoretical assumptions of the hypothesis make the whole idea
of the scientific method as an objective route to knowledge extremely implausible.
self, body and subject A project of social archaeology attempts to explain and
interpret past societies through their material remains. Social practice is a concept
held by many now to be central to this project. Society is hereby considered to be
more than patterns of regularised behaviours, but involves the agency and
intentionality of human subjects. Accordingly there is need to consider the
construction of the self, of the acting subject. And practice is more than the mental
and verbal. Practice is embodied, rooted in the body (as flesh) and its senses.
Account needs to be taken of the affective, of all aspects of sensibility and the
senses. The lifeworld is multidimensional. Metals shine and glitter as well as cut,
architectures resonate as well as shelter from the weather. A humanistic project of
embodiment aims to accommodate within interpretation the full manifold character
of (social) experience.
sense, sentiment, sentience and sensibility A family of concepts belonging with any
interpretive and embodied (q.v. embodiment) project aiming to make sense (q.v.
meaning and sense) of the social experience of knowledgeable and sentient agents.
Encompassing the aesthetic and affective dimensions of experience in interpretation
perhaps requires an education of the sentiments – attending to the many varied
textures of the lifeworld.
social archaeology This refers to archaeology operated under the contention, now
widely held in Anglo-American archaeology, that understanding the archaeological
past must involve reconstruction of past societies and social practices – artefacts and
other archaeological finds must be placed in social context. This requires an
anthropological and sociological bias to the discipline of archaeology. Classification
and descriptive narrative are not sufficient ends in themselves.
space, place and locale Place is a portion of neutral or mathematical space occupied,
taken up by a person or thing. Locale is a setting in which social practices occur.
Mention should also be made here of a sense of place as a part of a local ‘structure
of feeling’. The terms ‘place’ and ‘locale’ are thus central to humanistic and
phenomenological geography, and to any interpretive social science which aims to
understand the lifeworld and the constitution of social practices.
A sense of place is also arguably vital (in its absence as well as its presence) to
the postmodern condition (q.v. postmodernity and postmodernism).
268
structuralism Structuralism is a very influential approach and body of cultural theory
derived ultimately from work in linguistics, particularly associated with Saussure. A
major distinction is between language as it is spoken (parole) and language as the
underlying system of signs (langue). Structuralism focuses on the latter, and makes
a further distinction within the sign, between the signifier (for example, a word) and
the signified (that which the sign refers to). The emphasis is on the system of signs,
and their differences, rather than on the individual signs. In anthropology, the
approach has been most famously adopted by Lévi-Strauss, who analysed, among
other things, native myths in the same manner, and particularly made use of binary
oppositions such as culture:nature, hot:cold, or raw:cooked. It is through this kind of
analysis that it is perhaps most widely known in archaeology, while a more
pervasive influence has been through the linguistic or textual analogy, that cultural
phenomena are structured as in a language.
The major problem with structuralism is its privileging of structure (langue)
over agency. There is the crucial, but often unanswered, question of the genesis and
maintenance of structure, a question which structuration theory and humanistic
approaches which stress creative agency attempt to address.
structuration theory The structuration theory developed by Giddens since the 1970s
has had a significant influence on postprocessual social archaeologies. It is
concerned to overcome the dualism, found in most of the social sciences, of
individual agency, meaning and understanding versus social structure. Its major
thesis is the replacement of the dualism with a duality wherein social structure is
both the medium and the outcome of the social practice of knowledgeable social
agents. The later work of Giddens has emphasised how time and space are basic
constituents embedded within social life: the limitations of individual presence are
transcended by the stretching of social relations across time and space through
processes of time-space distanciation (q.v. temporality).
Structuration is best seen less as a theory to be applied than as a set of tools to
be used with a new sensitisation to the character of social practice. This is how it
has been received in postprocessual social archaeology.
structure Generally structure refers to the basic framework or form of society, though
social theory has attempted various refinements of the term. Elements of a physical
structure such as an artefact are often associated with function, hence functionalist
and structural functionalist theory which treats society as analogous to an organism,
with each institutional part (religion, the economy, etc.) functioning to maintain the
whole. Such theory is related to systems theory, and both have generally received
much application in processual social archaeology. More particularly structure
refers to the longue durée in Braudel’s temporal scheme (q.v. temporality), the
fundamental baseline of a historical period, seen by the earlier Annales historians as
essentially geographical or environmental in character. Analysis of society in terms
of structure has often been at the methodological expense of the social individual or
subject, with a dualism between structure and agency. In structuration theory,
which attempts to overcome this, structure means those ideas, resources and rules
shared by a society and drawn upon in practice by knowledgeable agents.
In spite of such refinement of the concept, it is perhaps overworked in the social
sciences, ‘structured’ being used often to mean little more than organised, patterned
269
or appearing non-random.
subject See under self, body and subject.
temporality See under time and temporality.
text and intertextuality As with writing, the concept of text refers to more than the
written word. Text refers to extended sequences of written discourse. The text as a
work (of discourse) is more than the sum of its sentences; it is produced in
accordance with rules and procedures, its genre; and a text has a style. Far from
being dependent upon an author, the text has its own separate career, is partially
autonomous, and as a material form is separate from its conditions of production.
The text, constructed from a mosaic of quotations of all kinds, is necessarily
interdependent with a mass of texts and statements which precede, accompany and
succeed it – this is the concept of intertextuality (after Kristeva) which again
demotes the importance of the author and their intentions. The concept thus implies
a denial of univocity and searches for the essential meaning of a text or author – a
critical understanding of text is that of an open work susceptible to multiple
readings which are intimately linked to cultural and political positioning (q.v.
pluralism). The authority of the author is challenged.
The concept of text is an important tool in the understanding of archaeology as
a discipline and discourse; textualisation has already attracted great attention in
anthropology and history. It has also been influential in the interpretation of material
culture through a textual analogy – the proposition that material culture is structured
and operates like text. The work of Ricoeur and Barthes particularly is relevant to
both perspectives.
time and temporality In spite of archaeology being a discipline prominently
concerned with time there has been little reflection upon time in the discipline. Time
is most often identified with chronology and secondarily with social change. But a
concern with time as experienced in history (temporality) rather than as objectified
(and perhaps commodified) chronology is to be found, for example, in Braudel’s
different temporal scales or Ricoeur’s suggestion that historical narratives are
‘allegories of temporality’, a discursive mode used to convey something of the
experience of time. An attention to the experience of time is part of a
phenomenological project. Structuration theory also treats time (and space) not as a
neutral dimension but as constituted within social practices. A manifold concept of
temporality is arguably a vital part of any social archaeology.
values and value-freedom Scientific and objective method (taken as a model by
many archaeologists) might well aspire to value-freedom – exclusion of value-
words and value-judgements. This does not mean that selection of material for
investigation does not involve value-judgement about how interesting or relevant it
may be, or that judgements about the validity of inference may not be made. Facts
are to be kept separate from values, and what is to be excluded is the making of
value-judgements about the people in the field of study (q.v. empiricism, objectivity,
positivism, scientific method). That this is possible or desirable has been widely
challenged. An alternative to value-freedom argues that archaeologists should take
full responsibility for their work and not detach themselves from issues of cultural
politics, now so frequent in archaeology; archaeologists should not retreat into
conceptions of a discipline claimed to be concerned with neutral knowledge
270
separable from its conditions of production in the present.
Western Marxism With the failure in the early decades of this century of socialist
revolution in Western Europe exponents of Marxist thought turned from political
economy to investigate and theorise cultural phenomena and focused on drawing
out the implications of Marx’s ideas about ideology. Western Marxism is a term
used to denote those in the tradition thus initiated. It includes philosophers and
sociologists such as Horkheimer, Marcuse and Adorno, political theorists such as
Gramsci, Althusser and Habermas, and many others. Those on the fringe include
Sartre and Benjamin. The Frankfurt School of Social Research was an early
institutional focus. Critical Theory is a term often associated with the School and
with Western Marxism. In Britain and America the publishing efforts of the New
Left have greatly contributed to its dissemination.
Some effort was concentrated on demonstrating how ideology affects our
understanding of the world, and works to maintain and create social structure and
particularly the power differences in society; a central concern is the relation
between agency and the structure of society. Debate over political and social theory
has been deep and continuous. The importance of the tradition to archaeology is in
the sophisticated treatment of cultural phenomena, in its persistent questioning of
the relations between the theory and practice of cultural politics, and in its
sustaining the tradition of cultural critique. A problem has been a retreat into theory
from a practical engagement with political practice.
writing Archaeologists translate material remains (of the past) into reports, papers and
books. The question of how to publish and write has long been recognised as
important. More recent foregrounding of the relationship between archaeologists
and their present has sharpened the question. For whom, how and why? – audiences,
constituencies and publics are crucial factors, as are those of political purpose and
cultural relevance. Philosophical issues here are to do with the representation of
historical and social reality – of what do the latter consist and what is to be made of
them? For a critical and self-conscious perspective (after, among others, Roland
Barthes) concerned with the production of archaeological knowledge, writing is less
to do with a work or set of marks upon a page and is less about the communication
and representation of ideas and things established elsewhere (as many
archaeologists might hold) but is a much wider and heterogeneous space within
which meaning is produced. In poststructuralism writing is not about conveying the
presence of things in marks upon a page but may be conceived to be a system of
differences, networks of signifiers which classify and constitute meanings through
differentiation (rather than by transporting the presence or essence of something).
Attention is called to all manner of contexts (material, conceptual, political, social
and cultural) of the production of archaeological meanings (See also text and
discourse).
271
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Index
action theory 148–149
active apprehension 7
Adorno, T. 44, 247
aesthetics 89–91, 155, 232
affective, aesthetic and 232
African-American historical archaeology 110–124
agency 142, 173, 228, 232–233; power to act 172; structure and 148–153, 156
agonistic aids 70–72
agrios 144, 148, 164–165, 167
alienation 95, 131
alterity 233
‘alternative’ writing 107
Althusser, Louis 111, 142, 182, 247
analogy 47, 52, 64, 183, 188
Ancient Monuments Act (1882) 106
Anderson, J.R. 70
Andresen, J.T. 85
animals 31; see also non-human primates
Ankersmit, F. 147
Annales school 32, 141–145, 147, 158–161, 162, 163
Annan, Noel 49
Annapolis 11, 112, 113–123
anthropology 4, 14, 32, 47, 66, 61, 202–203, 224; biological 225; cultural 101, 143, 226; interpretive 48–53, 95
anthropomorphism 65
antiquity 107, 127, 176
Appadurai, A. 95, 135
Appleton, J. 100, 108
archaeological: accounts (authorising) 223; challenge (Palaeolithic) 90; conference (politics of) 229; culture
10–11; knowledge 95, 156, 175; neuroses 38–39; poetics 11, 25–28, 241; projects 13–14; record (visibility)
11–12, 194–204
archaeology: construction of 162–163; and history see history; interdisciplinary communication 63–66, 225;
interpretive 3–28, 30–33, 41, 220–231; state of the discipline 1–2, 228–229
archives 24
argument 166
Arlott, J. 100
art history 169–173
artefacts 22–23, 153, 239–240; African-American 112–116; aryballos 169, 170, 171, 223; contextual
archaeology 14–17
aryballos (perfume jar) 169, 170, 171, 223
Ashbee, P. 101
Ashworth, G.J. 98
Aslett, Clive 105
Aston, M. 101
Atwell, J. 149
290
Aubrey, J. 101
audience 95, 107–108, 230–231
aufbebung 171
authenticity 98
authorising archaeological accounts 223
authority 38, 41, 233; pluralism and 5, 18–22
authors 31, 230–231
autochthonous remains 128, 129
autonomy 22–23
Baars, B. 58
Bacon, Francis 45, 46, 47
Bagguley, P. 138
Bahn, P. 100
Baker, D. 101
Baker, Graham 145
Banneker-Douglass Museum 112, 116, 117–123
Bard, K.A. 70
Barker, G. 147
Barratt, J. 17, 96, 149, 153, 182–183
Barthes, Roland 182, 242, 247
Basque culture 129
Bauman, Z. 183
Bazerman, Charles 62
Beaudry, M. 111
Bede 207–208
Begriffsgeschichte 161
behaviour 243; complexity 64, 68–74; traits 64, 82–85
being-in-the-world 210–211
Bender, Barbara 87, 90, 149
Bernhardt, G. 154
Bettinger, R. 87
Bhaskar, R. 19
Biben, M. 84
Binford, L. 4, 37
Bintliff, J. 19, 143–145
biological anthropology 225
biological determinism 66
biology 62, 67; evolutionary 25, 31, 66, 76–86
Birks, H.H. 101
Black, Robert 126
black-boxed interpretation 8, 10, 15, 24
Bloch, Marc 141, 158
Blunden, J. 106
Blythe, R. 100, 105
body 245
body language 229
Boesch, C. 68, 73, 74
Boesch, H. 73, 74
Bord, C. 107
Bord, J. 107
Boswell, James 126
bottled goods 114–115
Boucher de Perthes, J. 87, 88, 91, 224
Bourdieu, P. 44, 149–153 passim, 181–182
Boyne, R. 152
Bradley, R. 97
291
brain 63, 83; size 76–77
Braudel, F. 142–146 passim, 148, 246, 247
brilliance 89, 90, 91
British Prehistory 96, 98–99, 223, 227
Brodeur, Paul 129
Brown, C.H. 83
Brown, Marley 111
Bruce-Mitford, Rupert 205
Bryant, C. 151
Buffon, Comte de 162
burials 165, 166; Sutton Hoo 188, 205–208
Burke, Edmund 48
Burke, P. 141, 158
Burling, R. 84
Buttler, W. 154
Byrne, R. 63, 68, 70, 85, 97
Callinicos, A. 153
Camden, W. 101, 162
Candland, D.K. 68
Cannadine, D. 97
Carlyle, Thomas 126
Carman, J. 98
Cartmill, M. 82
Carver, Martin 205
Cataldo, M. 84
Cathcart, Brian 127
Cavalli-Sforza, L.L. 78–79
Cavendish, R. 107
Chapman, W. 97
Chartier, R. 141, 144
Chaunu, Pierre 143
Cheney, D.L. 64, 68–69, 70, 72, 80
Chiappe, J.F. 127
Childe, Gordon 181
chimpanzees 63, 68, 69; language and thought 76–80; technology 72–74, 77–78
Chippindale, C. 97
Chomsky, Noam 63
Christian, R. 106
Christianity 208–209
chroniclers (use of rhetoric) 125–130
Cicero 125
Citron, S. 126
Clark, D. 37
Clark, G.A. 78
Clark, Grahame 21, 89
Clarke, David 10
Clarke, Kenneth 133
classical archaeology 155, 220–223
classification 9
Cleere, H.F. 98
Clifford, James 95–96, 98
co-operation 70–72, 85
Cobbett, William 102, 106
cognition 66, 68–72
cognitive complexity 68–74
cognitive mapping 131–138
292
cognitive skills 70
cognitive structures 63
Cohen, I. 151, 152
Coles, B. 106
Coles, J. 106
collage (museum display) 26
Collingwood, R. 167–168, 182
Collis, J.S. 105
Colls, P. 97
colonialism 43, 48–49, 110, 112
commodification 53, 95, 191, 192, 233
commodities, gifts and 135
Common Ground organisation 135
communication 70, 73, 132, 182; interdisciplinary 63–66, 225; language and thought 76–80; talk (evolution)
62, 81–86
communicative action 111
communities, places and 137–138
conflict resolution 70
Conkey, M.W. 11, 17, 58
connections 7, 15–16; cognitive mapping 133, 138
constructing scales 171–172
constructivism 14, 175–176, 225, 233–234
contact, culture 184–185, 189, 217–218
contemporary archaeology 37–44
context 60, 65, 88, 234; dialogue and 14–17; universals and 61–62
contingency approach 147, 175–176
conversational talk 83–84, 85
Cooke, P. 133
Coones, P. 105
Corded Ware/Bell Beaker phenomena 165
Cosgrove, D. 105
Costen, M. 105
Council for British Archaeology 129
countryside (writings) 25, 100–109
Countryside Commission 102, 104, 106
CPRE 105
Crawford, O.G.S. 101, 106
creation myths 60
creativity 11–13
Creighton, Mandell 127
Cresta 132
critical history 156
critical theory 44, 182
critique 7–8, 22–24, 234
crop circles 107
cultural anthropology 101, 143, 226
cultural behaviour 76
cultural choices 88
cultural imperialism 98
cultural landscape 90, 101
cultural meaning 59–60
cultural politics 3–5, 233, 234–235, 243–244
cultural ‘texts’ 96
culture 10–11, 48, 76, 163; see also material culture
culture contact 184–185, 189, 217–218
‘culture history’ paradigm 205–206, 209
Cundy, B. 88
293
Curry, N. 106
Daniel, Glyn 156
Daniels, S. 105
Darvill, T. 104
Dasser, V. 70
data/data collection 41–42, 155, 160
Davidson, I. 78
Davis, B. 107
Dawkins, R. 85
Deacon, T.W. 83
Deetz, J. 141
Deleuze, G. 27
democratic society 110, 112
Dennett, D.C. 64, 69
dependency-autonomy duality 22–23
Derrida, Jacques 43, 156, 182, 187, 201
Descartes, R. 43, 49, 236
description 53
design (material form) 170–171
designed pasts 24–28
Devereux, P. 107
de Waal, F. 70, 80
dialogue 6, 161; context and 14–17
disciplinary boundaries 38, 229
disciplinary ownership 220–223
discipline 235; international 228–229
discourse 17, 235; writing and (designed pasts) 24–28
discovery (and invention) 11–12
dispositio 26
document (historical source) 160
Dodd, P. 97
Dogan, M. 86
Domesday Book 226
dominant ideology 111, 112–113
domus 144, 148, 164, 167, 168
double hermeneutic 10, 46
Dower, M. 104
Duby, Georges 143
Duhem-Quine principle 10
Duke, P. 145
Dumézil, Georges 144
Dunbar, R.I.M. 68, 70, 84
Durkheim, Emile 127
Dyson, S.L. 222
Eagleton, T. 53
earth sciences 162–163
Eccles, J.C. 63
Eco, U. 132
ecological timescale 91
ecomuseum 26, 134–135, 136
economic development 131
educational books (on countryside) 106
Egill saga 159
Elgin Marbles 129
elocutio 26
294
embodiment 235
emotionality 65, 83, 133
empiricism 4, 46, 47, 53, 235–236
emplotment 165–166, 168, 171, 236
encephalization quotient (EQ) 77
English Heritage/National Trust 107
Environmental Impact Assessments 104
Environmental Statements 104
Enzensberger, H.M. 128
epic archaeology 61
epistemic relativism 19
epistemology 40, 41, 44, 236; Palaeoindians and women 175–178
equivocality 9, 18, 22
essence (and existence) 21–22
essentialism 59, 60, 65, 182, 236–237
Essock-Vitale, S. 72
ethnicity 10–11, 122–123, 138, 206–207
ethnography 87, 90, 95–96, 145, 149, 152, 165, 184
ethology 85, 225
EuroDisney 132, 133
Evans, E. Estyn 102, 104
Evans G. Ewart 102, 103
evolution 31, 66
evolutionary biology 25, 31, 66, 76–86
evolutionary tree (language capacity) 82–83
excavation 8; material culture 184–185, 216–218
excellence 89
exhibit (African-American) 117–124
exhibition strategies 199, 201
existence (and essence) 21–22
expectancies 69
experience 69, 168, 228, 237
experiential nature of history 153–157
explanation 147, 237
exploration (of meaning) 7
facts (and interpretation) 229
FAX model 85
Febvre, Lucien 141, 142, 158
female-bonded groups 70–71
Fenton, A. 102
fetishisation 190–191, 192
Feyerabend 46, 242
field archaeology 101; politics of 228
fieldwork 150–151, 155; excavation 8, 184–185, 216–218
Fiske, A.P. 81
Flannery, K.V. 222
Fleming, A. 107
Foley, R. 61, 76, 78, 82
Folsom points 155, 176
food (remains) 115–116
Forestry Commission 104
Foucault, M. 9, 96, 99, 141, 144, 146, 160, 182, 188, 195, 235, 237, 242
Fowler, P.J. 97, 100, 104, 106, 107
Frankfurt School 49
Frankish burials 206
Franklin Street 116–117, 118, 122
295
French historical revolution 158–161
Freud, Sigmund 242
Frye, Northrop 126
functionalism 17, 48, 65–66, 149, 183
‘fusion of horizons’ 6, 10, 17
Gadamer, H.-G. 44, 182
Galileo 45
Gamble, C.S. 26, 88, 90
Geertz, Clifford 182
gender 15, 175–178, 200; of presentation 229–300
genealogy 9, 237
genetics 78–79
Geographical Information Systems 136
géographie bumaine 158
géohistoire 144, 145, 158
Gero, Joan 154, 156–157
Gibson, K.R. 63, 68
Giddens, A. 10, 17, 46, 151–153, 181–182, 232, 246
gifts, commodities and 135
Girardet, H. 106
Glassie, H. 141
Godwin, F. 100
Goldsworthy, Andy 100
Goodall, J. 73
Gott’s Court 113–115, 117–118, 121–122
Gould, P. 133
Gould, SJ. 66, 88
Gramsci, A. 247
Greenaway, P. 26
Greenblatt, S. 87
Greenfield, P.M. 73
Greeves, T. 97, 107, 135
Gregory, D. 152, 232
Gregory, S.W., Jr 84
Griffin, D.R. 68
Grigson, Geoffrey 105
Gruet 91
Guattari, F. 27
Haberey, W. 154
Habermas, J. 44, 111–112, 182, 247
‘habitus’ 149–151, 152
Haines, G.H. 106
Hall, J. 222
Hallström, G. 192
Halsall, M. 104
Hannah, A. 73
Haraway, D. 65, 175
Harcourt, A.H. 70
Harvey, D. 132
Hastorf, C. 11
Hauser, M.D. 83
Hawkes, C. 37, 87
Hawkes, J. 100
Hebdige, D. 10
Heffner, H.E. 83
296
Heffner, R.S. 83
Hegel, G.W.F. 234, 242
Heiberg, Marianne 129
Heidegger, M. 13, 41, 43, 236–237, 240, 242
heirlooms 135
Hempelian logico-positivism 141, 147
heritage 32, 95, 97–99, 102, 124, 132, 232, 237; claims (rhetoric) 125–130
Heritage, J. 60
hermeneutic circle 13, 15, 16, 44, 237–238
hermeneutics 6, 8, 10, 13, 15–16, 30, 41, 44, 47, 49–50, 111–112, 146, 153, 182, 201–203, 237–238
heterogeneity 9, 16, 18, 22, 233
heterogenous network 14, 19, 20, 24
Hewison, R. 97, 102, 105
Hexter, J.H. 126
hiding strategies 198, 201
Hinde, Robert 61–62, 69, 88
Hinsley, CM. 155, 156
histoire éventuellement 142
bistoire globale 143
historical anthropology 143
historical archaeology (African-American) 110–124
historical knowledge 52, 53, 126, 159–160
historical sources 160
historicism 22, 172
history: epistemology 175–178; forms of 169–174; French revolution 158–161; human/natural 162–163;
material culture in time 164–168; nature of 32–33, 141–157; of text 181–183
Hobsbawm, E. 97
Hodder, I. 4, 14, 39, 44, 91, 96, 111, 116, 143–150, 164, 166, 181–183, 210, 228, 232
Hodges, R. 106
Hofer, M.A. 84
hominid evolution 57, 76, 77–80
homogeneity 9
homology 149, 203
Hooke, Thomas 162
Hooper-Greenhill, E. 96
Horkheimer 247
Hoskins, W.G. 101, 103
Hudson, K. 96
human history, natural 162–163
humanities 66–67, 160–161
human language 62, 63, 83–85
human meaning, animals and 31
human universals 61
Hume, David 235
Hunter, M. 106
Hurst, Laurence 117, 118, 119–121
Husserl, Edmund 43, 240, 242
identity 238
ideology 22, 45, 47, 156, 166, 182, 238; dominant 111, 112–113
illustration 26–27
image-archives 135–137
imperialism 25, 48–49
individualism 149
individuality 137–138, 149
information: sources 160; transfer 70, 74, 85–86
inhibition strategies 198, 201
297
intelligence 63, 80
intentionality 32, 64, 69, 168, 228, 238
Interactive Video 135–137
interdisciplinary communication 63–66, 225
interpretation 238–239; of material form 170–171; multiple 205–209; Palaeolithic 87–91; philosophical issues
see philosophical issues
interpretive: act 172–173; anthropology 48–53, 95; archaeology 3–28, 30–33, 41, 220–231
intertextuality 246–247
inventio 26
invention (and discovery) 11–12
irony 165, 166, 167, 168
Isaac, Glynn 79
Jaakkola, Jalmari 128
Jackson-Nash, Barbara 112, 116, 121
Jameson, F. 131, 132, 147, 154, 175
JanMohamed, Abdul 27
Japanese perspective 228
Jary, D. 151
Jellicoe, G. 100
Jenkins, J.G. 102
Jennings, Paul 105
Jerison H.J. 77
Johnsen, H. 182
Johnson, M. 17, 153
Johnson, Samuel 126
Johnston, R.J. 232
Jones, M. 104 106
Jones, R. 89, 90
judgement (in interpretation) 7, 13
judgemental relativism 19
Kains-Jackson, C.P. 106
Kaiser, H.J. 115, 116
Kalevala epic 128
Kant, Immanuel 234, 235
Karki, Niilo 128
Kehoe, Alice 156
Keith, W.J. 101–102, 105
Kemp, T.P. 147
keywords 98
King, B.J. 70
kinship 70–72, 149
Kipling, Rudyard 43, 49
Knapp, A.B. 143, 145
Knight, C. 89
knowledge 12, 40, 46, 64, 95–96, 236; scientific 3–4, 5, 217; social 68–69
Köln-Lindenthal site 154
Kopytoff, I. 135
Korinth 154, 169–171, 220
Kosminsky 226
Krebs, J.R. 85
Kristeva 242
Kuhn, S.L. 88
Kuhn, T. 46, 155–156, 240, 242
Kunta Kinte Commemoration 122
Kulturwissenschaften 161
298
Kyes, R.C. 68
Lacan, Jacques 242
landscape 90, 144, 195, 239; rural 100–109
Lane, C. 106
Lane, P. 106
language 45, 47, 160; capacity 82–83; interdisciplinary communication 63–66, 225; meaning and 42–43, 62;
talk 62, 81–86; thought and 76–80
Larsen, M.T. 25
Latour, B. 19, 27, 60, 175
Law, J. 62
learning (non-human primates) 69–70
Lebenswelt 203
LeBlanc, S. 38
Lee, P.C. 74
Leggatt, H. 130
Le Goff, Jacques 143
Leinonen, L. 83
Leone, M. 97, 112, 117, 122, 153, 182, 193, 234
Leroi-Gourhan, A. 181
Le Roy Ladurie, Emmanuel 143
Lev-Tov, J. 115
Lévi-Strauss C. 141–142, 148, 195, 203, 245
Levin, Bernard 127
Levine, J.M. 125
Lieberman, P. 78, 82
lifespace 88
lifeworld 241, 245
Lindenmeier excavations 176
Lipe, W. 98
Livingston, Eric 60
Lloyd, G. 65, 225
locale 245
localities 133, 134
Locke, John 235
Logan, G. 122–124
logico-positivism 141, 147
Long, Richard 100
long-term aesthetics 89–90
longue durée 142–144, 146, 148
Lowenthal, D. 95, 97, 98, 129
Lubbock, J. 87, 90, 97, 106
Lumley, R. 96
Lunn, J. 100
Lynch, K. 131
Lynch, M. 27, 60
McCurdy, G.G. 91
McDonald, J.D. 97
McGrew, W.C. 72, 73, 74, 77
McGuire, R. 11, 234
Macinnes, L. 107
McKendrick, Scott 126
McWilliams, J. 114
Main Street 114, 115–116
Malagasy carvings 188–189, 212–215
Malinowski, B. 48
299
‘Man the Hunter’ 154, 177
Marcuse, Herbert 247
Marten, C.H.K. 127
Martin, R.D. 77
Martlew, R. 136
Marx, Karl 190, 195, 234, 242, 247
Marxism 38, 44, 49, 129, 135, 153, 182, 228; Western 30, 247
Mason, W.A. 70
Massingham, H.J. 101–102, 103
material civilisation 162
material culture 95; excavation 216–218; interpretation 1–2, 33, 44; Malagasy carvings 212–215; multiple
interpretation 205–209; physicality and 189–193; symbolic significance 210–211; text and 181–193, 229; in
time 164–168; visibility of 194–204
material form 170–171
materiality 153, 172, 186, 239–240; and symbolism 186, 210–211
Matsuzawa, T. 69
Maurus, M. 83
Maynard-Burgess site 114–116
Mazel, A.D. 90
Mazur, A.C. 84
M’Bow, Amadou-Mahtar 129
Mbunwe-Samba, P. 97
meaning 31, 170; aspects of 58–65; cognitive complexity 68–74; interpretation 6, 7, 87–91, 225–226; language
and 42–43, 62; language and thought 78–80; origins of 57–67, 76, 224–225; sense and 17–18, 239; talk and
81–86
Meltzer, D. 155, 176
memoria 26
memory 69–70, 171–172
mentalités 141–143, 158, 161, 239
mental maps 69, 133
mental states 64
Menzel, E.W. 68, 69
Merleau-Ponty, M. 43
Merriman, N. 97, 138
messages (and contexts) 88
Meta-Information Retrieval and Access system (MIRAS) 136–137
metahistory 147
metanarratives 24, 25, 171, 235
metaphor 43, 45, 52, 165–167, 183, 201, 211
metonymy 165, 166, 167, 211
Michell, J. 107
Miller, D. 150, 182
Miller, J.H. 27
Milton, K. 68, 104
mimeses 147, 168
Mingay, G.E. 105
modernism 52, 96
montage (museum display) 26
monument 160, 165
monumentality 199, 200
Moore, H. 150, 168, 182, 183, 190
Morphy, H. 89
Morris, R. 87, 90, 106
Morse, R. 125, 126
Moya, C. 148
moyenne durée 142
Muir, R. 104, 108
300
Mullins, P. 114, 115
multimedia display 26, 27
multiple interpretation 205–209
Murray, T. 87, 96
museums 4, 32, 96, 97, 130; Banneker-Douglass 112, 116, 117–123; ecomuseum 26, 134–135, 136; Jefferson-
Patterson 122; role 134–135; Shiplap House 120–123
narrative 51, 59, 166–167; acts 168, 171; approaches to history 143, 145–148; of contemporary archaeology
37–38; meta-narrative 24, 25, 171, 235; structure 143, 145–146, 153, 164
narrativity 239
national anthems 127
National Heritage Memorial Fund 130
National Trust 104
natural history 162–163
natural science 45–47, 143, 147, 160
Naturwissenschaften 161
Neanderthals 78, 79
negotiation 239
Neolithic 144, 146, 148, 154–155, 164–167
networks (and projects) 13–14
New Age writing 107
New Archaeology 141, 144, 147, 155, 163, 181–183, 216, 222; philosophical issues 37–44; processual
archaeology 3–28
Newby, H. 106
New History 158, 160
Newman, I. 136–137
Newsome, Steven 112
Nicholson-Lord, D. 129
Nietsche, F. 9, 40, 236, 242
Nishida, T. 74
Noble, W. 78
non-discursive meanings 17
non-human primates 63–65, 83–84; cognitive complexity 68–74; language and thought 76–80
Norwegian Archaeological Review 3
object 239–240
‘Objective past’ 13
objectivity 4, 11, 18–22, 42, 46–49, 60, 143, 148–149, 240
Olen, B. 39, 182
ontology 44, 152, 240
oral histories 97, 102–103; African-American 112, 116–117, 121–122
orientalism 25
origins 95, 240; of meaning 57–67, 224; myth 37, 38, 60; problems of 51–53
Pahre, R. 86
palaeoanthropology 82
Palaeolithic archaeology 57, 63, 78, 81–83;
interpretation in 87–91
paradigm 144, 240
paradigm shifts 104, 155–156
Parker, S. 58
Parker, S.T. 63, 68
Parker Pearson, M. 181, 182
Passamaquoddy Indians 129
Passingham, R. 83
past, 12, 31–32, 170; African-American 110–124; cognitive mapping 131–138; designed 24–28; dialogue with
14–17; interpretation 95–99; reality of 13, 20–22, 45–47, 244; rhetoric 125–130; writing on countryside
100–109
301
Patterson, T. 37, 182
Pearce, S. 96
Pearson, M. 7
performance (interpretation) 7
periodisation 164–168, 185
personal, politics and 172
Petit, M. 147
phenomenology 43, 49–50, 203, 240–241
philosophical issues: contemporary archaeology 37–44; interpretive anthropology 48–50; past realities 45–47;
problems of origin 51–53; questions 30–31
phonology 83
physicality 189–193
Piaget-Chomsky debate 63
Piattelli-Palmarini, M. 63
pit-dwellings 154, 155–156
Pitt-Rivers, Augustus 96, 97, 162
place 245; communities and 137–138; sense of (cognitive mapping) 131–138
placelessness 131
Planck, Max 155
Planning Authorities 104
pleasure (and taste) 13
Pleistocene: hominids 78; matrix 176–177
pluralism 39, 241; authority and 5, 18–22
poetics, archaeological 11, 25–28, 241
political questions 30–31
political responsibility 223
political traits 70
politics 43, 97, 172, 229; cultural 3–5, 233–234, 243–244; of field archaeology 228
polysemous social world 9–10
Ponting, Clive 106
Poole, R.W.F. 105
Popper, Karl, 46, 245
positions (archaeological record) 196–197
positive knowledge 3–4, 5
positivism 4, 39–44, 51, 100, 144, 146, 241
postmodernism 51–53, 241–242; cognitive mapping 131–138
postmodernity 95, 96, 241–242
postpositivism 39–41, 44, 46, 242
postprocessual archaeologies 3–28, 38–39, 42, 61–62, 141, 143–144, 153, 183, 227, 232, 242
poststructuralism 30, 51–53, 58, 146, 152–153, 182, 187, 190, 201–203, 232, 242
Potter, P. 12, 117, 122, 182, 193
pottery (aryballos) 169–173
power 89–90, 96, 99, 110–111, 151–152, 165, 243; to act 172
practice and behaviour 243
‘preconceptions’ 100
prejudgement/prejudice 15–16
Premack, D. 64
present/presents 31–32, 170
presentation, gender of 229–230
Preucel, R.W. 3
primate modes of cognition 68–70
primates see non-human primates
problem orientation 16
processual archaeologies 3–28, 38–39, 144, 227, 242, 243
professional writing 106, 107
project (and networks) 13–14
pronunciatio 26
302
propagandist writing 106–107
Pryor, F. 107
public/publics 98, 243–244
Purser, Margaret 117
quality 165
question-and-answer context 16
quotation 26, 126
racism 112, 114, 116, 117
Rackham, Oliver 103
Raedwald 207, 208
Rahtz, P.A. 106
Ralston, I. 104
Ranger, T. 97
rationalism 43, 153
rationality 4, 6, 152
Reagan site 177
realism 46, 244
reality 60, 146, 195; of the past 13, 20–22, 45–47, 244
reason 4, 6, 43
Redman, Charles 16, 37–38
Reeves, M. 105
Reitz, E.J. 115
relationality 15, 19
relativism 5, 18–20, 38–40, 61, 65, 81, 100, 137, 244
relevance (and context) 15
remembering (memory) 171–172
Renfrew, C. 18, 26, 37, 42, 100, 154, 155–156, 183
‘rent’ 226
res divinaelres humanae 162
research 59, 155
resistance trials 20
rhetoric 26, 96–97, 146, 165, 166–168; of heritage claims 125–130
rhizomatics 27
Ricardo, David 226
Richman, B. 84
Ricoeur, P. 41, 44, 52, 58, 143–144, 146–147, 148, 153, 168, 182, 247
Ritchie, W. 177
ritual 89, 150, 165
Rivière, Georges Henri 134
Robbins, D. 150–151, 152
Rogers, A. 106
Rorty, R. 43
Rowley, T. 101
Ruggles, C. 136–137
Rumbaugh, D.M. 69
rural writing 25, 100–109
Rushing, Byron 111
Saebert 188, 207, 208, 209
Said, E. 25
Sambrook, J. 102, 106
Sands, S.F. 69
Sartre, J.P. 43, 149, 247
Savage-Rumbaugh, E.S. 63, 73, 77, 83
‘savage mind’ 195
303
Scandinavian Neolithic 146, 148, 166–167
Schiffer, M. 37
Schneider, A. 26
Schulz, P. 114
Schutz, A. 43
science 20, 30, 37, 41, 45–47, 49, 62, 66–67; sociology of 233–234
scientific knowledge 3–4, 5, 217
scientific method 38–39, 40–41, 107, 244–245
scientific revolution 155
scientific writing 105–106
self (body and subject) 245
self-knowledge 70
semantic language 73
sense 245; meaning and 17–18, 239
sensibility 245
sentience 245
sentiment 245
Seyfarth, R.M. 64, 69–70, 72, 80
Seymour J. 106
Shackel, P. 114, 182
Shanks, M. 4, 10–12, 14, 17, 25–26, 40, 44, 96, 111–112, 152–154, 182, 189, 202, 232, 234
Sharp, M. 100
Sherratt, A. 3, 5
Shiplap Museum 120–121, 122–123
Shoard, M. 106
Sigg, H. 69
sign language 63
Smith, Adam 226
Smith, CD. 145
Smith, D.M. 232
Smith, Frederick 87
Smith, G.E. 156
Snodgrass, Anthony 144
Snowdon, C.T. 70
social archaeology 4, 5, 245
social formation 160, 200
social knowlege 68–69
social life (polysemous) 9–10
social reality 60, 66, 194–204
social structures 33, 149, 153, 156
social traits (primates) 69–70
social transactions (primates) 70–72
society 4, 21
sociology 47; of science 233–234
space 101, 245; time relationship 46, 131–134, 136–138, 152–153, 198–200
speaking mode of 230
Spector, J. 96
Spengler, Oswald 167
Sperling, S. 66
Spiegel, G.M. 126
Star Carr 21
statistics 143
steel comb (Gott’s Court excavation) 113–114
Stetie, S. 128
Stewart, S. 95, 98
Stocking, G.W. 97
Stoianovich, T. 141
304
Stolba, A. 69
Stonehenge 97, 107, 130
Street, A.G. 105
Stringer, C.B. 76
Stross, B. 84
structuralism 38, 141, 153, 181–182, 186, 232, 245–246
structuration theory 150–152, 232, 246
structure 246; agency and 148–153, 156
Stukeley, W. 87, 101
Sturt, G. 102
subject (self and body) 245
subjectivity 4, 11, 21–22, 42, 49, 143, 148–149, 154, 202–204
Sutton Hoo burial 188, 205–207, 208
symbolism 17, 47, 70, 224; materiality and 186, 210–211
Symmes, D. 84
synecdoche 165, 166, 167
systems theory 152, 183
Taçon, P. 90
talking (evolution) 62, 81–86
Tallgren, A.M. 163
Tannen, Deborah 84
taste (and expression) 12–13
taxa/taxon 9
Tayeb, M. 128
Taylor, C. 103, 137–138
technology 11–13, 22; chimpanzee 72–74; language and thought 77–78
Tegner, Henry 105
temporality 247
Terrace, H.S. 73
territories (and tombs) 205–209
text 31; interpreting material culture 181–193, 229; intertextuality 246–247
Thomas, C. 106
Thomas, J. 25, 41, 104, 146
Thompson, D. 100
Thompson, F. 102
Thompson, J. 152
Thompson, M. 98, 99
Thorpe, Benjamin 127
thought, language and 76–80
Three Age System 156
Thrift, Nigel 152
Tilley, C. 4, 10, 17, 25–28, 40, 44, 96, 111–112, 152–153, 182, 192, 202, 216, 218, 232, 234
time 101, 247; depth 186, 210; space relationship 46, 136–138, 152–153, 198–200; tiles 137
Tindall, G. 105
Tomasello, M. 73
tombs (and territories) 205–209
tool-use (by chimpanzees) 72–74
tourist literature 106
translator (interpretation by) 5–8
tree-thinking 27
Trigger, B. 5, 18, 156
tropes 148, 166–167
truth 18, 40, 41, 45, 46, 127
Tunbridge, J.E. 98
Turner, G. 106
Turner, J. 11, 81, 84
305
Turner, V. 84
Tutin, C.E.G. 74
Ucko, P. 101
uncertainty (interpetation) 6, 9–11
underdetermination 10, 18
understanding 147, 229, 237
UNESCO 128–129
universals 61–62, 166
Uzzell, D.L. 100
value-freedom 247
value-judgements 65, 137
values 95, 100, 247
Varro, Marcus Terentius 162
Vergo, P. 96
Veyne, Paul 143
Viking hoards 159
Vilar, P. 141
Visalberghi, E. 68
visibility of archaeological record 185, 189–190, 194–204
vocal gestures 83–84
Vrba, E.S. 66, 88
Walsh, Kevin 96, 97, 132, 133
Warner, Mark 112, 113, 114, 115
Warner, R.M. 84
Waterman, Dudley 104
Watson, P. 38
Watson, R.A. 5
‘weasel expression’ 98
Weber, Max 158
Western Marxism 30, 247
White, Gilbert 102, 103
White, Hayden 143, 146–148, 165–168, 239
White, Leslie 37
White, N. 89, 90
White, R. 133
Whiten, A. 63, 69, 70, 85
Wickham-Jones, C.R. 107
Wiessner, P. 164
will to visibility 185, 189, 196–198, 200–201,
Willey, Gordon 176
Williams, R. 101
Williams, R.J. 62
Williams, S.H. 58
Wilson, W.A. 128
Wittgenstein, L. 49
Wobst, H.M. 59, 88
Woggle (Aboriginal spirit) 129
Wolfe, A. 82
women (Palaeoindians) 175–178
Woolgar, S. 27, 60, 175
Wormington, H. 176
Wright, A.A. 69
Wright, P. 97, 102, 129
writing 247–248; on countryside 100–109; discourse and (designed past) 24–28
306
Wylie, A. 38, 182
Wynn, T. 63
Yarnell, T. 104
Yearley, S. 62
Yentsch, A. 111
Yoffee, N. 3, 5
Yolngu 89
Young, I.M. 137
Zafimaniry 212–215
307
Table of Contents
Half Title 2
Title Page 3
Copyright Page 4
Table of Contents 5
List of tables and figures 8
Contributors 9
Introduction 10
Archaeology and the Interpretation of Material Culture: A Report on the State
10
of the Discipline
1. Processual, postprocessual and interpretive archaeologies 12
To Interpret, the Act of Interpretation: What Do the Words Mean and Imply? 15
Meaning 15
Dialogue 15
Uncertainty 16
Exploration and making connections 16
Judgement 16
Performance 16
Critique 17
The ubiquity of interpretation forgotten in black boxes 17
Hermeneutics 18
Uncertainty 18
Creativity and the Technology That is Archaeology 20
Expression and taste 22
Projects and Networks 23
Context and Dialogue 24
Meaning and Making Sense 27
Pluralism and Authority 28
Objectivity 29
Relativism 30
The reality of the past 30
Critique 33
Commentary and critique 34
Designed Pasts: Discourse and Writing 35
Archaeological poetics 36
Notes 39
308
2. Interpretive archaeologies: some themes and questions 42
1 Some General, Philosophical and Political Questions of How to Go about
42
Archaeology
2 Animals and Human Meaning; Evolution and the Emergence of the Human
43
‘Mind’
3 Interpreting, Writing and Presenting the Past: Interfaces between Past and
44
Present
4 The Nature of History and its Relations with Archaeology 44
5 The Interpretation of Material Culture 45
Part 1: Philosophical issues of interpretation 47
3. Interpretation in contemporary archaeology: some philosophical issues 48
Introduction 48
A tale of two narratives 48
Archaeological neuroses 49
Commentary 50
Spurious consensus 50
Crisis of confidence 51
Philosophising with a hammer 51
Interpretive archaeology 52
Positivist prejudices 53
Postpositivist projects 55
Acknowledgements 56
4. Past realities 57
5. Interpretive anthropology 61
6. The problems of origins: poststructuralism and beyond 65
Part 2: The origins of meaning 69
7. The origins of meaning 70
Aspects of Meaning 71
A question of origins 71
Universals and contexts 74
Language (use and abuse) and interdisciplinary communication 76
Different Meanings 78
Notes 81
8. Cognitive and behavioural complexity in non-human primates 82
Primate Modes of Cognition 82
Cognition, Kinship and Co-Operation 84
Chimpanzee ‘Technology’ 87
Summary 89
309
Acknowledgements 90
9. Language and thought in evolutionary perspective 91
The Origins of Culture Revisited 91
Brain Size 91
Technology 92
Language 93
Conclusions 94
10. Talking to each other: why hominids bothered 97
Introduction 97
Language Capacity and the Evolutionary Tree 98
Conserved and Convergent Aspects of Human Language Propensities 99
Derived Aspects of Human Language Abilities 101
Conclusion 102
Acknowledgements 102
11. Interpretation in the Palaeolithic 103
Messages and Contexts 104
Long-Term Aesthetics 105
The Archaeological Challenge 106
Conclusions, Wild and Dangerous 107
Acknowledgements 108
Note 108
Part 3: Interpretation, writing and presenting the past 109
12. Interpretation, writing and presenting the past 110
Audiences and Communities 112
13. Writing on the countryside 115
14. Can an African-American historical archaeology be an alternative voice? 125
Introduction 125
Artefacts 128
Oral Histories 131
Exhibit 132
Evaluation of the Exhibit 138
Conclusion 140
Acknowledgements 140
15. ‘Trojan forebears’, ‘peerless relics’: the rhetoric of heritage claims 142
16. A sense of place: a role for cognitive mapping in the ‘postmodern’ world? 148
Introduction 148
Making Connections 150
A Role for Museums 151
310
Interactive Video 153
Places and Communities 155
Part 4: Archaeology and history 157
17. The nature of history 158
Annales History and its Relation to Archaeology 158
Archaeology and History 161
Narrativist Approaches to History 163
Structure and Agency 166
History That Hurts 171
18. The French historical revolution: the Annales school 176
19. The relations between human and natural history in the construction of
180
archaeology
20. Material culture in time 182
21. Archaeology and the forms of history 187
History of: Pasts and Presents 187
Design and the Interpretation of Material Form 190
Memory and Remembering 188
The Narrative Act 188
Constructing Scales 189
Changing History 189
The Power to Act 189
Politics and the Personal 189
The Interpretive Act 191
Notes 192
22. Railroading epistemology: Palaeoindians and women 193
Part 5: Material culture 197
23. Interpreting material culture: the trouble with text 198
A Very Brief History of Text 198
The Trouble with Text 201
Commentary 201
Colin Richards 201
Felipe Criado 202
Julian Thomas 203
Michael Parker Pearson 204
Maurice Bloch 206
Material culture and physicality 207
24. The visibility of the archaeological record and the interpretation of social
213
reality
311
Positions 215
Developments 216
The Recognition and Definition of Strategies of Visibility 217
The Interpretation of the Will to Visibility 219
The Contextualisation of Will to Visibility and Strategies of Visibility 220
Problems 220
Notes 224
25. Tombs and territories: material culture and multiple interpretation 225
26. Reconciling symbolic significance with being-in-the-world 231
27. Questions not to ask of Malagasy carvings 233
28. Knowing about the past 237
Acknowledgements 240
Appendix: further comment on interpretive archaeologies 241
Glossary 254
Bibliography 272
Index 290
312

